07/08/2020 | Press release | Distributed by Public on 07/06/2020 18:08
This webinar will cover the following:
The SEC's Office of Compliance Inspections and Examinations (OCIE) continues to examine private fund advisers and identify deficiencies. OCIE recently issued a Risk Alert, 'Observations from Examinations of Investment Advisers Managing Private Funds,' that summarizes some of the more frequent and notable findings from recent examinations.
In this webinar, Dechert speakers will discuss OCIE's examinations of private fund advisers and how the Risk Alert can assist private fund advisers in reviewing and enhancing their compliance programs, improving disclosures and achieving a successful examination.
Please note that this event is closed to journalists, reporters and any other members of the press. If you are a member of the press and are interested in speaking with someone about the topics being discussed at this event, please contact Ashley Baldev at [email protected].