Nutanix Inc.
09/21/2021 | Press release | Distributed by Public on 09/21/2021 15:11
Initial Registration Statement for Employee Benefit Plan (SEC Filing - S-8)
As filed with the Securities and Exchange Commission on September 21, 2021
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
NUTANIX, INC.
(Exact name of registrant as specified in its charter)
|
Delaware (State or other jurisdiction of Incorporation or organization) |
27-0989767 (I.R.S. Employer Identification No.) |
1740 Technology Drive, Suite 150
San Jose, California 95110
(Address of principal executive offices, including zip code)
2016 Equity Incentive Plan
(Full title of the plan)
Rajiv Ramaswami
President and Chief Executive Officer
Nutanix, Inc.
1740 Technology Drive, Suite 150
San Jose, California 95110
(408) 216-8360
(Name and address of agent for service) (Telephone number, including area code, of agent for service)
Copies to:
|
Jeffrey D. Saper, Esq. |
Tyler Wall, Esq. |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company," and "emerging growth company" in Rule 12b-2 of the Exchange Act.
|
Large accelerated filer |
x |
Accelerated filer |
o |
|
Non-accelerated filer |
o |
Smaller reporting company |
o |
|
Emerging growth company |
o |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.o
CALCULATION OF REGISTRATION FEE
|
Title of Securities |
Amount to be Registered (1) |
Proposed |
Proposed |
Amount of |
|||||||||
|
Class A Common Stock, par value $0.000025 par value per share - 2016 Equity Incentive Plan |
10,710,504 |
(2) |
$ |
40.34 |
(3) |
$ |
432,061,731.36 |
$ |
47,137.94 |
|
(1) |
Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the "Securities Act"), this Registration Statement shall also cover any additional shares of the Registrant's Class A common stock, $0.000025 par value per share ("Class A common stock"), that become issuable under the Registrant's 2016 Equity Incentive Plan ("2016 Plan"), by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration which results in an increase in the number of the outstanding shares of the Registrant's Class A common stock. |
|
(2) |
Represents additional shares of Class A common stock available for issuance as a result of the automatic annual evergreen increase on August 1, 2021 under Registrant's 2016 Plan. |
|
(3) |
Estimated in accordance with Rules 457(c) and (h) of the Securities Act solely for purposes of calculating the registration fee on the basis of the average of the high and low prices of Registrant's Class A common stock as reported on The Nasdaq Global Select Market on September 20, 2021. |
REGISTRATION OF ADDITIONAL SECURITIES
PURSUANT TO GENERAL INSTRUCTION E
2016 Equity Incentive Plan
The 2016 Equity Incentive Plan (the "2016 Plan") of Nutanix, Inc. (the "Registrant") provides that the total number of shares of the Registrant's Class A common stock, $0.000025 par value ("Class A common stock"), reserved for issuance under the 2016 Plan will be automatically increased on the first day of each fiscal year beginning in the Company's fiscal year ended July 31, 2018, by an amount equal to the least of (i) 18,000,000 shares, (ii) five percent (5%) of the outstanding shares of all classes of the Registrant's common stock as of the last day of the Registrant's immediately preceding fiscal year, or (iii) such other amount as the Administrator (as defined the 2016 Plan) may determine. Accordingly, on August 1, 2021, the number of shares of Class A common stock reserved under the 2016 Plan increased by an additional 10,710,504 shares (or 5% of the outstanding shares of common stock as of July 31, 2021).
The Additional Shares are securities of the same class as other securities for which the Registration Statement on Form S-8 (File No. 333-213888) (the "Initial Form S-8") was filed with the U.S. Securities and Exchange Commission (the "Commission") on September 30, 2016. Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of each of the Initial Form S-8, the Registrant's Registration Statement on Form S-8 filed with the Commission on September 18, 2017 (File No. 333-220517), the Registrant's Registration Statement on Form S-8 filed with the Commission on September 24, 2018 (File No. 333-227490), the Registrant's Registration Statement on Form S-8 filed with the Commission on August 28, 2019 (File No. 333-233499), and the Registrant's Registration Statement on Form S-8 filed with the Commission on September 23, 2020 (File No. 333-248992), except that the provisions contained in Part II of such earlier registration statements are modified as set forth in this Registration Statement.
PART I
INFORMATION REQUIRED IN THE PROSPECTUS
The information specified in Item 1 and Item 2 of Part I of Form S-8 is omitted from this Registration Statement in accordance with the provisions of Rule 428 under the Securities Act of 1933, as amended (the "Securities Act"), and the introductory note to Part I of Form S-8. The documents containing the information specified in Part I of Form S-8 will be delivered to the participants in the 2016 Plan as specified by Rule 428(b)(1) under the Securities Act.
PART II
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 3.INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
The following documents filed by Registrant with the Commission are incorporated by reference into this Registration Statement:
(a) The Registrant's Annual Report on Form 10-K for the fiscal year ended July 31, 2021, filed with the Commission on September 21, 2021 (File No. 001-37883), pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(b) All other reports filed pursuant to Section 13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by the Registrant's Annual Report referred to in (a) above (other than the portions of such documents not deemed to be filed); and
(c) The description of the Registrant's Class A common stock which is contained in a registration statement on Form 8-A filed on September 19, 2016 (File No. 001-37883) under the Exchange Act, including any amendment or report filed for the purpose of updating such description.
All other reports and documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part of this Registration Statement from the date of the filing of such reports and documents; provided, however, that documents or information deemed to have been furnished and not filed in accordance with the rules of the Commission shall not be deemed incorporated by reference into this Registration Statement. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document that also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
ITEM 8.EXHIBITS
See the Exhibit Index below.
EXHIBIT INDEX
|
Exhibit |
Incorporated by Reference |
||||
|
Number |
Description |
Form |
SEC File No. |
Exhibit |
Filing Date |
|
S-1/A |
333-208711 |
4.2 |
4/4/2016 |
||
|
2016 Equity Incentive Plan and forms of equity agreements thereunder |
S-1/A |
333-208711 |
10.4 |
9/19/2016 |
|
|
5.1* |
Opinion of Wilson Sonsini Goodrich & Rosati, Professional Corporation |
* |
* |
* |
* |
|
23.1* |
Consent of Wilson Sonsini Goodrich & Rosati, Professional Corporation (contained in Exhibit 5.1 hereto) |
* |
* |
* |
* |
|
23.2* |
Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm |
* |
* |
* |
* |
|
24.1* |
Power of Attorney (included on the signature page hereto) |
* |
* |
* |
* |
* Filed herewith
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Jose, State of California, on this 21st day of September, 2021.
|
NUTANIX, INC. By: /s/ Rajiv Ramaswami Rajiv Ramaswami President and Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Rajiv Ramaswami, Duston M. Williams and Aaron Boynton, and each of them, as his or her true and lawful attorneys-in-fact, proxies and agents, each with full power of substitution and resubstitution, for him or her in any and all capacities, to sign this registration statement on Form S-8 and any or all amendments (including post-effective amendments), and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact, proxies and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact, proxies and agents, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
|
Signature |
Title |
Date |
||
|
/s/ Rajiv Ramaswami |
President and Chief Executive Officer |
September 21, 2021 |
||
|
Rajiv Ramaswami |
||||
|
/s/ Duston M. Williams |
Chief Financial Officer |
September 21, 2021 |
||
|
Duston M. Williams |
||||
|
/s/ Aaron Boynton |
Chief Accounting Officer |
September 21, 2021 |
||
|
Aaron Boynton |
||||
|
/s/ Susan L. Bostrom |
Director |
September 21, 2021 |
||
|
Susan L. Bostrom |
||||
|
/s/ Craig Conway |
Director |
September 21, 2021 |
||
|
Craig Conway |
||||
|
/s/ Virginia Gambale |
Director |
September 21, 2021 |
||
|
Virginia Gambale |
||||
|
/s/ Steven J. Gomo |
Director |
September 21, 2021 |
||
|
Steven J. Gomo |
||||
|
/s/ Max de Groen |
Director |
September 21, 2021 |
||
|
Max de Groen |
||||
|
/s/ David Humphrey |
Director |
September 21, 2021 |
||
|
David Humphrey |
||||
|
/s/ Brian Stevens |
Director |
September 21, 2021 |
||
|
Brian Stevens |