01/27/2022 | Press release | Distributed by Public on 01/27/2022 20:24
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Longitude Capital Partners III, LLC 2740 SAND HILL ROAD SECOND FLOOR MENLO PARK, CA94025 |
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X |
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Longitude Venture Partners III, L.P. 2740 SAND HILL ROAD SECOND FLOOR MENLO PARK, CA94025 |
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X |
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Tammenoms Bakker Juliet 2740 SAND HILL ROAD SECOND FLOOR MENLO PARK, CA94025 |
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X |
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ENRIGHT PATRICK G 2740 SAND HILL ROAD SECOND FLOOR MENLO PARK, CA94025 |
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X |
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Longitude Venture Partners III, L.P.; By /s/ Patrick G. Enright, Managing Member | 2022-01-27 |
**Signature of Reporting Person | Date |
Longitude Capital Partners III, LLC; By /s/ Patrick G. Enright, Managing Member | 2022-01-27 |
**Signature of Reporting Person | Date |
/s/ Juliet Tammenoms Bakker | 2022-01-27 |
**Signature of Reporting Person | Date |
/s/ Patrick G. Enright | 2022-01-27 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are held directly by Longitude Venture Partners III, L.P. ("LVP III"). Longitude Capital Partners III, LLC ("LCP III") is the general partner of LVP III and may be deemed to have voting, investment and dispositive power with respect to such securities. Patrick G. Enright, Juliet Tammenoms Bakker and Joshua Richardson, a member of the Issuer's board of directors, are each members of LCP III and may be deemed to share voting, investment and dispositive power over such securities. Mr. Enright and Ms. Tammenoms Bakker are the managing members of LCP III. Each of LCP III, Mr. Enright, Ms. Tammenoms Bakker and Joshua Richardson disclaim beneficial ownership over such securities except to the extent of their respective pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
(2) | Consists of 1,477,125 Series B Warrants held by LVP III which are exercisable for an aggregate of 487,451 shares of Common Stock. |