Ultimus Managers Trust
09/16/2021 | Press release | Distributed by Public on 09/16/2021 13:44
Amendment to Post-Effective Amendment (SEC Filing - 485BXT)
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
Pre-Effective Amendment No.
Post-Effective Amendment No. 199
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]
Amendment No. 202
(Check appropriate box or boxes)
ULTIMUS MANAGERS TRUST
(Exact Name of Registrant as Specified in Charter)
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: (513) 587-3400
David James
Ultimus Fund Solutions, LLC
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Name and Address of Agent for Service)
With copy to:
Thomas W. Steed III, Esq.
Kilpatrick Townsend & Stockton LLP
4208 Six Forks Road, Suite 1300
Raleigh, NC 27609
It is proposed that this filing will become effective (check appropriate box):
/ / immediately upon filing pursuant to paragraph (b)
/X/ on September 24, 2021 pursuant to paragraph (b)
/ / 60 days after filing pursuant to paragraph (a) (1)
/ / on (date) pursuant to paragraph (a) (1)
/ / 75 days after filing pursuant to paragraph (a) (2)
/ / on (date) pursuant to paragraph (a) (2) of Rule 485(b)
If appropriate, check the following box:
/X/ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
EXPLANATORY NOTE
Designation on New Effective Date for Previously Filed Amendment
Post-Effective Amendment No. 183 ('PEA #183') was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933, as amended, on June 3, 2021. Pursuant to Rule 485(a)(2), that filing was expected to become effective on August 17, 2021.
Post-Effective Amendment No. 191 was filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating August 31, 2021 as the new effective date for PEA #183.
Post-Effective Amendment No. 194 was filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating September 10, 2021 as the new effective date for PEA #183.
Post-Effective Amendment No. 196 was filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating September 17, 2021 as the new effective date for PEA #183.
This Post-Effective Amendment No. 199 is being filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating September 24, 2021 as the new effective date for PEA #183.
This Post-Effective Amendment No. 199 incorporates by reference the information contained in Parts A, B, and C of PEA #183.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended ('Securities Act') and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment to its Registration Statement to be signed below on its behalf by the undersigned, thereto duly authorized, in the City of Cincinnati, and State of Ohio on September 16, 2021.
| ULTIMUS MANAGERS TRUST | ||||
| By: | /s/ Todd E. Heim | |||
| Todd E. Heim | ||||
| President |
Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
| Signature | Date | ||||||||||||||
| /s/ David R. Carson | September 16, 2021 | ||||||||||||||
| David R. Carson, Trustee | |||||||||||||||
| * | September 16, 2021 | ||||||||||||||
| David M. Deptula, Trustee | |||||||||||||||
| * | September 16, 2021 | ||||||||||||||
| Janine L. Cohen, Trustee | By: | /s/ David James | |||||||||||||
| David James | |||||||||||||||
| * | September 16, 2021 | Attorney-in-fact* | |||||||||||||
| Jacqueline A. Williams, Trustee | September 16, 2021 | ||||||||||||||
| * | September 16, 2021 | ||||||||||||||
| Clifford N. Schireson, Trustee | |||||||||||||||
| * | September 16, 2021 | ||||||||||||||
| Robert E. Morrison, Trustee | |||||||||||||||
| /s/ Todd E. Heim | September 16, 2021 | ||||||||||||||
| Todd E. Heim, President | |||||||||||||||
| /s/ David R. Carson | September 16, 2021 | ||||||||||||||
| David R. Carson, Vice President | |||||||||||||||
| /s/ Jennifer L. Leamer | September 16, 2021 | ||||||||||||||
| Jennifer L. Leamer, Treasurer/Controller/Principal Financial Officer | |||||||||||||||