Northern Lights Fund Trust IV
09/20/2021 | Press release | Distributed by Public on 09/20/2021 14:55
Amendment to Post-Effective Amendment (SEC Filing - 485BXT)
Securities Act Registration No. 333-204808
Investment Company Act Registration No. 811-23066
As filed with the Securities and Exchange Commission on September 20, 2021
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý
¨Pre-Effective Amendment No.
ýPost-Effective Amendment No. 226
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý
ýAmendment No. 229
(Check appropriate box or boxes.)
Northern Lights Fund Trust IV
(Exact Name of Registrant as Specified in Charter)
225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code: (631) 490-4300
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With copy to:
|
JoAnn M. Strasser Thompson Hine LLP 41 South High Street, Suite 1700 Columbus, Ohio 43215 614-469-3265 (phone) 614-469-3361 (fax) |
Jennifer Farrell Gemini Fund Services, LLC 80 Arkay Drive, Suite 110 Hauppauge, New York 11788 (631) 470-2734 (phone) (631) 813-2884 (fax) |
Approximate date of proposed public offering: As soon as practicable after the effective date of the Registration Statement.
It is proposed that this filing will become effective:
() Immediately upon filing pursuant to paragraph (b)
(X) On October 20, 2021pursuant to paragraph (b)
() 60 days after filing pursuant to paragraph (a)(1)
() On (date) pursuant to paragraph (a)(1)
() 75 days after filing pursuant to paragraph (a)(2)
() On (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
(X) This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
The sole purpose of this filing is to delay the effectiveness of the Trust's Post-Effective Amendment No. 220 to its Registration Statement until October 20, 2021. Post-Effective Amendment No. 220 to the Trust's Registration Statement relates to Main International ETF. Parts A, B and C of Registrant's Post-Effective Amendment No. 220 under the Securities Act of 1933 and Amendment No. 223 under the Investment Company Act of 1940, filed on May 13, 2021, are incorporated by reference herein.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the Securities Act and has duly caused this registration statement to be signed on its behalf by the undersigned, duly authorized, in the City of Hauppauge, and State of New York, on the 20th day of September 2021.
Northern Lights Fund Trust IV
By: _/s/ Wendy Wang_______________
Wendy Wang, President
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following person in the capacities indicated on September 20, 2021.
| Name | Title |
| Joseph Breslin* | Trustee |
| Thomas Sarkany* | Trustee |
| Charles Ranson* | Trustee |
| Wendy Wang* | President and Principal Executive Officer |
| Sam Singh* | Treasurer and Principal Financial Officer |
*By: _/s/ Wendy Wang
Wendy Wang
Attorney-in-Fact