Document
Filed with the U.S. Securities and Exchange Commission on January 24, 2022
1933 Act Registration File No.333-206240
1940 Act File No. 811-23084
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N‑1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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x
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Pre‑Effective Amendment No.
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Post‑Effective Amendment No. 128
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And
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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x
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Amendment No. 131
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(Check appropriate box or boxes.)
Series Portfolios Trust
(Exact Name of Registrant as Specified in Charter)
615 East Michigan Street
Milwaukee, WI 53202
(Address of Principal Executive Offices, including Zip Code)
Registrant's Telephone Number, including Area Code: (414) 765-6115
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Ryan L. Roell, President and Principal Executive Officer
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Series Portfolios Trust
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615 East Michigan Street
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Milwaukee, WI 53202
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(Name and Address of Agent for Service)
Copy to:
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Marco Adelfio, Esq.
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Goodwin Procter LLP
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1900 N Street, NW
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Washington, DC 20036
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It is proposed that this filing will become effective (check appropriate box)
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[
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immediately upon filing pursuant to paragraph (b)
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[
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X
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on February 23, 2022 pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on (date) pursuant to paragraph (a)(2) of Rule 485.
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If appropriate, check the following box:
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X
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This post-effective amendment designates a new effective date for a previously filed post- effective amendment.
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EXPLANATORY NOTE
Designation of New Effective Date for Previously Filed Post-Effective Amendment
Post-Effective Amendment No. 121 ("the "Amendment") was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933 on October 13, 2021, and pursuant to Rule 485(a)(2) would become effective on December 27, 2021.
Post-Effective Amendment No. 124 was filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating January 24, 2022, as the new date upon which the Amendment would have become effective.
This Post-Effective Amendment No. 128 is being filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating February 23, 2022, as the new date upon which the Amendment, with respect to the Subversive Cannabis ETF (Series ID S000074851) only, shall become effective.
This Post-Effective Amendment No. 128 incorporates by reference the information contained in Parts A, B, and C of the Amendment with respect to only the Subversive Cannabis ETF.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Amendment to the Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Amendment to the Registration Statement to be signed below on its behalf by the undersigned, duly authorized, in the City of Milwaukee and State of Wisconsin, on the 24th day of January, 2022.
Series Portfolios Trust
By: /s/ Ryan L. Roell
Ryan L. Roell
President
Pursuant to the requirements of the 1933 Act, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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Signature
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Title
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Date
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Kathleen T. Barr*
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/s/ Daniel B. Willey*
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Trustee
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January 24, 2022
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Daniel B. Willey
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/s/ Debra McGinty-Poteet*
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Trustee
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January 24, 2022
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Debra McGinty-Poteet
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/s/ Koji Felton*
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Trustee
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January 24, 2022
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Koji Felton
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/s/ Elaine E. Richards*
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Trustee
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January 24, 2022
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Elaine E. Richards
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/s/ Ryan L. Roell
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President and Principal
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January 24, 2022
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Ryan L. Roell
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Executive Officer
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/s/ Cullen O. Small*
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Treasurer and Principal
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January 24, 2022
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Cullen O. Small
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Financial Officer
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*By: /s/ Ryan L. Roell
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January 24, 2022
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Ryan L. Roell
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Ryan L. Roell, Attorney-In Fact pursuant to Power of Attorney
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