Sonendo Inc.

05/27/2022 | Press release | Distributed by Public on 05/27/2022 05:24

Submission of Matters to a Vote of Security Holders - Form 8-K

8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 25, 2022

Sonendo, Inc.

(Exact name of Registrant as Specified in Its Charter)

Delaware

001-40988

20-5041718

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

26061 Merit Circle, Suite 102

Laguna Hills, CA 92653, California

92653

(Address of Principal Executive Offices)

(Zip Code)

Registrant's Telephone Number, Including Area Code: 949 7663636

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

Trading
Symbol(s)


Name of each exchange on which registered

Common Stock, par value $0.001 per share

SONX

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

The annual meeting of stockholders (the "2022 Annual Meeting") of Sonendo, Inc. (the "Company") was held on May 25, 2022. At the 2022 Annual Meeting, the Company's stockholders voted on the following two proposals and cast their votes as described below.

Proposal 1-Election of Class I Director

The Class I Director nominee, Raj Pudipeddi, was elected to hold office for a three-year term and until his successor is duly elected and qualified by the following vote:

For:

15,796,113

Withheld:

818,850

Broker Non-Votes:

2,738,779

Proposal 2-Ratification of the Appointment of the Company's Independent Registered Public Accounting Firm

The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022 was approved by the following vote:

For:

19,341,936

Against:

7,339

Abstained:

4,467

Broker Non-Votes:

N/A

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Sonendo, Inc.

Date:

May 27, 2022

By:

/Bjarne Bergheim/

President and Chief Executive Officer