Submission of Matters to a Vote of Security Holders - Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): December 8, 2021

Millennium Investment & Acquisition Co. Inc.

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation)

811-22156

(Commission File Number)

20-4531310

(IRS Employer Identification No.)

301 Winding Road

Old Bethpage, NY11804

(Address of principal executive offices and Zip Code)

Registrant's telephone number, including area code: (212)750-0371

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class		Trading Symbol		Name of Each Exchange on Which Registered
Common Shares		MILC		OTC PINK

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

SECTION 5 - CORPORATE GOVERNANCE AND MANAGEMENT

Item 5.07

Submission of Matters to a Vote of Security Holders

Millennium Investment & Acquisition Company (the "Company") completed its 2021 Annual Meeting of Shareholders on December 8, 2021. For more information on the proposals before the meeting, see the company's definitive proxy statement on Schedule 14A, filed with the U.S. Securities and Exchange Commission on October 25, 2021, the relevant portions of which are incorporated herein by reference.

Below are the final voting results for each proposal.

1) The shareholders elected each of the four nominees to the Board of Directors for a one-year term.

		FOR			WITHHELD			BROKER NON-VOTE
David H. Lesser			7,419,348				246,748				0
Roger Greene			7,417,348				248,748				0
Kevin McTavish			7,417,348				248,748				0
Miriam Rouziek			7,417,348				248,748				0

2) The shareholders ratified the Board's selection of Malone Bailey, LLP as the Company's independent registered public accounting firm.

FOR			AGAINST			ABSTAIN			BROKER NON-VOTE
	7,666,096				0				0				0

3) The shareholders voted to approve the 2021 Equity Incentive Plan.

FOR			AGAINST			ABSTAIN			BROKER NON-VOTE
	7,659,249				6,020				827				0

4) The shareholders voted to approve an amendment to the Certificate of Incorporation of the Company to allow for redemption by the Company of its shares of common stock in accordance with its Divestiture Plan.

FOR			AGAINST			ABSTAIN			BROKER NON-VOTE
	7,661,346				4,270				480				0

5) The shareholders voted to approve on an advisory basis, the compensation of our executive officers.

FOR			AGAINST			ABSTAIN			BROKER NON-VOTE
	7,656,626				9,270				200				0

6) The shareholders voted to recommend, on an advisory basis, a three-year frequency for holding an advisory vote on executive compensation.

EVERY 1 YEAR			EVERY 2 YEARS			EVERY 3 YEARS			ABSTAIN			BROKER NON-VOTE
	328,119				7,450				7,326,562				4,001				0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: December 8, 2021
Millennium Investment & Acquisition Company
By:	/s/ David H. Lesser
Name:	David H. Lesser
Title:	CEO and Chairman

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