12/08/2021 | Press release | Distributed by Public on 12/08/2021 15:23
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): December 8, 2021Millennium Investment & Acquisition Co. Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
811-22156
(Commission File Number)
20-4531310
(IRS Employer Identification No.)
301 Winding Road
Old Bethpage, NY11804
(Address of principal executive offices and Zip Code)
Registrant's telephone number, including area code: (212)750-0371Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Trading Symbol | Name of Each Exchange on Which Registered | ||
Common Shares | MILC | OTC PINK |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
SECTION 5 - CORPORATE GOVERNANCE AND MANAGEMENT
Item 5.07 | Submission of Matters to a Vote of Security Holders |
Millennium Investment & Acquisition Company (the "Company") completed its 2021 Annual Meeting of Shareholders on December 8, 2021. For more information on the proposals before the meeting, see the company's definitive proxy statement on Schedule 14A, filed with the U.S. Securities and Exchange Commission on October 25, 2021, the relevant portions of which are incorporated herein by reference.
Below are the final voting results for each proposal.
1) The shareholders elected each of the four nominees to the Board of Directors for a one-year term.
FOR | WITHHELD |
BROKER NON-VOTE |
||||||||||
David H. Lesser | 7,419,348 | 246,748 | 0 | |||||||||
Roger Greene | 7,417,348 | 248,748 | 0 | |||||||||
Kevin McTavish | 7,417,348 | 248,748 | 0 | |||||||||
Miriam Rouziek | 7,417,348 | 248,748 | 0 |
2) The shareholders ratified the Board's selection of Malone Bailey, LLP as the Company's independent registered public accounting firm.
FOR | AGAINST | ABSTAIN |
BROKER NON-VOTE |
|||||||||||
7,666,096 | 0 | 0 | 0 |
3) The shareholders voted to approve the 2021 Equity Incentive Plan.
FOR | AGAINST | ABSTAIN |
BROKER NON-VOTE |
|||||||||||
7,659,249 | 6,020 | 827 | 0 |
4) The shareholders voted to approve an amendment to the Certificate of Incorporation of the Company to allow for redemption by the Company of its shares of common stock in accordance with its Divestiture Plan.
FOR | AGAINST | ABSTAIN |
BROKER NON-VOTE |
|||||||||||
7,661,346 | 4,270 | 480 | 0 |
5) The shareholders voted to approve on an advisory basis, the compensation of our executive officers.
FOR | AGAINST | ABSTAIN |
BROKER NON-VOTE |
|||||||||||
7,656,626 | 9,270 | 200 | 0 |
6) The shareholders voted to recommend, on an advisory basis, a three-year frequency for holding an advisory vote on executive compensation.
EVERY 1 YEAR | EVERY 2 YEARS | EVERY 3 YEARS | ABSTAIN |
BROKER NON-VOTE |
||||||||||||||
328,119 | 7,450 | 7,326,562 | 4,001 | 0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 8, 2021 | ||
Millennium Investment & Acquisition Company | ||
By: | /s/ David H. Lesser | |
Name: | David H. Lesser | |
Title: | CEO and Chairman |