ISE - The Irish Stock Exchange plc

11/08/2018 | Press release | Distributed by Public on 11/08/2018 04:43

Form 8.5 (EPT/RI) - Barrick Gold Corporation

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the 'Code')

1. KEY INFORMATION

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Barrick Gold Corporation

(c) Name of the party to the offer with which exempt principal trader is connected:

Barrick Gold Corporation

(d) Date dealing undertaken:

07 NOVEMBER 2018

(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Randgold Resources Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

common

PURCHASES

23,678

17.1965 CAD

17.0000 CAD

common

SALES

15,715

17.1965 CAD

17.1554 CAD

common

PURCHASES

4,887

11.7000 EUR

11.4400 EUR

common

SALES

4,020

11.7200 EUR

11.4100 EUR

common

PURCHASES

225,687

13.1700 USD

13.0252 USD

common

SALES

235,063

13.2400 USD

12.9900 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

common

Constant Leverage Certificate (X4) - (ISIN -

DE000MF2LEN6)

SHORT

300

1.7000 EUR

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF2LMH1)

SHORT

10,000

0.4000 EUR

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF2LMH1)

SHORT

4,000

0.4300 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF3KM65)

LONG

300

2.2100 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF3KM65)

LONG

300

2.2600 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF3KM65)

SHORT

300

2.1100 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF3KM65)

SHORT

300

2.2800 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF5DK15)

LONG

13,000

3.4700 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF5DK15)

LONG

13,000

3.4900 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF5DK15)

SHORT

13,000

3.4700 EUR

common

Knock-Out Warrant- (ISIN -

DE000MF5DK15)

SHORT

13,000

3.4700 EUR

common

Constant Leverage Certificate (X8) - (ISIN -

DE000MF7AF13)

SHORT

70

24.2200 EUR

common

Warrants - (ISIN -

DE000MF7CY75)

LONG

1,000

2.1800 EUR

common

Warrants - (ISIN -

DE000MF7CY75)

LONG

500

2.2200 EUR

common

Warrants - (ISIN -

DE000MF7CY75)

SHORT

500

2.0700 EUR

common

Warrants - (ISIN -

DE000MF7CY75)

SHORT

500

2.0900 EUR

common

Warrants - (ISIN -

DE000MF7CY75)

SHORT

500

2.1100 EUR

common

Warrants - (ISIN -

DE000MF7CY75)

SHORT

500

2.1600 EUR

common

CFD

LONG

2,000

11.4100 EUR

common

CFD

LONG

303

11.4193 EUR

common

CFD

LONG

17

11.4200 EUR

common

CFD

SHORT

2,287

11.5613 EUR

common

CFD

SHORT

900

11.7000 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(ii) Exercise

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state 'none'

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state 'none'

None

Date of disclosure:

08 NOVEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.