Ownership Submission
|
FORM 4
|
|
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
OMB APPROVAL
|
|
OMB Number:3235-0287Expires:January 31, 2005Estimated average burden hours per response...0.5
|
|
|
1. Name and Address of Reporting Person *
|
|
Adams Jon
|
|
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [CMCO]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
_____ Director
|
_____ 10% Owner
|
|
_____ Officer (give title below)
|
_____ Other (specify below)
|
|
Interim Pres.Crane Solutions /
|
|
|
(Last)
|
(First)
|
(Middle)
|
|
205 CROSSPOINT PARKWAY
|
|
3. Date of Earliest Transaction (Month/Day/Year)
|
(Street)
|
|
GETZVILLE
|
NY
|
14068
|
|
4. If Amendment, Date Original Filed(Month/Day/Year)
|
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
|
|
1.Title of Security
|
2. Transaction Date (Month/Day/Year)
|
2A. Deemed Execution Date, if any (Month/Day/Year)
|
3. Transaction Code
|
4. Securities Acquired (A) or Disposed of (D)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
|
6. Ownership Form: Direct (D) or Indirect (I)
|
7. Nature of Indirect Beneficial Ownership
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (Month/Day/Year)
|
3A. Deemed Execution Date, if any (Month/Day/Year)
|
4. Transaction Code
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
|
8. Price of Derivative Security
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
|
11. Nature of Indirect Beneficial Ownership
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expriation Date
|
Title
|
Amount or Number of Shares
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
Adams Jon
205 CROSSPOINT PARKWAY
GETZVILLE, NY14068
|
|
|
Interim Pres.Crane Solutions
|
|
Signatures
|
Mary C. O'Connor as POA for Jon Adams
|
2022-05-24
|
|
**Signature of Reporting Person
|
Date
|
Explanation of Responses:
|
(*)
|
If the form is filed by more than one reporting person, see Instruction 5(b)(v).
|
|
(**)
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
(1)
|
292.5001 restricted stock units became fully vested on 5/20/2022, of which 87 were traded and .5001 were converted to cash to satisfy tax withholding obligations.
|
|
(2)
|
263.4019 restricted stock units became fully vested on 5/22/2022, of which 80 were traded and .4019 were converted to cash to satisfy tax withholding obligations.
|
|
(3)
|
Includes 4,980.9378 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 292.5001 shares become fully vested 5/20/2023; 510.4164 shares become fully vested 1/2/2023; 576.5939 shares become fully vested 5/18/2023; 584.4645 shares become fully vested 50% per year for two years beginning 5/17/2023; 1,005.9629 shares become fully vested 33.33% per year for three years beginning 7/1/2022, and 2,011 shares become fully vested 33.33% per year for 3 years beginning 5/16/2023, if reporting person remains an employee of issuer.
|
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
