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SLM Solutions Group AG
14.09.2021 / 13:26
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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SLM Solutions Group AG
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Street:
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Estlandring 4
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Postal code:
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23560
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City:
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Lübeck
Germany
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Legal Entity Identifier (LEI):
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5299004VIBQF63906C97
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
Voluntary group notification with triggered threshold on subsidiary level
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3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
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5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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9.08 %
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0.22 %
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9.29 %
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21,228,953
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Previous notification
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8.90 %
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0.21 %
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9.11 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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|
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000A111338
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0
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1,926,728
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0.00 %
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9.08 %
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Total
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1,926,728
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9.08 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right of recall over securities lending agreements
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at any time
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at any time
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46,012
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0.22 %
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|
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Total
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46,012
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0.22 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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0
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0.00 %
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|
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Total
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0
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0.00 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley & Co. LLC
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%
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%
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%
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|
-
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley International Holdings Inc.
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%
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%
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%
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Morgan Stanley International Limited
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%
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%
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%
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Morgan Stanley Investments (UK)
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%
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%
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%
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Morgan Stanley & Co. International plc
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6.10 %
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%
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6.20 %
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-
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%
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%
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%
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Morgan Stanley
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%
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%
|
%
|
|
Morgan Stanley Capital Management, LLC
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%
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%
|
%
|
|
Morgan Stanley Domestic Holdings, Inc.
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%
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%
|
%
|
|
Morgan Stanley & Co. LLC
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%
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%
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%
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Prime Dealer Services Corp.
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%
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%
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%
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|
-
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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E*TRADE Financial Holdings, LLC
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%
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%
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%
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ETCM Holdings, LLC
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%
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%
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%
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E*TRADE Securities LLC
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
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The notification was triggered due to disposal of client securities over which Morgan Stanley & Co. LLC had right of use. The notification relates to the specific activity which occurred on the Date on which the threshold was crossed and therefore may not correspond to the comparison of New & Previous notification % values in the Total Positions section.
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Date
14.09.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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SLM Solutions Group AG