04/24/2024 | Press release | Distributed by Public on 04/24/2024 15:06
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ice Mountain LLC C/O THE NORTHERN TRUST COMPANY 50 S. LASALLE ST, B-3 CHICAGO, IL60603 |
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X |
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Cascade Bay LLC C/O THE NORTHERN TRUST COMPANY 50 S. LASALLE ST., B-3 CHICAGO, IL60603 |
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X |
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Katz 2004 DYN Trust C/O THE NORTHERN TRUST COMPANY 50 S. LASALLE ST., B-3 CHICAGO, IL60603 |
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X |
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/s/ John Thickens, Senior Vice President of Northern Trust Company on behalf of Ice Mountain LLC | 2024-04-23 |
**Signature of Reporting Person | Date |
/s/ John Thickens, Senior Vice President of Northern Trust Company on behalf of Cascade Bay LLC | 2024-04-23 |
**Signature of Reporting Person | Date |
/s/ John Thickens, Senior Vice President of Northern Trust Company on behalf of Katz 2004 DYN Trust | 2024-04-23 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 to $32.19, inclusive. The reporting person undertakes to provide to Zurn Elkay Water Solutions Corporation, any security holder of Zurn Elkay Water Solutions Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
(2) | Shares of Common Stock are directly held by Ice Mountain LLC ("Ice Mountain"). Cascade Bay LLC ("Cascade Bay") is the manager and sole Class A Member of Ice Mountain. The Katz 2004 DYN Trust ("DYN") is the Special Assets Manager of Cascade Bay. DYN and Cascade Bay may be deemed to beneficially own the shares of Common Stock directly held by Ice Mountain. |