06/17/2022 | Press release | Distributed by Public on 06/17/2022 08:43
Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
FORM X-17A-5/A |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
Filer CIK |
0000042352
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Filer CCC |
XXXXXXXX
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Is this a LIVE or TEST Filing? | LIVE TEST |
Would you like a Return Copy? | |
Is this an electronic copy of an official filing submitted in paper format? | |
Confirming Copy File Number | |
Submission Contact Information |
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Name | |
Phone | |
E-Mail Address | |
Notify via Filing Website only? |
Report for the Period Beginning |
01-01-2021
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and Ending |
12-31-2021
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Type of Registrant | Broker-dealer |
Material Weakness |
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Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
Please describe what information is being amended with this filing. |
We have uploaded a revised copy of the Goldman Sachs & Co. LLC 12/31/21 audited year-end financial statements, which include an amended 17a-5 Compliance Report and report from our independent public auditors. There have been no other revisions to the audited year-end financial statements.
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Name of Broker-dealer |
GOLDMAN SACHS & CO. LLC
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Address 1 |
200 WEST STREET
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City |
NEW YORK
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State/Country |
NEW YORK
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Mailing Zip/ Portal Code |
10282-2198
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Name |
Thomas J. Favia
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Telephone Number |
2129021710
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Name - if individual, state last, first, and middle name |
PricewaterhouseCoopers LLP
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Address 1 |
300 Madison Avenue
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City |
New York
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State/Country |
NEW YORK
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Mailing Zip/ Postal Code |
10017
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Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
Signature |
Brian Doyle
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Title |
Chief Financial Officer
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Checking this box acknowledges that this oath or affirmation has been notarized. |