05/10/2022 | Press release | Distributed by Public on 05/10/2022 08:16
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Investcorp BDC Holdings Ltd CENTURY YARD, CRICKET SQUARE PO BOX 1111 GRAND CAYMAN. KY1-1102, E9BWI |
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Investcorp Credit Management US LLC 280 PARK AVENUE 36TH FLOOR NEW YORK, NY10017 |
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SIPCO HOLDINGS LTD CENTURY YARD, CRICKET SQUARE PO BOX 1111 GRAND CAYMAN KY1-1102, E9BWI |
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Investcorp S.A. CENTURY YARD, CRICKET SQUARE PO BOX 1111 GRAND CAYMAN KY1-1102, E9BWI |
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Investcorp BDC Holdings Limited By: /s/ Patrick Maloney Title: Attorney-in-fact | 2022-05-10 |
**Signature of Reporting Person | Date |
Investcorp Credit Management US LLC By: /s/ Patrick Maloney Title: General Counsel | 2022-05-10 |
**Signature of Reporting Person | Date |
SIPCO Holdings Limited By:/s/ Patrick Maloney Title: Attorney-in-fact | 2022-05-10 |
**Signature of Reporting Person | Date |
Investcorp S.A. By:/s/ Patrick Maloney Title: Attorney-in-fact | 2022-05-10 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3. |