08/17/2022 | Press release | Distributed by Public on 08/17/2022 16:13
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Beach Point Capital Management LP 1620 26TH STREET SUITE 6000N SANTA MONICA, CA90404 |
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Beach Point GP LLC 1620 26TH STREET SUITE 6000N SANTA MONICA, CA90404 |
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X |
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Beach Point Advisors LLC 1620 26TH STREET SUITE 6000N SANTA MONICA, CA90404 |
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X |
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Klein Scott Martin 1620 26TH STREET SUITE 6000N SANTA MONICA, CA90404 |
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X |
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GOLDSMITH CARL H 1620 26TH STREET SUITE 6000N SANTA MONICA, CA90404 |
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X |
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Beach Point SCF IV LLC 1620 26TH STREET SUITE 6000N SANTA MONICA, CA90404 |
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X |
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Beach Point TX SCF LP 1620 26TH STREET SUITE 6000N SANTA MONICA, CA90404 |
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X |
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Beach Point SCF Multi-Port LP 1620 26TH STREET SUITE 6000N SANTA MONICA, CA90404 |
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X |
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Beach Point Capital Management LP /s/Lawrence M. Goldman By: Lawrence M. Goldman Chief Administrative Officer and General Counsel | 2022-08-17 |
**Signature of Reporting Person | Date |
Beach Point GP LLC /s/Lawrence M. Goldman By: Lawrence M. Goldman Authorized Signatory | 2022-08-17 |
**Signature of Reporting Person | Date |
Beach Point Advisors LLC /s/Lawrence M. Goldman By: Lawrence M. Goldman Authorized Signatory | 2022-08-17 |
**Signature of Reporting Person | Date |
/s/Scott Klein By: Scott Klein | 2022-08-17 |
**Signature of Reporting Person | Date |
/s/ Carl Goldsmith By: Carl Goldsmith | 2022-08-17 |
**Signature of Reporting Person | Date |
Beach Point SCF IV LLC By: Beach Point Capital Management LP, its Investment Manager /s/Lawrence M. Goldman By: Lawrence M. Goldman Chief Administrative Officer and General Counsel | 2022-08-17 |
**Signature of Reporting Person | Date |
Beach Point TX SCF LP By: Beach Point Capital Management LP, its Investment Manager /s/Lawrence M. Goldman By: Lawrence M. Goldman Chief Administrative Officer and General Counsel | 2022-08-17 |
**Signature of Reporting Person | Date |
Beach Point SCF Multi-Port LP By: Beach Point Capital Management LP, its Investment Manager /s/Lawrence M. Goldman By: Lawrence M. Goldman Chief Administrative Officer and General Counsel | 2022-08-17 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |