06/04/2021 | Press release | Distributed by Public on 06/04/2021 10:25
Closed-End
|
31 March
|
Funds
|
2021
|
Chair's Letter to Shareholders
|
4
|
Portfolio Manager's Comments
|
5
|
Common Share Information
|
9
|
Performance Overview and Holding Summaries
|
11
|
Report of Independent Registered Public Accounting Firm
|
13
|
Portfolio of Investments
|
14
|
Statement of Assets and Liabilities
|
35
|
Statement of Operations
|
36
|
Statement of Changes in Net Assets
|
37
|
Financial Highlights
|
38
|
Notes to Financial Statements
|
40
|
Shareholder Update
|
47
|
Additional Fund Information
|
59
|
Glossary of Terms Used in this Report
|
60
|
Board Members & Officers
|
61
|
Per Common
|
|
Monthly Distributions (Ex-Dividend Date)
|
Share Amounts
|
April 2020
|
$0.0265
|
May
|
0.0265
|
June
|
0.0265
|
July
|
0.0265
|
August
|
0.0265
|
September
|
0.0265
|
October
|
0.0265
|
November
|
0.0265
|
December
|
0.0265
|
January
|
0.0265
|
February
|
0.0265
|
March 2021
|
0.0265
|
Total Distributions from Net Investment Income
|
$0.3180
|
Total Distributions from Long Term Capital Gains
|
$0.0473
|
Total Distributions
|
$0.3653
|
Yields
|
|
Market Yield*
|
2.98%
|
Taxable-Equivalent Yield*
|
4.97%
|
*
|
Market Yield is based on the Fund's current annualized monthly distribution divided by the Fund's current market price as of the end of the reporting period. Taxable-Equivalent Yield represents the yield that must be earned on a fully taxable investment in order to equal the yield of the Fund on an after-tax basis. It is based on an income tax rate of 40.8%. Your actual federal income tax rate may differ from the assumed rate. The Taxable-Equivalent Yield also takes into account the percentage of the Fund's income generated and paid by the Fund (based on payments made during the previous calendar year) that was not exempt from federal income tax. Separately, if the comparison were instead to investments that generate qualified dividend income, which is taxable at a rate lower than an individual's ordinary graduated tax rate, the fund's Taxable-Equivalent Yield would be lower.
|
|
Common shares cumulatively repurchased and retired
|
0
|
Common shares authorized for repurchase
|
1,240,000
|
Common share NAV
|
$
|
10.77
|
||
Common share price
|
$
|
10.68
|
||
Premium/(Discount) to NAV
|
(0.84
|
)%
|
||
Average premium/(discount) to NAV
|
(3.56
|
)%
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Performance Overview and Holding Summaries as of
|
|
March 31, 2021
|
Refer to the Glossary of Terms Used in this Report for further definition of the terms used within this section.
|
|||
Average Annual Total Returns as of March 31, 2021
|
Average Annual
|
|||
1-Year
|
5-Year
|
10-Year
|
|
NIM at Common Share NAV
|
6.73%
|
3.38%
|
4.05%
|
NIM at Common Share Price
|
13.22%
|
3.46%
|
4.27%
|
S&P Municipal Bond Intermediate Index
|
5.05%
|
3.21%
|
4.14%
|
NIM
|
Performance Overview and Holding Summaries as of
|
March 31, 2021 (continued)
|
Fund Allocation
|
|
(% of net assets)
|
|
Long-Term Municipal Bonds
|
96.8%
|
Common Stocks
|
1.4%
|
Short-Term Municipal Bonds
|
0.9%
|
Other Assets Less Liabilities
|
0.9%
|
Net Assets
|
100%
|
Portfolio Credit Quality
|
|
(% of total investments)
|
|
U.S. Guaranteed
|
5.5%
|
AAA
|
4.0%
|
AA
|
26.0%
|
A
|
29.3%
|
BBB
|
21.0%
|
BB or Lower
|
7.3%
|
N/R (not rated)
|
5.5%
|
N/A (not applicable)
|
1.4%
|
Total
|
100%
|
Portfolio Composition
|
|
(% of total investments)
|
|
Transportation
|
17.4%
|
Tax Obligation/Limited
|
17.2%
|
Utilities
|
15.3%
|
Tax Obligation/General
|
13.5%
|
Health Care
|
12.7%
|
U.S. Guaranteed
|
5.5%
|
Housing/Single Family
|
4.4%
|
Other
|
14.0%
|
Total
|
100%
|
States and Territories
|
|
(% of total municipal bonds)
|
|
Illinois
|
14.3%
|
New Jersey
|
8.3%
|
California
|
8.3%
|
Texas
|
6.1%
|
New York
|
5.4%
|
Ohio
|
5.4%
|
Pennsylvania
|
5.3%
|
Arizona
|
3.8%
|
Florida
|
3.7%
|
Louisiana
|
3.5%
|
Wisconsin
|
3.4%
|
Puerto Rico
|
2.1%
|
Kentucky
|
2.0%
|
Colorado
|
1.7%
|
Alabama
|
1.7%
|
Michigan
|
1.7%
|
Washington
|
1.6%
|
Georgia
|
1.5%
|
North Carolina
|
1.5%
|
Other1
|
18.7%
|
Total
|
100%
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
LONG-TERM INVESTMENTS - 98.2%
|
|||||
MUNICIPAL BONDS - 96.8%
|
|||||
National - 0.1%
|
|||||
$ 70
|
Freddie Mac Multi-Family ML Certificates, Series ML 08, Series 2021, 1.877%, 7/25/37
|
No Opt. Call
|
AA+
|
$ 69,664
|
|
Alabama - 1.2%
|
|||||
85
|
Birmingham-Jefferson Civic Center Authority, Alabama, Special Tax Bonds, Series 2018A,
|
7/28 at 100.00
|
Aa3
|
94,595
|
|
4.000%, 7/01/37
|
|||||
210
|
Black Belt Energy Gas District, Alabama, Gas PrePay Revenue Bonds, Project 3 Series
|
9/23 at 100.31
|
A2
|
228,098
|
|
2018A, 4.000%, 12/01/48 (Mandatory Put 12/01/23)
|
|||||
565
|
Black Belt Energy Gas District, Alabama, Gas Supply Revenue Bonds, Series 2017A, 4.000%,
|
4/22 at 100.52
|
Aa2
|
588,357
|
|
8/01/47 (Mandatory Put 7/01/22)
|
|||||
100
|
Mobile Spring Hill College Educational Building Authority, Alabama, Revenue Bonds,
|
4/25 at 100.00
|
N/R
|
105,716
|
|
Spring Hill College Project, Series 2015, 5.000%, 4/15/27
|
|||||
135
|
Selma Industrial Development Board, Alabama, Gulf Opportunity Zone Revenue Bonds,
|
No Opt. Call
|
BBB
|
137,971
|
|
International Paper Company Project, Refunding Series 2020A, 1.375%, 5/01/34
|
|||||
(Mandatory Put 6/16/25)
|
|||||
260
|
Southeast Alabama Gas Supply District, Alabama, Gas Supply Revenue Bonds, Project 2,
|
3/24 at 100.29
|
A1
|
286,099
|
|
Fixed Rate Series 2018A, 4.000%, 6/01/49 (Mandatory Put 6/01/24)
|
|||||
115
|
Tuscaloosa County Industrial Development Authority, Alabama, Gulf Opportunity Zone
|
5/29 at 100.00
|
N/R
|
128,067
|
|
Bonds, Hunt Refining Project, Refunding Series 2019A, 4.500%, 5/01/32, 144A
|
|||||
1,470
|
Total Alabama
|
1,568,903
|
|||
Alaska - 0.3%
|
|||||
370
|
Alaska Housing Finance Corporation, Mortgage Revenue Bonds, General Series 2020A-II,
|
6/29 at 100.00
|
AA+
|
366,541
|
|
2.000%, 12/01/35
|
|||||
Arizona - 3.7%
|
|||||
75
|
Apache County Industrial Development Authority, Arizona, Pollution Control Revenue
|
3/22 at 100.00
|
A-
|
76,958
|
|
Bonds, Tucson Electric Power Company, Series 20102A, 4.500%, 3/01/30
|
|||||
315
|
Arizona Health Facilities Authority, Hospital System Revenue Bonds, Phoenix Children's
|
2/22 at 100.00
|
A1
|
327,128
|
|
Hospital, Refunding Series 2012A, 5.000%, 2/01/27
|
|||||
Arizona Sports and Tourism Authority, Tax Revenue Bonds, Multipurpose Stadium Facility
|
|||||
Project, Refunding Senior Series 2012A:
|
|||||
425
|
5.000%, 7/01/25
|
7/22 at 100.00
|
A1
|
445,447
|
|
685
|
5.000%, 7/01/26
|
7/22 at 100.00
|
A1
|
717,524
|
|
685
|
5.000%, 7/01/27
|
7/22 at 100.00
|
A1
|
716,914
|
|
120
|
Arizona State, Certificates of Participation, Refunding Series 2019A, 5.000%, 10/01/27
|
No Opt. Call
|
Aa2
|
151,364
|
|
600
|
Chandler Industrial Development Authority, Arizona, Industrial Development Revenue
|
No Opt. Call
|
A+
|
627,690
|
|
Bonds, Intel Corporation Project, Series 2005, 2.400%, 12/01/35 (Mandatory Put 8/14/23)
|
|||||
60
|
Chandler Industrial Development Authority, Arizona, Industrial Development Revenue
|
No Opt. Call
|
A+
|
63,032
|
|
Bonds, Intel Corporation Project, Series 2007, 2.700%, 12/01/37 (Mandatory Put 8/14/23) (AMT)
|
|||||
375
|
Chandler Industrial Development Authority, Arizona, Industrial Development Revenue
|
No Opt. Call
|
A+
|
425,876
|
|
Bonds, Intel Corporation Project, Series 2019, 5.000%, 6/01/49 (Mandatory Put 6/03/24) (AMT)
|
|||||
115
|
Pima County Industrial Development Authority, Arizona, Revenue Bonds, Tucson Electric
|
3/23 at 100.00
|
A-
|
120,202
|
|
Power Company Project, Series 2013A, 4.000%, 9/01/29
|
|||||
Salt Verde Financial Corporation, Arizona, Senior Gas Revenue Bonds, Citigroup Energy
|
|||||
Inc Prepay Contract Obligations, Series 2007:
|
|||||
245
|
5.000%, 12/01/32
|
No Opt. Call
|
A3
|
323,209
|
|
730
|
5.000%, 12/01/37
|
No Opt. Call
|
A3
|
1,014,466
|
|
4,430
|
Total Arizona
|
5,009,810
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Arkansas - 0.1%
|
|||||
$ 165
|
Arkansas Development Finance Authority, Revenue Bonds, Baptist Memorial Health Care,
|
3/27 at 100.00
|
BBB+
|
$ 197,574
|
|
Refunding Series 2020B-2, 5.000%, 9/01/44 (Mandatory Put 9/01/27)
|
|||||
California - 8.1%
|
|||||
100
|
Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge,
|
10/25 at 100.00
|
AA
|
108,517
|
|
Term Rate Series 2018A, 2.625%, 4/01/45 (Mandatory Put 4/01/26)
|
|||||
95
|
California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds,
|
No Opt. Call
|
A
|
125,437
|
|
Los Angeles County Securitization Corporation, Series 2020A, 5.000%, 6/01/30
|
|||||
390
|
California Health Facilities Financing Authority, Revenue Bonds, El Camino Hospital,
|
2/27 at 100.00
|
AA
|
433,185
|
|
Series 2017, 3.750%, 2/01/32
|
|||||
15
|
California Health Facilities Financing Authority, Revenue Bonds, Providence Saint Joseph
|
No Opt. Call
|
AA-
|
17,915
|
|
Health, Term Rate Series 2019C, 5.000%, 10/01/39 (Mandatory Put 10/01/25)
|
|||||
137
|
California Housing Finance Agency, Municipal Certificate Revenue Bonds, Class A Series
|
No Opt. Call
|
BBB+
|
159,301
|
|
2019-2, 4.000%, 3/20/33
|
|||||
275
|
California Municipal Finance Authority, Charter School Revenue Bonds, Palmdale Aerospace
|
7/26 at 100.00
|
BB
|
308,264
|
|
Academy Project, Series 2016A, 5.000%, 7/01/31, 144A
|
|||||
1,040
|
California Municipal Finance Authority, Revenue Bonds, Linxs APM Project, Senior Lien
|
6/28 at 100.00
|
AA
|
1,127,651
|
|
Series 2018A, 3.250%, 12/31/32 - AGM Insured (AMT)
|
|||||
105
|
California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds, Waste
|
No Opt. Call
|
A-
|
116,652
|
|
Management Inc, Refunding Series 2015B-2, 3.125%, 11/01/40 (Mandatory Put 11/03/25) (AMT)
|
|||||
290
|
California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds,
|
No Opt. Call
|
A-
|
322,854
|
|
Waste Management Inc, Series 2015A-1, 3.375%, 7/01/25 (AMT)
|
|||||
205
|
California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds,
|
No Opt. Call
|
A-
|
226,568
|
|
Waste Management, Inc Project, Refunding Series 2015B-1, 3.000%, 11/01/25 (AMT)
|
|||||
150
|
California Statewide Communities Development Authority, California, Revenue Bonds, Loma
|
12/24 at 100.00
|
BB
|
171,075
|
|
Linda University Medical Center, Series 2014A, 5.250%, 12/01/29
|
|||||
California Statewide Communities Development Authority, California, Revenue Bonds, Loma
|
|||||
Linda University Medical Center, Series 2018A:
|
|||||
710
|
5.000%, 12/01/27, 144A
|
No Opt. Call
|
BB
|
862,153
|
|
30
|
5.000%, 12/01/33, 144A
|
6/28 at 100.00
|
BB
|
35,504
|
|
135
|
California Statewide Communities Development Authority, Revenue Bonds, Kaiser
|
No Opt. Call
|
AA-
|
177,813
|
|
Permanente, Series 2009C-3, 5.000%, 4/01/45 (Mandatory Put 11/01/29)
|
|||||
185
|
California Statewide Community Development Authority, Revenue Bonds, Kaiser Permanente
|
No Opt. Call
|
AA-
|
243,669
|
|
System, Series 2004L, 5.000%, 4/01/38 (Mandatory Put 11/01/29)
|
|||||
185
|
California Statewide Community Development Authority, Revenue Bonds, Kaiser Permanente
|
No Opt. Call
|
AA-
|
243,671
|
|
System, Variable Rate Demand Obligation Series 2003D, 5.000%, 5/01/33
|
|||||
(Mandatory Put 11/01/29)
|
|||||
250
|
Delano, California, Certificates of Participation, Delano Regional Medical Center,
|
1/23 at 100.00
|
N/R (4)
|
269,450
|
|
Series 2012, 5.000%, 1/01/24 (Pre-refunded 1/01/23)
|
|||||
220
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement
|
6/22 at 100.00
|
BB
|
223,997
|
|
Asset-Backed Bonds, Series 2018A-1, 3.500%, 6/01/36
|
|||||
100
|
Lake Elsinore Public Financing Authority, California, Local Agency Revenue Bonds, Canyon
|
9/24 at 100.00
|
N/R
|
110,997
|
|
Hills Improvement Area A & C, Series 2014C, 5.000%, 9/01/32
|
|||||
200
|
Lake Elsinore Redevelopment Agency, California, Special Tax Bonds, Community Facilities
|
5/21 at 100.00
|
AA
|
200,532
|
|
District 90-2, Series 2007A, 4.500%, 10/01/24 - AGM Insured
|
|||||
1,000
|
Mount San Antonio Community College District, Los Angeles County, California, General
|
2/28 at 100.00
|
Aa1
|
1,172,010
|
|
Obligation Bonds, Election of 2008, Series 2013A, 0.000%, 8/01/28 (5)
|
|||||
2,000
|
Palomar Pomerado Health, California, General Obligation Bonds, Series 2009A, 0.000%,
|
No Opt. Call
|
AA
|
1,919,840
|
|
8/01/25 - AGC Insured
|
|||||
35
|
Riverside County Transportation Commission, California, Toll Revenue Senior Lien Bonds,
|
6/23 at 100.00
|
A
|
38,130
|
|
Series 2013A, 5.750%, 6/01/44
|
|||||
80
|
San Diego Association of Governments, California, Capital Grants Receipts Revenue Bonds,
|
11/26 at 100.00
|
A-
|
82,179
|
|
Mid-Coast Corridor Transit Project, Green Series 2019B, 1.800%, 11/15/27
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
California (continued)
|
|||||
$ 2,000
|
San Diego Community College District, California, General Obligation Bonds, Refunding
|
No Opt. Call
|
AAA
|
$ 1,410,440
|
|
Series 2011, 0.000%, 8/01/37
|
|||||
415
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road
|
1/25 at 100.00
|
A-
|
474,366
|
|
Revenue Bonds, Refunding Senior Lien Series 2014A, 5.000%, 1/15/29
|
|||||
215
|
Washington Township Health Care District, California, Revenue Bonds, Refunding Series
|
No Opt. Call
|
Baa2
|
248,561
|
|
2015A, 5.000%, 7/01/25
|
|||||
10,562
|
Total California
|
10,830,731
|
|||
Colorado - 1.7%
|
|||||
750
|
Colorado Bridge Enterprise, Revenue Bonds, Central 70 Project, Senior Series 2017,
|
12/27 at 100.00
|
A-
|
837,068
|
|
4.000%, 6/30/30 (AMT)
|
|||||
250
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health
|
No Opt. Call
|
BBB+
|
256,253
|
|
Initiatives, Series 2008D-3, 5.000%, 10/01/38 (Mandatory Put 11/12/21)
|
|||||
100
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, CommonSpirit Health,
|
2/26 at 100.00
|
BBB+
|
118,997
|
|
Series 2019B-2, 5.000%, 8/01/49 (Mandatory Put 8/01/26)
|
|||||
185
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Parkview Medical Center,
|
9/26 at 100.00
|
Baa1
|
189,410
|
|
Series 2016, 3.125%, 9/01/42
|
|||||
100
|
Denver Urban Renewal Authority, Colorado, Tax Increment Revenue Bonds, 9th and Colorado
|
12/23 at 103.00
|
N/R
|
107,852
|
|
Urban Redevelopment Area, Series 2018A, 5.250%, 12/01/39, 144A
|
|||||
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 2000B:
|
|||||
310
|
0.000%, 9/01/29 - NPFG Insured
|
No Opt. Call
|
A
|
268,423
|
|
320
|
0.000%, 9/01/33 - NPFG Insured
|
No Opt. Call
|
A
|
245,744
|
|
100
|
Regional Transportation District, Colorado, Private Activity Bonds, Denver Transit
|
No Opt. Call
|
A-
|
129,615
|
|
Partners Eagle P3 Project, Series 2020A, 5.000%, 1/15/31
|
|||||
100
|
Southlands Metropolitan District 1, Colorado, Limited Tax General Obligation Bonds,
|
No Opt. Call
|
Ba1
|
107,030
|
|
Series 2017A-1, 3.500%, 12/01/27
|
|||||
2,215
|
Total Colorado
|
2,260,392
|
|||
Connecticut - 1.1%
|
|||||
370
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Hartford
|
1/30 at 100.00
|
A+
|
423,876
|
|
HealthCare Issue, Series 2020A, 4.000%, 7/01/36
|
|||||
50
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Stamford
|
No Opt. Call
|
BBB+
|
59,483
|
|
Hospital, Series 2021L-1, 4.000%, 7/01/28 (WI/DD, Settling 4/06/21)
|
|||||
200
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University,
|
No Opt. Call
|
AAA
|
200,142
|
|
Series 2017B-2, 0.550%, 7/01/37 (Mandatory Put 7/03/23)
|
|||||
160
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale-New Haven
|
1/24 at 100.00
|
AA-
|
166,056
|
|
Health Issue, Series 2014D, 1.800%, 7/01/49 (Mandatory Put 7/01/24)
|
|||||
100
|
Connecticut Housing Finance Authority, Housing Mortgage Finance Program Bonds, Series
|
5/30 at 100.00
|
AAA
|
97,525
|
|
2020E-3, 1.850%, 5/15/38
|
|||||
325
|
Connecticut State, General Obligation Bonds, Refunding Series 2012C, 5.000%, 6/01/22
|
No Opt. Call
|
Aa3
|
343,151
|
|
120
|
Connecticut State, General Obligation Bonds, Refunding Series 2018C, 5.000%, 6/15/22
|
No Opt. Call
|
Aa3
|
126,928
|
|
90
|
Connecticut State, General Obligation Bonds, Series 2013C, 5.000%, 7/15/22
|
No Opt. Call
|
Aa3
|
95,558
|
|
20
|
Connecticut State, General Obligation Bonds, Series 2019A, 5.000%, 4/15/23
|
No Opt. Call
|
Aa3
|
21,933
|
|
1,435
|
Total Connecticut
|
1,534,652
|
|||
Delaware - 0.3%
|
|||||
210
|
Delaware Economic Development Authority, Exempt Facility Revenue Bonds, NRG Energy
|
10/25 at 100.00
|
BBB-
|
209,240
|
|
Project, Refunding Series 2020A, 1.250%, 10/01/45 (Mandatory Put 10/01/25)
|
|||||
170
|
Delaware Health Facilities Authority, Revenue Bonds, Nanticoke Memorial Hospital, Series
|
7/23 at 100.00
|
AA- (4)
|
187,571
|
|
2013, 5.000%, 7/01/28 (Pre-refunded 7/01/23)
|
|||||
380
|
Total Delaware
|
396,811
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
District of Columbia - 0.6%
|
|||||
$ 120
|
District of Columbia Student Dormitory Revenue Bonds, Provident Group - Howard
|
10/22 at 100.00
|
BB-
|
$ 120,288
|
|
Properties LLC Issue, Series 2013, 5.000%, 10/01/30
|
|||||
550
|
District of Columbia Tobacco Settlement Corporation, Tobacco Settlement Asset-Backed
|
No Opt. Call
|
A-
|
610,264
|
|
Bonds, Series 2001, 6.500%, 5/15/33
|
|||||
25
|
Metropolitan Washington DC Airports Authority, Airport System Revenue Bonds, Refunding
|
10/26 at 100.00
|
Aa3
|
27,978
|
|
Series 2016A, 4.000%, 10/01/35 (AMT)
|
|||||
695
|
Total District of Columbia
|
758,530
|
|||
Florida - 3.3%
|
|||||
80
|
Alachua County Health Facilities Authority, Florida, Health Facilities Revenue Bonds,
|
6/26 at 100.00
|
A
|
95,625
|
|
Shands Teaching Hospital & Clinics, Inc at the University of Florida Project, Refunding
|
|||||
Series 2019B-2, 5.000%, 12/01/37 (Mandatory Put 12/01/26)
|
|||||
270
|
Cape Coral, Florida, Utility Improvement Assessment Bonds, Refunding Various Areas
|
No Opt. Call
|
AA
|
304,293
|
|
Series 2017, 3.000%, 9/01/28 - AGM Insured
|
|||||
Citizens Property Insurance Corporation, Florida, Coastal Account Senior Secured Bonds,
|
|||||
Series 2015A-1:
|
|||||
555
|
5.000%, 6/01/22
|
12/21 at 100.00
|
AA
|
572,588
|
|
400
|
5.000%, 6/01/25
|
12/24 at 100.00
|
AA
|
465,312
|
|
Collier County Educational Facilities Authority, Florida, Revenue Bonds, Hodges
|
|||||
University, Refunding Series 2013:
|
|||||
40
|
4.750%, 11/01/23
|
No Opt. Call
|
BB+
|
41,340
|
|
370
|
6.000%, 11/01/33
|
11/23 at 100.00
|
BB+
|
398,083
|
|
300
|
Florida Development Finance Corporation, Florida, Surface Transportation Facility Revenue
|
1/24 at 107.00
|
N/R
|
295,875
|
|
Bonds, Brightline Passenger Rail Project, Green Series 2019B, 7.375%, 1/01/49, 144A (AMT)
|
|||||
Florida Development Finance Corporation, Florida, Surface Transportation Facility
|
|||||
Revenue Bonds, Virgin Trains USA Passenger Rail Project , Series 2019A:
|
|||||
665
|
6.375%, 1/01/49 (AMT) (Mandatory Put 1/01/26), 144A
|
5/21 at 104.00
|
N/R
|
648,388
|
|
575
|
6.500%, 1/01/49 (AMT) (Mandatory Put 1/01/29), 144A
|
5/21 at 104.00
|
N/R
|
555,306
|
|
95
|
Florida Housing Finance Corporation, Homeowner Mortgage Revenue Bonds, Series 2018-2,
|
1/28 at 100.00
|
Aaa
|
102,929
|
|
3.750%, 7/01/33
|
|||||
55
|
Florida Housing Finance Corporation, Homeowner Mortgage Revenue Bonds, Social Series
|
1/30 at 100.00
|
Aaa
|
52,991
|
|
2021-1, 2.000%, 7/01/41
|
|||||
90
|
Palm Beach County Health Facilities Authority, Florida, Hospital Revenue Bonds, BRCH
|
12/24 at 100.00
|
N/R (4)
|
104,972
|
|
Corporation Obligated Group, Refunding Series 2014, 5.000%, 12/01/31 (Pre-refunded 12/01/24)
|
|||||
50
|
Tampa, Florida, Capital Improvement Cigarette Tax Allocation Bonds, H Lee Moffitt Cancer
|
9/30 at 86.77
|
A+
|
34,844
|
|
Center Project, Series 2020A, 0.000%, 9/01/34
|
|||||
Tampa, Florida, Cigarette Tax Allocation Bonds, H Lee Moffitt Cancer Center Project,
|
|||||
Refunding & Capital Improvement Series 2012A:
|
|||||
160
|
5.000%, 9/01/22
|
No Opt. Call
|
A+
|
170,445
|
|
350
|
5.000%, 9/01/23
|
9/22 at 100.00
|
A+
|
372,508
|
|
185
|
5.000%, 9/01/25
|
9/22 at 100.00
|
A+
|
196,250
|
|
4,240
|
Total Florida
|
4,411,749
|
|||
Georgia - 1.5%
|
|||||
70
|
Cherokee County Water and Sewerage Authority, Georgia, Revenue Bonds, Series 1995,
|
8/22 at 100.00
|
N/R (4)
|
72,480
|
|
5.200%, 8/01/25 - NPFG Insured (Pre-refunded 8/01/22)
|
|||||
370
|
Georgia Housing and Finance Authority, Single Family Mortgage Bonds, Series 2018B,
|
12/27 at 100.00
|
AAA
|
390,309
|
|
3.800%, 12/01/33
|
|||||
250
|
Georgia Housing and Finance Authority, Single Family Mortgage Bonds, Series 2020A,
|
6/29 at 100.00
|
AAA
|
265,327
|
|
2.600%, 12/01/32
|
|||||
265
|
Main Street Natural Gas Inc, Georgia, Gas Supply Revenue Bonds, Series 2019B, 4.000%,
|
9/24 at 100.43
|
Aa1
|
295,022
|
|
8/01/49 (Mandatory Put 12/02/24)
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Georgia (continued)
|
|||||
$ 35
|
Private Colleges and Universities Authority, Georgia, Revenue Bonds, Emory University,
|
No Opt. Call
|
AA
|
$ 41,776
|
|
Series 2020B, 5.000%, 9/01/25
|
|||||
900
|
Private Colleges and Universities Authority, Georgia, Revenue Bonds, Mercer University,
|
10/22 at 100.00
|
Baa1
|
956,700
|
|
Refunding Series 2012C, 5.250%, 10/01/23
|
|||||
1,890
|
Total Georgia
|
2,021,614
|
|||
Guam - 0.2%
|
|||||
140
|
Guam Government Waterworks Authority, Water and Wastewater System Revenue Bonds, Series
|
7/23 at 100.00
|
A- (4)
|
156,030
|
|
2013, 5.500%, 7/01/43 (Pre-refunded 7/01/23)
|
|||||
150
|
Guam International Airport Authority, Revenue Bonds, Series 2013C, 6.375%, 10/01/43 (AMT)
|
10/23 at 100.00
|
Baa2
|
160,995
|
|
290
|
Total Guam
|
317,025
|
|||
Hawaii - 1.4%
|
|||||
200
|
Hawaii Department of Budget and Finance, Special Purpose Revenue Bonds, Hawaii Pacific
|
7/23 at 100.00
|
BB
|
217,914
|
|
University, Series 2013A, 6.250%, 7/01/27
|
|||||
1,000
|
Hawaii Department of Budget and Finance, Special Purpose Revenue Bonds, Hawaiian
|
No Opt. Call
|
A-
|
1,090,480
|
|
Electric Company, Inc and Subsidiary Projects, Series 2017A, 3.100%, 5/01/26 (AMT)
|
|||||
20
|
Hawaii Department of Budget and Finance, Special Purpose Revenue Bonds, Queens Health
|
7/25 at 100.00
|
AA-
|
23,239
|
|
Systems, Series 2015A, 5.000%, 7/01/29
|
|||||
510
|
HAWAIIAN ELECTRIC COMPANY INC and Its Subsidiaries, Special Purpose Revenue Bonds,
|
No Opt. Call
|
A-
|
549,856
|
|
Department of Budget and Finance of the State of Hawaii, Series 2015, 3.250%, 1/01/25 (AMT)
|
|||||
1,730
|
Total Hawaii
|
1,881,489
|
|||
Idaho - 0.4%
|
|||||
475
|
Nez Perce County, Idaho, Pollution Control Revenue Bonds, Potlatch Corporation Project,
|
No Opt. Call
|
BBB-
|
491,497
|
|
Refunding Series 2016, 2.750%, 10/01/24
|
|||||
Illinois - 14.0%
|
|||||
Cary, Illinois, Special Tax Bonds, Special Service Area 1, Refunding Series 2016:
|
|||||
10
|
2.150%, 3/01/23 - BAM Insured
|
No Opt. Call
|
AA
|
10,291
|
|
10
|
2.350%, 3/01/24 - BAM Insured
|
No Opt. Call
|
AA
|
10,468
|
|
25
|
2.700%, 3/01/26 - BAM Insured
|
3/25 at 100.00
|
AA
|
26,659
|
|
25
|
2.900%, 3/01/28 - BAM Insured
|
3/25 at 100.00
|
AA
|
26,601
|
|
65
|
3.050%, 3/01/30 - BAM Insured
|
3/25 at 100.00
|
AA
|
68,878
|
|
Cary, Illinois, Special Tax Bonds, Special Service Area 2, Refunding Series 2016:
|
|||||
15
|
2.150%, 3/01/23 - BAM Insured
|
No Opt. Call
|
AA
|
15,437
|
|
15
|
2.350%, 3/01/24 - BAM Insured
|
No Opt. Call
|
AA
|
15,702
|
|
25
|
2.700%, 3/01/26 - BAM Insured
|
3/25 at 100.00
|
AA
|
26,659
|
|
35
|
2.900%, 3/01/28 - BAM Insured
|
3/25 at 100.00
|
AA
|
37,241
|
|
40
|
3.050%, 3/01/30 - BAM Insured
|
3/25 at 100.00
|
AA
|
42,386
|
|
1,215
|
Chicago Board of Education, Illinois, Dedicated Capital Improvement Tax Revenue Bonds,
|
4/27 at 100.00
|
A-
|
1,452,411
|
|
Series 2016, 6.000%, 4/01/46
|
|||||
750
|
Chicago Board of Education, Illinois, General Obligation Bonds, Dedicated Revenues,
|
12/27 at 100.00
|
BB-
|
980,490
|
|
Refunding Series 2017B, 6.750%, 12/01/30, 144A
|
|||||
290
|
Chicago Board of Education, Illinois, General Obligation Bonds, Dedicated Revenues,
|
12/27 at 100.00
|
BB
|
343,850
|
|
Refunding Series 2017C, 5.000%, 12/01/30
|
|||||
200
|
Chicago Board of Education, Illinois, General Obligation Bonds, Dedicated Revenues,
|
12/27 at 100.00
|
BB
|
236,200
|
|
Refunding Series 2017D, 5.000%, 12/01/31
|
|||||
255
|
Chicago Board of Education, Illinois, General Obligation Bonds, Dedicated Revenues,
|
No Opt. Call
|
BB
|
261,054
|
|
Refunding Series 2018A, 4.000%, 12/01/21
|
|||||
300
|
Chicago Board of Education, Illinois, General Obligation Bonds, Dedicated Revenues,
|
No Opt. Call
|
BB
|
339,900
|
|
Refunding Series 2018C, 5.000%, 12/01/24
|
|||||
310
|
Chicago, Illinois, General Airport Revenue Bonds, O'Hare International Airport,
|
1/25 at 100.00
|
A
|
354,652
|
|
Refunding Senior Lien Series 2015A, 5.000%, 1/01/33 (AMT)
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Illinois (continued)
|
|||||
Chicago, Illinois, General Obligation Bonds, Refunding Series 2016C:
|
|||||
$ 60
|
5.000%, 1/01/23 (ETM)
|
No Opt. Call
|
N/R (4)
|
$ 64,963
|
|
140
|
5.000%, 1/01/23
|
No Opt. Call
|
BBB+
|
149,248
|
|
225
|
5.000%, 1/01/24
|
No Opt. Call
|
BBB+
|
247,594
|
|
190
|
5.000%, 1/01/25
|
No Opt. Call
|
BBB+
|
214,848
|
|
180
|
5.000%, 1/01/26
|
No Opt. Call
|
BBB+
|
208,391
|
|
325
|
Cook County, Illinois, General Obligation Bonds, Refunding Series 2012C, 5.000%, 11/15/21
|
No Opt. Call
|
A+
|
334,581
|
|
50
|
Cook County, Illinois, Sales Tax Revenue Bonds, Series 2021A, 4.000%, 11/15/39
|
11/30 at 100.00
|
AA-
|
58,538
|
|
590
|
Huntley, Illinois, Special Tax Bonds, Special Service Area 10, Refunding Series 2017,
|
3/26 at 100.00
|
AA
|
636,085
|
|
3.300%, 3/01/28 - BAM Insured
|
|||||
215
|
Illinois Finance Authority, Revenue Bonds, Advocate Health Care Network, Refunding
|
No Opt. Call
|
AA
|
241,720
|
|
Series 2008A-2, 4.000%, 11/01/30
|
|||||
1,850
|
Illinois Finance Authority, Revenue Bonds, Ascension Health/fkaPresence Health Network,
|
No Opt. Call
|
AA+
|
2,038,441
|
|
Series 2016C, 4.000%, 2/15/24
|
|||||
455
|
Illinois Finance Authority, Revenue Bonds, Centegra Health System, Series 2012,
|
9/22 at 100.00
|
AA+
|
482,537
|
|
5.000%, 9/01/27
|
|||||
560
|
Illinois Finance Authority, Revenue Bonds, Centegra Health System, Series 2014A,
|
9/24 at 100.00
|
AA+
|
609,476
|
|
4.625%, 9/01/39
|
|||||
Illinois State, General Obligation Bonds, February Series 2014:
|
|||||
320
|
5.000%, 2/01/24
|
No Opt. Call
|
BBB-
|
356,125
|
|
400
|
5.000%, 2/01/25
|
2/24 at 100.00
|
BBB-
|
442,924
|
|
325
|
5.000%, 2/01/26
|
2/24 at 100.00
|
BBB-
|
357,601
|
|
100
|
Illinois State, General Obligation Bonds, November Series 2017D, 5.000%, 11/01/28
|
11/27 at 100.00
|
BBB-
|
118,050
|
|
400
|
Illinois State, General Obligation Bonds, Refunding September Series 2018B, 5.000%, 10/01/32
|
10/28 at 100.00
|
BBB-
|
473,855
|
|
Illinois State, General Obligation Bonds, Refunding Series 2012:
|
|||||
335
|
5.000%, 8/01/21
|
No Opt. Call
|
BBB-
|
339,831
|
|
1,000
|
5.000%, 8/01/22
|
No Opt. Call
|
BBB-
|
1,056,800
|
|
Illinois State, General Obligation Bonds, Series 2013:
|
|||||
280
|
5.500%, 7/01/25
|
7/23 at 100.00
|
BBB-
|
306,961
|
|
240
|
5.500%, 7/01/26
|
7/23 at 100.00
|
BBB-
|
262,558
|
|
520
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Refunding Senior Lien
|
1/26 at 100.00
|
AA-
|
620,318
|
|
Series 2016A, 5.000%, 12/01/31
|
|||||
450
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Refunding Senior Lien
|
No Opt. Call
|
AA-
|
539,829
|
|
Series 2018A, 5.000%, 1/01/26
|
|||||
455
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Senior Lien Series 2015B,
|
1/26 at 100.00
|
AA-
|
538,128
|
|
5.000%, 1/01/37
|
|||||
25
|
Metropolitan Pier and Exposition Authority, Illinois, McCormick Place Expansion Project
|
12/30 at 100.00
|
BBB
|
30,616
|
|
Bonds, Series 2020B, 5.000%, 6/15/42
|
|||||
North Barrington, Lake County, Illinois, Special Tax Bonds, Special Service Area 19,
|
|||||
Refunding Series 2019:
|
|||||
365
|
4.000%, 2/01/28 - BAM Insured
|
No Opt. Call
|
AA
|
421,517
|
|
200
|
4.000%, 2/01/29 - BAM Insured
|
2/28 at 100.00
|
AA
|
228,716
|
|
395
|
4.000%, 2/01/30 - BAM Insured
|
2/28 at 100.00
|
AA
|
448,048
|
|
1,025
|
Railsplitter Tobacco Settlement Authority, Illinois, Tobacco Settlement Revenue Bonds,
|
No Opt. Call
|
A
|
1,032,810
|
|
Series 2010, 5.250%, 6/01/21
|
|||||
255
|
Railsplitter Tobacco Settlement Authority, Illinois, Tobacco Settlement Revenue Bonds,
|
No Opt. Call
|
A
|
297,631
|
|
Series 2017, 5.000%, 6/01/25
|
|||||
Southwestern Illinois Development Authority, Health Facility Revenue Bonds, Memorial
|
|||||
Group, Inc, Series 2013:
|
|||||
50
|
7.250%, 11/01/33 (Pre-refunded 11/01/23)
|
11/23 at 100.00
|
N/R (4)
|
58,854
|
|
95
|
7.250%, 11/01/36 (Pre-refunded 11/01/23)
|
11/23 at 100.00
|
N/R (4)
|
111,824
|
|
200
|
7.625%, 11/01/48 (Pre-refunded 11/01/23)
|
11/23 at 100.00
|
N/R (4)
|
237,338
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
Illinois (continued)
|
|||||
Springfield, Illinois, Electric Revenue Bonds, Refunding Senior Lien Series 2015:
|
|||||
$ 25
|
5.000%, 3/01/22
|
No Opt. Call
|
A
|
$ 26,036
|
|
245
|
5.000%, 3/01/33
|
3/25 at 100.00
|
A
|
283,519
|
|
145
|
5.000%, 3/01/34 - AGM Insured
|
3/25 at 100.00
|
AA
|
167,555
|
|
500
|
Sterling, Whiteside County, Illinois, General Obligation Bonds, Alternate Revenue
|
No Opt. Call
|
A
|
527,450
|
|
Source, Series 2012, 4.000%, 11/01/22
|
|||||
16,775
|
Total Illinois
|
18,820,195
|
|||
Indiana - 0.9%
|
|||||
80
|
Indiana Finance Authority, Environmental Facilities Revenue Bonds, Indianapolis Power &
|
No Opt. Call
|
A2
|
78,792
|
|
Light Company Project, Refunding Series 2020A, 0.950%, 12/01/38 (Mandatory Put 4/01/26) (AMT)
|
|||||
60
|
Indiana Housing and Community Development Authority, Single Family Mortgage Revenue
|
7/29 at 100.00
|
Aaa
|
62,447
|
|
Bonds, Series 2020A, 2.750%, 7/01/40
|
|||||
30
|
Indiana Housing and Community Development Authority, Single Family Mortgage Revenue
|
7/30 at 100.00
|
Aaa
|
29,533
|
|
Bonds, Series 2021A, 2.050%, 7/01/41
|
|||||
140
|
Indianapolis, Indiana, Thermal Energy System Revenue Bonds, Refunding First Lien Series
|
10/24 at 100.00
|
A+
|
160,959
|
|
2014A, 5.000%, 10/01/31
|
|||||
250
|
Vanderburgh County, Indiana, Redevelopment District Tax Increment Revenue bonds,
|
8/24 at 100.00
|
A
|
285,353
|
|
Refunding Series 2014, 5.000%, 2/01/29
|
|||||
600
|
Whiting, Indiana, Environmental Facilities Revenue Bonds, BP Products North America Inc
|
No Opt. Call
|
A2
|
643,110
|
|
Project, Series 2015, 5.000%, 11/01/45 (Mandatory Put 11/01/22) (AMT)
|
|||||
1,160
|
Total Indiana
|
1,260,194
|
|||
Iowa - 0.4%
|
|||||
50
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer
|
4/21 at 103.00
|
BB-
|
50,960
|
|
Company Project, Refunding Series 2019, 3.125%, 12/01/22
|
|||||
200
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer
|
12/23 at 100.00
|
BB-
|
219,174
|
|
Company Project, Series 2013, 5.250%, 12/01/25
|
|||||
220
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer
|
12/22 at 103.00
|
BB-
|
239,298
|
|
Company Project, Series 2018A, 5.250%, 12/01/50 (Mandatory Put 12/01/33)
|
|||||
470
|
Total Iowa
|
509,432
|
|||
Kansas - 0.2%
|
|||||
100
|
Wyandotte County/Kansas City Unified Government, Kansas, Utility System Revenue Bonds,
|
9/22 at 100.00
|
A (4)
|
106,807
|
|
Improvement Series 2012B, 5.000%, 9/01/37 (Pre-refunded 9/01/22)
|
|||||
150
|
Wyandotte County/Kansas City Unified Government, Kansas, Utility System Revenue Bonds,
|
No Opt. Call
|
A
|
159,726
|
|
Refunding & Improvement Series 2014A, 5.000%, 9/01/22
|
|||||
250
|
Total Kansas
|
266,533
|
|||
Kentucky - 2.0%
|
|||||
30
|
Ashland, Kentucky, Medical Center Revenue Bonds, Ashland Hospital Corporation d/b/a
|
2/30 at 100.00
|
BBB-
|
32,522
|
|
King's Daughters Medical Center Project, Refunding Series 2019, 4.000%, 2/01/36
|
|||||
550
|
Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Owensboro
|
6/27 at 100.00
|
Baa2
|
627,847
|
|
Health, Refunding Series 2017A, 5.000%, 6/01/31
|
|||||
340
|
Lexington-Fayette Urban County Government Public Facilities Corporation, Kentucky State
|
6/21 at 100.00
|
A1
|
342,125
|
|
Lease Revenue Bonds, Eastern State Hospital Project, Series 2011A, 5.250%, 6/01/29
|
|||||
155
|
Louisville-Jefferson County Metropolitan Government, Kentucky, Environmental Facilities
|
No Opt. Call
|
A1
|
155,329
|
|
Revenue, Louisville Gas & Electric Company Project, Refunding Series 2007A, 1.650%, 6/01/33
|
|||||
(Mandatory Put 6/01/21)
|
|||||
225
|
Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Series 2018A, 4.000%,
|
1/24 at 100.37
|
A2
|
246,681
|
|
4/01/48 (Mandatory Put 4/01/24)
|
|||||
385
|
Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Series 2018B, 4.000%,
|
10/24 at 100.24
|
A2
|
426,110
|
|
1/01/49 (Mandatory Put 1/01/25)
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Kentucky (continued)
|
|||||
$ 125
|
Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Series 2018C-1, 4.000%,
|
3/25 at 100.19
|
A1
|
$ 140,709
|
|
12/01/49 (Mandatory Put 6/01/25)
|
|||||
100
|
Public Energy Authority of Kentucky, Gas Supply Revenue Bonds, Series 2019C-1, 4.000%,
|
11/27 at 100.47
|
A1
|
117,276
|
|
2/01/50 (Mandatory Put 2/01/28)
|
|||||
500
|
Trimble County, Kentucky, Pollution Control Revenue Bonds, Louisville Gas and Electric
|
No Opt. Call
|
A1
|
494,985
|
|
Company Project, Series 2016A, 1.300%, 9/01/44 (Mandatory Put 9/01/27) (AMT)
|
|||||
50
|
Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community
|
No Opt. Call
|
A+ (4)
|
52,442
|
|
Hospital Corporation, Refunding Series 2013, 5.000%, 4/01/23 (ETM)
|
|||||
25
|
Warren County, Kentucky, Hospital Revenue Bonds, Bowling Green-Warren County Community
|
No Opt. Call
|
AA-
|
32,021
|
|
Hospital Corporation, Refunding Series 2021A, 5.000%, 4/01/29
|
|||||
2,485
|
Total Kentucky
|
2,668,047
|
|||
Louisiana - 3.4%
|
|||||
100
|
Calcasieu Parish Memorial Hospital Service District, Louisiana, Revenue Bonds, Lake
|
12/29 at 100.00
|
BB+
|
107,507
|
|
Charles Memorial Hospital, Refunding Series 2019, 5.000%, 12/01/39
|
|||||
455
|
Jefferson Parish Hospital Service District 2, Louisiana, Hospital Revenue Bonds, East
|
7/21 at 100.00
|
N/R (4)
|
461,757
|
|
Jefferson General Hospital, Refunding Series 2011, 6.375%, 7/01/41 (Pre-refunded 7/01/21)
|
|||||
1,185
|
Louisiana Local Government Environmental Facilities and Community Development Authority,
|
11/27 at 100.00
|
Baa2
|
1,307,008
|
|
Revenue Bonds, Westlake Chemical Corporation Projects, Refunding Series 2017, 3.500%, 11/01/32
|
|||||
150
|
Louisiana Public Facilities Authority, Louisiana, Revenue Bonds, Ochsner Clinic Foundation
|
5/27 at 100.00
|
A
|
182,193
|
|
Project, Refunding Series 2017, 5.000%, 5/15/30
|
|||||
165
|
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
5/26 at 100.00
|
A
|
195,502
|
|
Refunding Series 2016, 5.000%, 5/15/29
|
|||||
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
|||||
Series 2015:
|
|||||
525
|
5.000%, 5/15/22
|
No Opt. Call
|
A
|
551,623
|
|
350
|
5.000%, 5/15/24
|
No Opt. Call
|
A
|
396,480
|
|
30
|
Louisiana Stadium and Exposition District, Revenue Refunding Bonds, Senior Lien Series
|
7/23 at 100.00
|
AA-
|
32,980
|
|
2013A, 5.000%, 7/01/29
|
|||||
140
|
New Orleans, Louisiana, General Obligation Bonds, Refunding Series 2015, 5.000%, 12/01/25
|
No Opt. Call
|
AA-
|
165,614
|
|
100
|
New Orleans, Louisiana, Sewerage Service Revenue Bonds, Series 2015, 5.000%, 6/01/32
|
6/25 at 100.00
|
A (4)
|
117,805
|
|
(Pre-refunded 6/01/25)
|
|||||
590
|
Saint Charles Parish, Louisiana, Gulf Opportunity Zone Revenue Bonds, Valero Project,
|
No Opt. Call
|
BBB
|
614,149
|
|
Series 2010, 4.000%, 12/01/40 (Mandatory Put 6/01/22)
|
|||||
105
|
Saint James Parish, Louisiana, Revenue Bonds, NuStar Logistics, LP Project, Series
|
No Opt. Call
|
BB-
|
131,554
|
|
2010B, 6.100%, 12/01/40 (Mandatory Put 6/01/30), 144A
|
|||||
100
|
Saint John the Baptist Parish, Louisiana, Revenue Bonds, Marathon Oil Corporation
|
No Opt. Call
|
BBB
|
103,308
|
|
Project, Refunding Series 2017A-3, 2.200%, 6/01/37 (Mandatory Put 7/01/26)
|
|||||
Shreveport, Louisiana, Water and Sewer Revenue Bonds, Junior Lien Series 2019B:
|
|||||
25
|
5.000%, 12/01/31 - AGM Insured
|
12/28 at 100.00
|
AA
|
31,590
|
|
165
|
4.000%, 12/01/33 - AGM Insured
|
12/28 at 100.00
|
AA
|
191,065
|
|
4,185
|
Total Louisiana
|
4,590,135
|
|||
Maine - 0.2%
|
|||||
25
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, Maine General
|
7/21 at 100.00
|
N/R (4)
|
25,408
|
|
Medical Center, Series 2011, 6.950%, 7/01/41 (Pre-refunded 7/01/21)
|
|||||
100
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, MaineHealth
|
7/30 at 100.00
|
A+
|
116,281
|
|
Issue, Series 2020A, 4.000%, 7/01/40
|
|||||
55
|
Maine State Housing Authority, Single Family Mortgage Purchase Bonds, Series 2020D,
|
5/29 at 100.00
|
AA+
|
56,338
|
|
2.550%, 11/15/40
|
|||||
35
|
Portland, Maine, General Airport Revenue Bonds, Refunding Series 2013, 5.000%, 7/01/22
|
No Opt. Call
|
BBB+
|
36,862
|
|
215
|
Total Maine
|
234,889
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Maryland - 0.6%
|
|||||
$ 335
|
Baltimore, Maryland, Convention Center Hotel Revenue Bonds, Refunding Series 2017,
|
9/27 at 100.00
|
CCC
|
$ 342,675
|
|
5.000%, 9/01/30
|
|||||
180
|
Maryland Community Development Administration Department of Housing and Community
|
3/29 at 100.00
|
Aa1
|
189,246
|
|
Development, Residential Revenue Bonds, Series 2019C, 2.700%, 9/01/34
|
|||||
200
|
Maryland Community Development Administration Department of Housing and Community
|
3/30 at 100.00
|
Aa1
|
191,757
|
|
Development, Residential Revenue Bonds, Series 2021A, 1.950%, 9/01/41
|
|||||
100
|
Maryland Economic Development Corporation, Private Activity Revenue Bonds RSA, Purple
|
11/21 at 100.00
|
BB-
|
102,748
|
|
Line Light Rail Project, Green Bonds, Series 2016A, 5.000%, 3/31/24 (AMT)
|
|||||
815
|
Total Maryland
|
826,426
|
|||
Massachusetts - 0.8%
|
|||||
200
|
Massachusetts Development Finance Agency Revenue Bonds, Lawrence General Hospital Issue,
|
7/24 at 100.00
|
B
|
201,612
|
|
Series 2014A, 5.000%, 7/01/27
|
|||||
100
|
Massachusetts Development Finance Agency Revenue Refunding Bonds, NewBridge on the
|
10/22 at 105.00
|
BB+
|
107,882
|
|
Charles, Inc Issue, Series 2017, 4.000%, 10/01/32, 144A
|
|||||
105
|
Massachusetts Development Finance Agency, Revenue Bonds, Atrius Health Issue, Series
|
6/29 at 100.00
|
BBB
|
128,582
|
|
2019A, 5.000%, 6/01/39
|
|||||
60
|
Massachusetts Development Finance Agency, Revenue Bonds, CareGroup Issue, Series
|
7/28 at 100.00
|
A
|
74,303
|
|
2018J-2, 5.000%, 7/01/33
|
|||||
100
|
Massachusetts Development Finance Agency, Revenue Bonds, Milford Regional Medical Center
|
7/30 at 100.00
|
BB+
|
115,965
|
|
Issue, Series 2020G, 5.000%, 7/15/36, 144A
|
|||||
35
|
Massachusetts Development Finance Agency, Revenue Bonds, Southcoast Health System
|
7/31 at 100.00
|
A-
|
44,685
|
|
Obligated Group Issue, Series 2021G, 5.000%, 7/01/37
|
|||||
160
|
Massachusetts Housing Finance Agency, Single Family Housing Revenue Bonds, Series
|
6/29 at 100.00
|
AA+
|
167,055
|
|
2019-214, 2.800%, 12/01/39
|
|||||
70
|
Massachusetts Housing Finance Agency, Single Family Housing Revenue Bonds, Social Series
|
6/30 at 100.00
|
AA+
|
70,016
|
|
2020-220, 2.125%, 12/01/40
|
|||||
100
|
Massachusetts State, General Obligation Bonds, Refunding Series 2020A, 5.000%, 6/01/44
|
No Opt. Call
|
Aa1
|
110,194
|
|
(Mandatory Put 6/01/23)
|
|||||
930
|
Total Massachusetts
|
1,020,294
|
|||
Michigan - 1.7%
|
|||||
400
|
Detroit Downtown Development Authority, Michigan, Tax Increment Bonds, Development Area 1
|
No Opt. Call
|
BB+
|
367,424
|
|
Projects, Refunding Series 1996B, 0.000%, 7/01/23
|
|||||
165
|
Detroit, Michigan, Senior Lien Sewerage Disposal System Revenue Bonds, Series 2001B,
|
No Opt. Call
|
A+
|
203,211
|
|
5.500%, 7/01/29 - NPFG Insured
|
|||||
150
|
Michigan Finance Authority, Local Government Loan Program Revenue Bonds, Detroit Water &
|
7/25 at 100.00
|
A+
|
175,584
|
|
Sewerage Department Sewage Disposal System Local Project, Second Lien Series 2015C,
|
|||||
5.000%, 7/01/34
|
|||||
50
|
Michigan Housing Development Authority, Rental Housing Revenue Bonds, Series 2018A,
|
10/27 at 100.00
|
AA
|
54,665
|
|
3.800%, 10/01/38
|
|||||
230
|
Michigan Housing Development Authority, Single Family Mortgage Revenue Bonds, Series
|
12/28 at 100.00
|
AA+
|
241,670
|
|
2019B, 2.700%, 12/01/34
|
|||||
360
|
Michigan Housing Development Authority, Single Family Mortgage Revenue Bonds, Series
|
6/30 at 100.00
|
AA+
|
365,522
|
|
2020C, 2.600%, 12/01/40
|
|||||
705
|
Wayne County Airport Authority, Michigan, Revenue Bonds, Detroit Metropolitan Wayne
|
12/25 at 100.00
|
A1
|
825,217
|
|
County Airport, Refunding Series 2015F, 5.000%, 12/01/33 (AMT)
|
|||||
2,060
|
Total Michigan
|
2,233,293
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Minnesota - 0.2%
|
|||||
$ 126
|
Minnesota Housing Finance Agency, Homeownership Finance Bonds, Mortgage-Backed
|
7/26 at 100.00
|
Aaa
|
$ 132,004
|
|
Securities Program, Series 2017E, 2.850%, 6/01/47
|
|||||
110
|
Minnesota Housing Finance Agency, Residential Housing Finance Bonds, Series 2020E,
|
7/29 at 100.00
|
AA+
|
112,842
|
|
2.500%, 7/01/40
|
|||||
45
|
Minnesota Housing Finance Agency, Residential Housing Finance Bonds, Series 2020I,
|
1/30 at 100.00
|
AA+
|
44,391
|
|
2.000%, 7/01/40
|
|||||
281
|
Total Minnesota
|
289,237
|
|||
Mississippi - 0.5%
|
|||||
130
|
Mississippi Business Finance Corporation, Pollution Control Revenue, Mississippi Power,
|
3/24 at 100.00
|
A-
|
136,820
|
|
Series 2002, 3.200%, 9/01/28
|
|||||
175
|
Mississippi Business Finance Corporation, Revenue Bonds, Mississippi Power Company
|
No Opt. Call
|
A-
|
177,513
|
|
Project, First Series 2010, 2.750%, 12/01/40 (Mandatory Put 12/09/21)
|
|||||
265
|
Mississippi Business Finance Corporation, Revenue Bonds, System Energy Resources, Inc
|
5/21 at 100.00
|
BBB+
|
266,041
|
|
Project, Refunding Series 2019, 2.500%, 4/01/22
|
|||||
30
|
Mississippi Home Corporation, Single Family Mortgage Revenue Bonds, Series 2021A,
|
6/30 at 100.00
|
Aaa
|
29,225
|
|
2.000%, 12/01/40
|
|||||
45
|
Mississippi State, Gaming Tax Revenue Bonds, Series 2019A, 5.000%, 10/15/23
|
No Opt. Call
|
A+
|
50,029
|
|
645
|
Total Mississippi
|
659,628
|
|||
Missouri - 0.2%
|
|||||
100
|
Branson Industrial Development Authority, Missouri, Tax Increment Revenue Bonds, Branson
|
11/25 at 100.00
|
N/R
|
103,591
|
|
Shoppes Redevelopment Project, Refunding Series 2017A, 4.000%, 11/01/26
|
|||||
100
|
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue
|
5/23 at 100.00
|
BBB
|
105,659
|
|
Bonds, Saint Louis College of Pharmacy, Series 2013, 5.250%, 5/01/33
|
|||||
30
|
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue
|
11/23 at 100.00
|
BBB
|
30,996
|
|
Bonds, Saint Louis College of Pharmacy, Series 2015B, 4.000%, 5/01/32
|
|||||
230
|
Total Missouri
|
240,246
|
|||
Montana - 0.4%
|
|||||
260
|
Billings, Montana, Tax Increment Urban Renewal Revenue Bonds, Expanded North 27th
|
1/23 at 100.00
|
N/R
|
269,360
|
|
Street, Series 2013A, 5.000%, 7/01/33
|
|||||
300
|
Forsyth, Montana Pollution Control Revenue Bonds, Portland General Electric Company
|
3/30 at 102.00
|
A1
|
309,279
|
|
Project, Refunding Series 1998A, 2.125%, 5/01/33
|
|||||
560
|
Total Montana
|
578,639
|
|||
Nebraska - 0.8%
|
|||||
100
|
Central Plains Energy Project, Nebraska, Gas Project 4 Revenue Bonds, Series 2018A,
|
10/23 at 100.43
|
A2
|
111,419
|
|
5.000%, 3/01/50 (Mandatory Put 1/01/24)
|
|||||
120
|
Douglas County School District 10 Elkhorn, Nebraska, General Obligation Bonds, Public
|
6/22 at 100.00
|
AA-
|
125,585
|
|
Schools Series 2012, 4.000%, 6/15/23
|
|||||
100
|
Nebraska Investment Finance Authority, Single Family Housing Revenue Bonds, Series
|
3/29 at 100.00
|
AA+
|
104,484
|
|
2019D, 2.600%, 9/01/34
|
|||||
515
|
Nebraska Investment Finance Authority, Single Family Housing Revenue Bonds, Series
|
3/29 at 100.00
|
AA+
|
534,493
|
|
2020A, 2.300%, 9/01/32
|
|||||
150
|
Saunders County School District 1, Ashland-Greenwood, Nebraska, General Obligation
|
12/30 at 100.00
|
A+
|
141,719
|
|
Bonds, Series 2021, 2.000%, 12/15/50
|
|||||
985
|
Total Nebraska
|
1,017,700
|
|||
Nevada - 1.0%
|
|||||
200
|
Clark County, Nevada, General Obligation Bonds, Refunding Flood Control Series 2014,
|
11/24 at 100.00
|
AA+ (4)
|
226,196
|
|
4.000%, 11/01/33 (Pre-refunded 11/01/24)
|
|||||
65
|
Las Vegas Convention and Visitors Authority, Nevada, Revenue Bonds, Refunding Series
|
7/27 at 100.00
|
Aa3
|
71,908
|
|
2017B, 4.000%, 7/01/34
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Nevada (continued)
|
|||||
$ 45
|
Las Vegas, Nevada, Local Improvement Bonds, Special Improvement District 607 Providence,
|
No Opt. Call
|
N/R
|
$ 46,791
|
|
Refunding Series 2013, 5.000%, 6/01/22
|
|||||
65
|
Sparks, Nevada, Sales Tax Revenue Bonds, Tourism Improvement District 1 Legends at
|
No Opt. Call
|
Ba2
|
66,434
|
|
Sparks Marina, Refunding Senior Series 2019A, 2.750%, 6/15/28, 144A
|
|||||
200
|
Washoe County, Nevada, Gas and Water Facilities Revenue Bonds, Sierra Pacific Power
|
No Opt. Call
|
A+
|
206,010
|
|
Company, Refunding Series 2016B, 3.000%, 3/01/36 (Mandatory Put 6/01/22)
|
|||||
775
|
Washoe County, Nevada, General Obligation Bonds, Reno-Sparks Convention & Visitors
|
7/21 at 100.00
|
AA
|
784,006
|
|
Authority, Refunding Series 2011, 5.000%, 7/01/23
|
|||||
1,350
|
Total Nevada
|
1,401,345
|
|||
New Hampshire - 0.3%
|
|||||
256
|
National Finance Authority, New Hampshire, Municipal Certificates Series 2020-1 Class A,
|
No Opt. Call
|
BBB
|
296,894
|
|
4.125%, 1/20/34
|
|||||
115
|
New Hampshire Business Finance Authority, Water Facility Revenue Bonds, Pennichuck Water
|
1/26 at 100.00
|
N/R (4)
|
133,470
|
|
Works Inc Project , Series 2015A, 4.250%, 1/01/36 (Pre-refunded 1/01/26) (AMT)
|
|||||
371
|
Total New Hampshire
|
430,364
|
|||
New Jersey - 8.1%
|
|||||
535
|
Camden County Improvement Authority, New Jersey, Health Care Redevelopment Revenue
|
2/24 at 100.00
|
BBB+
|
590,132
|
|
Bonds, Cooper Health System Obligated Group Issue, Refunding Series 2014A, 5.000%, 2/15/30
|
|||||
230
|
Gloucester County Pollution Control Financing Authority, New Jersey, Pollution Control
|
No Opt. Call
|
BBB-
|
241,146
|
|
Revenue Bonds, Logan Project, Refunding Series 2014A, 5.000%, 12/01/24 (AMT)
|
|||||
New Jersey Economic Development Authority, Cigarette Tax Revenue Refunding Bonds,
|
|||||
Series 2012:
|
|||||
150
|
5.000%, 6/15/21
|
No Opt. Call
|
BBB
|
151,383
|
|
375
|
5.000%, 6/15/22
|
No Opt. Call
|
BBB
|
393,604
|
|
375
|
5.000%, 6/15/23
|
6/22 at 100.00
|
BBB
|
393,172
|
|
210
|
5.000%, 6/15/24
|
6/22 at 100.00
|
BBB
|
219,763
|
|
510
|
5.000%, 6/15/25
|
6/22 at 100.00
|
BBB
|
532,491
|
|
150
|
5.000%, 6/15/26
|
6/22 at 100.00
|
BBB
|
156,264
|
|
125
|
4.250%, 6/15/27
|
6/22 at 100.00
|
BBB
|
128,625
|
|
300
|
5.000%, 6/15/28
|
6/22 at 100.00
|
BBB
|
311,523
|
|
220
|
New Jersey Economic Development Authority, Private Activity Bonds, The Goethals Bridge
|
1/24 at 100.00
|
A2
|
243,965
|
|
Replacement Project, Series 2013, 5.000%, 1/01/28 (AMT)
|
|||||
1,000
|
New Jersey Economic Development Authority, School Facilities Construction Bonds,
|
6/25 at 100.00
|
Baa1
|
1,158,990
|
|
Refunding Series 2015XX, 5.000%, 6/15/27
|
|||||
125
|
New Jersey Economic Development Authority, Water Facilities Revenue Bonds, New
|
12/29 at 100.00
|
A+
|
131,030
|
|
Jersey-American Water Company Inc Project, Refunding Series 2019A, 2.200%, 10/01/39
|
|||||
(Mandatory Put 12/03/29) (AMT)
|
|||||
65
|
New Jersey Economic Development Authority, Water Facilities Revenue Bonds, New
|
No Opt. Call
|
A+
|
64,581
|
|
Jersey-American Water Company Inc Project, Refunding Series 2020D, 1.100%, 11/01/29
|
|||||
(Mandatory Put 12/01/27) (AMT)
|
|||||
1,050
|
New Jersey Higher Education Assistance Authority, Student Loan Revenue Bonds, Senior
|
12/26 at 100.00
|
Aaa
|
1,119,814
|
|
Lien Series 2017-1A, 3.750%, 12/01/31 (AMT)
|
|||||
1,280
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Capital
|
No Opt. Call
|
Baa1
|
935,488
|
|
Appreciation Series 2010A, 0.000%, 12/15/33
|
|||||
1,590
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series
|
No Opt. Call
|
Baa1
|
1,781,166
|
|
2010D, 5.000%, 12/15/23
|
|||||
170
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series
|
6/22 at 100.00
|
Baa1
|
177,689
|
|
2012A, 5.000%, 6/15/42
|
|||||
175
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series
|
12/28 at 100.00
|
Baa1
|
193,079
|
|
2019AA, 3.750%, 6/15/33
|
|||||
150
|
New Jersey Turnpike Authority, Turnpike Revenue Bonds, Series 2020D, 5.000%, 1/01/28
|
No Opt. Call
|
A+
|
182,302
|
|
195
|
Salem County Pollution Control Financing Authority, New Jersey, Pollution Control
|
No Opt. Call
|
BBB
|
206,501
|
|
Revenue Bonds, Chambers Project, Refunding Series 2014A, 5.000%, 12/01/23 (AMT)
|
|||||
250
|
South Jersey Port Corporation, New Jersey, Marine Terminal Revenue Bonds, Refunding
|
No Opt. Call
|
Baa1
|
255,182
|
|
Series 2012Q, 3.000%, 1/01/22
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
New Jersey (continued)
|
|||||
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed
|
|||||
Bonds, Series 2018A:
|
|||||
$ 670
|
5.000%, 6/01/29
|
6/28 at 100.00
|
A
|
$ 838,981
|
|
100
|
5.000%, 6/01/31
|
6/28 at 100.00
|
A-
|
123,575
|
|
345
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed
|
No Opt. Call
|
BBB
|
353,929
|
|
Bonds, Series 2018B, 3.200%, 6/01/27
|
|||||
10,345
|
Total New Jersey
|
10,884,375
|
|||
New Mexico - 0.3%
|
|||||
60
|
New Mexico Mortgage Finance Authority, Single Family Mortgage Program Bonds, Class 1
|
1/29 at 100.00
|
Aaa
|
63,651
|
|
Series 2019D, 2.800%, 7/01/34
|
|||||
325
|
New Mexico Municipal Energy Acquisition Authority, Gas Supply Revenue Bonds, Refunding &
|
2/25 at 100.73
|
Aa2
|
379,483
|
|
Aquisition Sub-Series 2019A, 5.000%, 11/01/39 (Mandatory Put 5/01/25)
|
|||||
385
|
Total New Mexico
|
443,134
|
|||
New York - 5.3%
|
|||||
Buffalo and Erie County Industrial Land Development Corporation, New York, Revenue
|
|||||
Bonds, Catholic Health System, Inc Project, Series 2015:
|
|||||
210
|
5.000%, 7/01/23
|
No Opt. Call
|
BBB
|
229,404
|
|
205
|
5.000%, 7/01/24
|
No Opt. Call
|
BBB
|
231,367
|
|
120
|
Build NYC Resource Corporation, New York, Revenue Bonds, Family Life Academy Charter
|
12/30 at 100.00
|
N/R
|
125,608
|
|
School, Series 2020B-1, 5.000%, 6/01/40, 144A
|
|||||
200
|
Dormitory Authority of the State of New York, Revenue Bonds, Orange Regional Medical
|
6/27 at 100.00
|
BBB-
|
237,832
|
|
Center Obligated Group, Series 2017, 5.000%, 12/01/28, 144A
|
|||||
775
|
Dormitory Authority of the State of New York, State University Educational Facilities
|
5/22 at 100.00
|
AA
|
816,594
|
|
Revenue Bonds, Third General Resolution, Series 2012A, 5.000%, 5/15/25
|
|||||
160
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012
|
5/21 at 100.00
|
AA-
|
160,618
|
|
Series 2011A, 5.750%, 2/15/47
|
|||||
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2000A:
|
|||||
240
|
0.000%, 6/01/22 - AGM Insured
|
No Opt. Call
|
AA
|
238,550
|
|
170
|
0.000%, 6/01/24 - AGM Insured
|
No Opt. Call
|
AA
|
165,174
|
|
295
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Bond
|
No Opt. Call
|
N/R
|
309,092
|
|
Anticipation Note Series 2019B-1, 5.000%, 5/15/22
|
|||||
375
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Bond
|
No Opt. Call
|
N/R
|
397,500
|
|
Anticipation Note Series 2019D-1, 5.000%, 9/01/22
|
|||||
75
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Bond
|
No Opt. Call
|
N/R
|
80,681
|
|
Anticipation Note Series 2020A-1, 5.000%, 2/01/23
|
|||||
505
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Bond
|
No Opt. Call
|
N/R
|
518,761
|
|
Anticipation Note Series 2020A-2S, 4.000%, 2/01/22
|
|||||
120
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Refunding
|
11/30 at 100.00
|
A3
|
152,754
|
|
Green Climate Certified Series 2020E, 5.000%, 11/15/33
|
|||||
100
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series
|
11/22 at 100.00
|
A3
|
105,829
|
|
2012D, 5.000%, 11/15/29
|
|||||
60
|
Monroe County Industrial Development Corporation, New York, Revenue Bonds, Saint Ann's
|
1/26 at 103.00
|
N/R
|
65,617
|
|
Community Project, Series 2019, 5.000%, 1/01/40
|
|||||
105
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue
|
5/22 at 100.00
|
AA+
|
105,694
|
|
Bonds, Sustainable Neighborhood Series 2019A-3A, 1.125%, 5/01/60 (Mandatory Put 11/01/24)
|
|||||
New York City Industrial Development Agency, New York, PILOT Payment in Lieu of Taxes
|
|||||
Revenue Bonds, Queens Baseball Stadium Project, Refunding Series 2021A:
|
|||||
25
|
4.000%, 1/01/32 - AGM Insured
|
1/31 at 100.00
|
AA
|
30,148
|
|
100
|
3.000%, 1/01/33 - AGM Insured
|
1/31 at 100.00
|
AA
|
109,334
|
|
200
|
3.000%, 1/01/46 - AGM Insured
|
1/31 at 100.00
|
AA
|
207,235
|
|
350
|
New York City, New York, General Obligation Bonds, Fiscal 2021 Series A-1, 5.000%, 8/01/29
|
No Opt. Call
|
AA
|
454,062
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
New York (continued)
|
|||||
$ 100
|
New York State Housing Finance Agency, Affordable Housing Revenue Bonds, Climate Bond
|
11/27 at 100.00
|
Aa2
|
$ 110,423
|
|
Certified/Green Bond Series 2018I, 3.625%, 11/01/33
|
|||||
215
|
New York State Housing Finance Agency, Affordable Housing Revenue Bonds, Climate Bond
|
5/28 at 100.00
|
Aa2
|
223,761
|
|
Certified/Sustainability Series 2019P, 2.600%, 11/01/34
|
|||||
205
|
New York State Housing Finance Agency, Affordable Housing Revenue Bonds, Refunding
|
5/28 at 100.00
|
Aa2
|
223,634
|
|
Series 2019C, 3.500%, 11/01/34
|
|||||
120
|
New York State Mortgage Agency, Homeowner Mortgage Revenue Bonds, Series 223,
|
10/28 at 100.00
|
Aa1
|
125,171
|
|
2.650%, 10/01/34
|
|||||
100
|
New York State Mortgage Agency, Homeowner Mortgage Revenue Bonds, Series 225,
|
10/29 at 100.00
|
Aa1
|
100,034
|
|
2.300%, 10/01/40
|
|||||
New York Transportation Development Corporation, New York, Special Facilities Bonds,
|
|||||
LaGuardia Airport Terminal B Redevelopment Project, Series 2016A:
|
|||||
135
|
4.000%, 7/01/32 (AMT)
|
7/24 at 100.00
|
BBB
|
146,455
|
|
230
|
4.000%, 7/01/33 (AMT)
|
7/24 at 100.00
|
BBB
|
249,014
|
|
185
|
5.000%, 7/01/34 (AMT)
|
7/24 at 100.00
|
BBB
|
208,719
|
|
100
|
5.000%, 7/01/41 (AMT)
|
7/24 at 100.00
|
BBB
|
112,118
|
|
35
|
4.000%, 7/01/46 - AGM Insured (AMT)
|
7/24 at 100.00
|
AA
|
37,646
|
|
500
|
5.000%, 7/01/46 (AMT)
|
7/24 at 100.00
|
BBB
|
559,065
|
|
New York Transportation Development Corporation, New York, Special Facility Revenue
|
|||||
Refunding Bonds, Terminal One Group Association, LP Project, Series 2015:
|
|||||
60
|
5.000%, 1/01/22 (AMT)
|
No Opt. Call
|
BBB
|
61,990
|
|
60
|
5.000%, 1/01/23 (AMT)
|
No Opt. Call
|
BBB
|
64,634
|
|
100
|
New York Transportation Development Corporation, Special Facility Revenue Bonds, Delta
|
10/30 at 100.00
|
Baa3
|
124,594
|
|
Air Lines, Inc - LaGuardia Airport Terminals C&D Redevelopment Project, Series 2020, 5.000%,
|
|||||
10/01/35 (AMT)
|
|||||
6,535
|
Total New York
|
7,089,112
|
|||
North Carolina - 1.4%
|
|||||
100
|
North Carolina Housing Finance Agency, Home Ownership Revenue Bonds, 1998 Trust
|
1/29 at 100.00
|
AA+
|
104,693
|
|
Agreement, Series 2020-43, 2.800%, 1/01/40
|
|||||
1,340
|
North Carolina Municipal Power Agency 1, Catawba Electric Revenue Bonds, Series 2015C,
|
1/26 at 100.00
|
A
|
1,586,346
|
|
5.000%, 1/01/29
|
|||||
250
|
North Carolina Turnpike Authority, Monroe Expressway Toll Revenue Bonds, Capital
|
7/26 at 96.08
|
BBB
|
217,450
|
|
Appreciation Series 2017C, 0.000%, 7/01/27
|
|||||
1,690
|
Total North Carolina
|
1,908,489
|
|||
North Dakota - 1.1%
|
|||||
Burleigh County, North Dakota, Health Care Revenue Bonds, Saint Alexius Medical Center
|
|||||
Project, Series 2014A:
|
|||||
200
|
5.000%, 7/01/29 (Pre-refunded 7/01/21)
|
7/21 at 100.00
|
N/R (4)
|
202,154
|
|
650
|
5.000%, 7/01/31 (Pre-refunded 7/01/21)
|
7/21 at 100.00
|
N/R (4)
|
657,000
|
|
100
|
Grand Forks, North Dakota, Health Care System Revenue Bonds, Altru Health System
|
12/21 at 100.00
|
Baa2
|
101,423
|
|
Obligated Group, Series 2012, 5.000%, 12/01/32
|
|||||
90
|
North Dakota Housing Finance Agency, Home Mortgage Finance Program Bonds, Series 2019C,
|
7/28 at 100.00
|
Aa1
|
94,979
|
|
3.200%, 7/01/39
|
|||||
55
|
North Dakota Housing Finance Agency, Home Mortgage Finance Program Bonds, Series 2020A,
|
7/29 at 100.00
|
Aa1
|
58,105
|
|
2.700%, 7/01/35
|
|||||
100
|
North Dakota Housing Finance Agency, Home Mortgage Finance Program Bonds, Series 2020B,
|
1/30 at 100.00
|
Aa1
|
100,504
|
|
2.350%, 7/01/40
|
|||||
200
|
Ward County Health Care, North Dakota, Revenue Bonds, Trinity Obligated Group, Series
|
No Opt. Call
|
BBB-
|
236,604
|
|
2017C, 5.000%, 6/01/28
|
|||||
1,395
|
Total North Dakota
|
1,450,769
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Ohio - 5.2%
|
|||||
$ 145
|
Allen County, Ohio, Hospital Facilities Revenue Bonds, Catholic Health Partners,
|
5/22 at 100.00
|
AA- (4)
|
$ 152,611
|
|
Refunding and Improvement Series 2012A, 5.000%, 5/01/33 (Pre-refunded 5/01/22)
|
|||||
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed
|
|||||
Revenue Bonds, Refunding Senior Lien Series 2020A-2 Class 1:
|
|||||
125
|
5.000%, 6/01/28
|
No Opt. Call
|
A
|
157,110
|
|
75
|
5.000%, 6/01/30
|
No Opt. Call
|
A
|
97,529
|
|
200
|
5.000%, 6/01/31
|
6/30 at 100.00
|
A-
|
258,206
|
|
130
|
5.000%, 6/01/32
|
6/30 at 100.00
|
A-
|
166,737
|
|
500
|
5.000%, 6/01/35
|
6/30 at 100.00
|
A-
|
630,635
|
|
100
|
5.000%, 6/01/36
|
6/30 at 100.00
|
A-
|
125,335
|
|
30
|
4.000%, 6/01/48
|
6/30 at 100.00
|
BBB+
|
33,479
|
|
100
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed
|
6/30 at 100.00
|
N/R
|
112,744
|
|
Revenue Bonds, Refunding Senior Lien Series 2020B-2 Class 2, 5.000%, 6/01/55
|
|||||
150
|
Columbus, Ohio, General Obligation Bonds, Various Purpose Series 2019A, 5.000%, 4/01/27
|
No Opt. Call
|
AAA
|
187,913
|
|
480
|
Fairfield County, Ohio, Hospital Facilities Revenue Bonds, Fairfield Medical Center
|
6/23 at 100.00
|
Ba2
|
495,326
|
|
Project, Series 2013, 5.000%, 6/15/43
|
|||||
40
|
Lake County, Ohio, Hospital Facilities Revenue Bonds, Lake Hospital System, Inc,
|
5/21 at 100.00
|
A-
|
40,134
|
|
Refunding Series 2008C, 5.500%, 8/15/24
|
|||||
20
|
Montgomery County, Ohio, Hospital Facilities Revenue Bonds, Kettering Health Network
|
2/31 at 100.00
|
A+
|
21,208
|
|
Obligated Group Project, Refunding & Improvement Series 2021, 3.000%, 8/01/40
|
|||||
New Albany Community Authority, Ohio, Community Facilities Revenue Refunding Bonds,
|
|||||
Series 2012C:
|
|||||
45
|
5.000%, 10/01/21
|
No Opt. Call
|
Aa3
|
46,066
|
|
35
|
5.000%, 10/01/22
|
No Opt. Call
|
Aa3
|
37,502
|
|
45
|
Ohio Air Quality Development Authority, Ohio, Air Quality Development Revenue Bonds,
|
No Opt. Call
|
N/R
|
56
|
|
FirstEnergy Generation Corporation Project, Series 2009A, 5.700%, 8/01/21 (6)
|
|||||
100
|
Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds,
|
No Opt. Call
|
N/R
|
125
|
|
FirstEnergy Generation Corporation Project, Refunding Series 2009B, 3.100%, 3/01/23 (6)
|
|||||
425
|
Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds,
|
No Opt. Call
|
N/R
|
531
|
|
FirstEnergy Generation Project, Refunding Series 2006A, 3.750%, 12/01/23 (6)
|
|||||
90
|
Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds,
|
No Opt. Call
|
N/R
|
113
|
|
FirstEnergy Nuclear Generation Corporation Project, Refunding Series 2010A, 3.125%, 7/01/33 (6)
|
|||||
130
|
Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds,
|
No Opt. Call
|
N/R
|
163
|
|
FirstEnergy Nuclear Generation Project, Refunding Series 2006B, 3.625%, 12/01/33 (6)
|
|||||
335
|
Ohio Air Quality Development Authority, Ohio, Revenue Bonds, American Electric Power
|
No Opt. Call
|
BBB+
|
348,350
|
|
Company Project, Refunding Series 2005A, 2.100%, 1/01/29 (Mandatory Put 10/01/24) (AMT)
|
|||||
215
|
Ohio Air Quality Development Authority, Ohio, Revenue Bonds, American Electric Power
|
No Opt. Call
|
BBB+
|
232,273
|
|
Company Project, Refunding Series 2007A, 2.500%, 8/01/40 (Mandatory Put 10/01/29) (AMT)
|
|||||
350
|
Ohio Air Quality Development Authority, Ohio, Revenue Bonds, American Electric Power
|
No Opt. Call
|
BBB+
|
378,276
|
|
Company Project, Refunding Series 2007B, 2.500%, 11/01/42 (Mandatory Put 10/01/29) (AMT)
|
|||||
100
|
Ohio Air Quality Development Authority, Ohio, Revenue Bonds, American Electric Power
|
10/24 at 100.00
|
BBB+
|
105,678
|
|
Company Project, Refunding Series 2014B, 2.600%, 6/01/41 (Mandatory Put 10/01/29) (AMT)
|
|||||
100
|
Ohio Air Quality Development Authority, Ohio, Revenue Bonds, American Electric Power
|
No Opt. Call
|
BBB+
|
103,907
|
|
Company Project, Refunding Series 2014D, 1.900%, 5/01/26 (Mandatory Put 10/01/24)
|
|||||
45
|
Ohio Air Quality Development Authority, Ohio, Revenue Bonds, Pratt Paper Ohio, LLC
|
No Opt. Call
|
N/R
|
48,847
|
|
Project, Series 2017, 3.750%, 1/15/28, 144A (AMT)
|
|||||
165
|
Ohio Housing Finance Agency, Residential Mortgage Revenue Bonds, Mortgage-Backed
|
9/28 at 100.00
|
Aaa
|
173,296
|
|
Securities Program, Series 2019B, 3.000%, 9/01/39
|
|||||
115
|
Ohio Housing Finance Agency, Residential Mortgage Revenue Bonds, Mortgage-Backed
|
3/29 at 100.00
|
Aaa
|
118,954
|
|
Securities Program, Series 2020A, 2.750%, 9/01/40
|
|||||
25
|
Ohio Housing Finance Agency, Residential Mortgage Revenue Bonds, Mortgage-Backed
|
9/29 at 100.00
|
Aaa
|
25,167
|
|
Securities Program, Series 2020B, 2.250%, 9/01/40
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Ohio (continued)
|
|||||
$ 2,315
|
Ohio State, Turnpike Revenue Bonds, Ohio Turnpike and Infrastructutre Commission
|
2/31 at 100.00
|
Aa3
|
$ 2,837,171
|
|
Infrastructure Projects, Junior Lien, Capital Appreciation Series 2013A-3, 0.000%, 2/15/34 (5)
|
|||||
120
|
Ohio Water Development Authority, Pollution Control Revenue Bonds, FirstEnergy
|
No Opt. Call
|
N/R
|
150
|
|
Generating Corporation Project, Refunding Series 2006A, 3.000%, 5/15/49 (6)
|
|||||
230
|
Ohio Water Development Authority, Pollution Control Revenue Bonds, FirstEnergy Nuclear
|
No Opt. Call
|
N/R
|
288
|
|
Generating Corporation Project, Refunding Series 2005B, 4.000%, 1/01/34 (6)
|
|||||
110
|
Ohio Water Development Authority, Pollution Control Revenue Bonds, FirstEnergy Nuclear
|
No Opt. Call
|
N/R
|
138
|
|
Generating Corporation Project, Refunding Series 2008B, 3.625%, 10/01/33 (6)
|
|||||
220
|
Ohio Water Development Authority, Pollution Control Revenue Bonds, FirstEnergy Nuclear
|
No Opt. Call
|
N/R
|
275
|
|
Generating Corporation Project, Refunding Series 2010A, 3.750%, 7/01/33 (6)
|
|||||
235
|
Ohio Water Development Authority, Pollution Control Revenue Bonds, FirstEnergy Nuclear
|
No Opt. Call
|
N/R
|
294
|
|
Generating Corporation Project, Refunding Series 2010C, 4.000%, 6/01/33 (6)
|
|||||
110
|
Ohio Water Development Authority, Pollution Control Revenue Refunding Bonds, FirstEnergy
|
No Opt. Call
|
N/R
|
138
|
|
Nuclear Generating Corporation Project, Series 2006B, 4.000%, 12/01/33 (6)
|
|||||
85
|
Tuscarawas County Economic Development and Finance Alliance, Ohio, Higher Education
|
3/25 at 100.00
|
N/R
|
92,242
|
|
Facilities Revenue Bonds, Ashland University, Refunding & Improvement Series 2015,
|
|||||
5.375%, 3/01/27
|
|||||
7,840
|
Total Ohio
|
7,028,967
|
|||
Oklahoma - 1.4%
|
|||||
70
|
Bryan County School Finance Authority, Oklahoma, Educational Facilities Lease Revenue
|
No Opt. Call
|
A
|
84,606
|
|
Bonds, Durant Public Schools Project, Refunding Series 2020, 4.000%, 12/01/28
|
|||||
115
|
Bryan County School Finance Authority, Oklahoma, Educational Facilities Lease Revenue
|
9/30 at 100.00
|
A
|
125,894
|
|
Bonds, Durant Public Schools Project, Series 2020, 2.750%, 9/01/31
|
|||||
800
|
Caddo County Governmental Building Authority, Oklahoma, Sales Tax Revenue Bonds,
|
9/28 at 100.00
|
BBB+
|
845,512
|
|
Refunding Series 2018, 3.625%, 9/01/33
|
|||||
250
|
Comanche County Educational Facilities Authority, Oklahoma, Educational Facilities Lease
|
12/27 at 100.00
|
A
|
308,930
|
|
Revenue Bonds, Elgin Public Schools Project, Series 2017A, 5.000%, 12/01/31
|
|||||
220
|
Oklahoma Development Finance Authority, Health System Revenue Bonds, OU Medicine
|
No Opt. Call
|
Baa3
|
271,458
|
|
Project, Series 2018B, 5.000%, 8/15/28
|
|||||
30
|
Oklahoma Housing Finance Agency, Single Family Mortgage Revenue Bonds, Homeownership
|
3/29 at 100.00
|
Aaa
|
31,279
|
|
Loan Program, Series 2020A, 2.650%, 9/01/35
|
|||||
125
|
Weatherford Industrial Trust Educational, Oklahoma, Facilities Lease Revenue Bonds,
|
3/29 at 100.00
|
A-
|
158,259
|
|
Weatherford Public Schools Project, Series 2019, 5.000%, 3/01/31
|
|||||
1,610
|
Total Oklahoma
|
1,825,938
|
|||
Oregon - 1.0%
|
|||||
1,250
|
Beaverton School District 48J, Washington and Multnomah Counties, Oregon, General
|
6/27 at 85.82
|
AA+
|
978,325
|
|
Obligation Bonds, Deferred Interest Series 2017B, 0.000%, 6/15/31
|
|||||
25
|
Clackamas County Hospital Facility Authority, Oregon, Revenue Bonds, Rose Villa Inc,
|
11/21 at 100.00
|
N/R
|
25,165
|
|
Series 2020B-1, 3.250%, 11/15/25
|
|||||
360
|
Oregon State Business Development Commission, Recovery Zone Facility Revenue Bonds,
|
No Opt. Call
|
A+
|
376,614
|
|
Intel Corporation Project, 232 Series 2010, 2.400%, 12/01/40 (Mandatory Put 8/14/23)
|
|||||
1,635
|
Total Oregon
|
1,380,104
|
|||
Pennsylvania - 5.2%
|
|||||
50
|
Allegheny County Higher Education Building Authority, Pennsylvania, Revenue Bonds,
|
No Opt. Call
|
AA
|
65,948
|
|
Carnegie Mellon University, Series 2020A, 5.000%, 2/01/30
|
|||||
100
|
Allentown Neighborhood Improvement Zone Development Authority, Pennsylvania, Tax Revenue
|
No Opt. Call
|
Baa3
|
120,424
|
|
Bonds, City Center Project, Series 2018, 5.000%, 5/01/28, 144A
|
|||||
220
|
Beaver County Industrial Development Authority, Pennsylvania, Pollution Control Revenue
|
No Opt. Call
|
N/R
|
275
|
|
Bonds, FirstEnergy Nuclear Generation Project, Refunding Series 2008A, 2.700%, 4/01/35 (6)
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Pennsylvania (continued)
|
|||||
Berks County Industrial Development Authority, Pennsylvania, Health System Revenue
|
|||||
Bonds, Tower Health Project, Series 2017:
|
|||||
$ 115
|
5.000%, 11/01/29
|
11/27 at 100.00
|
BB-
|
$ 123,502
|
|
145
|
4.000%, 11/01/32
|
11/27 at 100.00
|
BB-
|
145,966
|
|
115
|
3.750%, 11/01/42
|
11/27 at 100.00
|
BB-
|
105,653
|
|
345
|
Berks County Municipal Authority, Pennsylvania, Revenue Bonds, Tower Health Project,
|
8/29 at 101.50
|
BB-
|
383,388
|
|
Series 2020B-3, 5.000%, 2/01/40 (Mandatory Put 2/01/30)
|
|||||
385
|
Commonwealth Financing Authority, Pennsylvania, State Appropriation Lease Bonds, Master
|
6/28 at 100.00
|
AA
|
436,605
|
|
Settlement, Series 2018, 4.000%, 6/01/39 - AGM Insured
|
|||||
100
|
Geisinger Authority, Montour County, Pennsylvania, Health System Revenue Bonds,
|
8/26 at 100.00
|
AA-
|
122,122
|
|
Geisinger Health System, Series 2020B, 5.000%, 4/01/43 (Mandatory Put 2/15/27)
|
|||||
180
|
Geisinger Authority, Montour County, Pennsylvania, Health System Revenue Bonds,
|
10/29 at 100.00
|
AA-
|
232,180
|
|
Geisinger Health System, Series 2020C, 5.000%, 4/01/43 (Mandatory Put 4/01/30)
|
|||||
240
|
Lehigh County Industrial Development Authority, Pennsylvania, Pollution Control Revenue
|
No Opt. Call
|
A1
|
244,838
|
|
Bonds, Pennsylvania Power and Light Company, Series 2016A, 1.800%, 9/01/29
|
|||||
(Mandatory Put 9/01/22)
|
|||||
455
|
Lehigh County Industrial Development Authority, Pennsylvania, Pollution Control Revenue
|
No Opt. Call
|
A1
|
463,886
|
|
Bonds, Pennsylvania Power and Light Company, Series 2016B, 1.800%, 2/15/27
|
|||||
(Mandatory Put 8/15/22)
|
|||||
175
|
Luzerne County Industrial Development Authority, Pennsylvania, Revenue Bonds,
|
12/29 at 100.00
|
A+
|
187,334
|
|
Pennsylvania-American Water Company Project, Refunding Series 2019, 2.450%, 12/01/39
|
|||||
(Mandatory Put 12/03/29) (AMT)
|
|||||
5
|
Pennsylvania Economic Development Financing Authority, Exempt Facilities Revenue Bonds,
|
No Opt. Call
|
N/R
|
6
|
|
Shippingport Project, First Energy Guarantor, Series 2006A, 2.550%, 11/01/41 (6)
|
|||||
500
|
Pennsylvania Economic Development Financing Authority, Parking System Revenue Bonds,
|
1/24 at 100.00
|
AA
|
565,065
|
|
Capitol Region Parking System, Junior Guaranteed Series 2013B, 5.500%, 1/01/27
|
|||||
250
|
Pennsylvania Economic Development Financing Authority, Parking System Revenue Bonds,
|
1/24 at 100.00
|
AA
|
283,160
|
|
Capitol Region Parking System, Junior Insured Series 2013C, 5.500%, 1/01/26 - AGM Insured
|
|||||
230
|
Pennsylvania Economic Development Financing Authority, Private Activity Revenue Bonds,
|
No Opt. Call
|
BBB
|
274,017
|
|
Pennsylvania Rapid Bridge Replacement Project, Series 2015, 5.000%, 12/31/25 (AMT)
|
|||||
150
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, LaSalle University,
|
11/22 at 100.00
|
BB+
|
153,293
|
|
Series 2012, 5.000%, 5/01/42
|
|||||
250
|
Pennsylvania Housing Finance Agency, Single Family Mortgage Revenue Bonds, Series
|
4/27 at 100.00
|
AA+
|
268,503
|
|
2017-125A, 3.400%, 10/01/32 (AMT)
|
|||||
25
|
Pennsylvania Housing Finance Agency, Single Family Mortgage Revenue Bonds, Series
|
10/27 at 100.00
|
AA+
|
26,776
|
|
2019-128A, 3.650%, 10/01/32 (AMT)
|
|||||
100
|
Pennsylvania Housing Finance Agency, Single Family Mortgage Revenue Bonds, Series
|
10/28 at 100.00
|
AA+
|
105,457
|
|
2019-129, 2.950%, 10/01/34
|
|||||
150
|
Pennsylvania Housing Finance Agency, Single Family Mortgage Revenue Bonds, Series
|
10/29 at 100.00
|
AA+
|
154,013
|
|
2020-132A, 2.300%, 10/01/35
|
|||||
160
|
Pennsylvania Housing Finance Agency, Single Family Mortgage Revenue Bonds, Series
|
10/29 at 100.00
|
AA+
|
162,402
|
|
2020-133, 2.350%, 10/01/40
|
|||||
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Refunding Subordinate Second
|
|||||
Series 2016B-2:
|
|||||
400
|
5.000%, 6/01/29
|
6/26 at 100.00
|
A3
|
479,760
|
|
855
|
5.000%, 6/01/35
|
6/26 at 100.00
|
A3
|
1,018,792
|
|
250
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Refunding Subordinate Third
|
12/27 at 100.00
|
A3
|
306,312
|
|
Series 2017, 5.000%, 12/01/32
|
|||||
65
|
Quakertown General Authority Health Facilities Revenue USDA Loan Anticipation Notes and
|
4/21 at 100.00
|
N/R
|
64,704
|
|
Revenue Bonds for LifeQuest Obligated Group, Pennsylvania, Series 2017A, 3.125%, 7/01/21
|
|||||
90
|
Scranton, Lackawanna County, Pennsylvania, General Obligation Notes, Series 2016,
|
5/24 at 100.00
|
BB+
|
97,452
|
|
5.000%, 11/15/26
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Pennsylvania (continued)
|
|||||
$ 55
|
Scranton-Lackawanna Health and Welfare Authority, Pennsylvania, University Revenue
|
No Opt. Call
|
BB+
|
$ 55,795
|
|
Bonds, Marywood University, Series 2016, 3.375%, 6/01/26
|
|||||
330
|
Union County Hospital Authority, Pennsylvania, Hospital Revenue Bonds, Evangelical
|
No Opt. Call
|
A- (4)
|
335,861
|
|
Community Hospital Project, Refunding & Improvement Series 2011, 5.750%, 8/01/21 (ETM)
|
|||||
6,490
|
Total Pennsylvania
|
6,983,489
|
|||
Puerto Rico - 2.1%
|
|||||
175
|
Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2008A,
|
No Opt. Call
|
CCC
|
191,616
|
|
6.125%, 7/01/24
|
|||||
Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A:
|
|||||
215
|
5.250%, 7/01/24
|
7/22 at 100.00
|
CCC
|
226,825
|
|
105
|
4.250%, 7/01/25
|
7/22 at 100.00
|
CCC
|
109,400
|
|
220
|
5.000%, 7/01/33
|
7/22 at 100.00
|
CCC
|
231,372
|
|
130
|
5.125%, 7/01/37
|
7/22 at 100.00
|
CCC
|
136,925
|
|
50
|
5.250%, 7/01/42
|
7/22 at 100.00
|
CCC
|
52,750
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1:
|
|||||
280
|
0.000%, 7/01/27
|
No Opt. Call
|
N/R
|
245,650
|
|
352
|
0.000%, 7/01/29
|
7/28 at 98.64
|
N/R
|
290,337
|
|
634
|
0.000%, 7/01/31
|
7/28 at 91.88
|
N/R
|
486,018
|
|
352
|
0.000%, 7/01/33
|
7/28 at 86.06
|
N/R
|
250,297
|
|
250
|
4.500%, 7/01/34
|
7/25 at 100.00
|
N/R
|
270,310
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Taxable
|
|||||
Restructured Cofina Project Series 2019A-2:
|
|||||
120
|
4.329%, 7/01/40
|
7/28 at 100.00
|
N/R
|
128,666
|
|
167
|
4.329%, 7/01/40
|
7/28 at 100.00
|
N/R
|
179,061
|
|
3,050
|
Total Puerto Rico
|
2,799,227
|
|||
Rhode Island - 0.2%
|
|||||
200
|
Rhode Island Health and Educational Building Corporation, Revenue Bonds, Care New
|
9/23 at 100.00
|
N/R (4)
|
225,578
|
|
England Health System, Series 2013A, 5.500%, 9/01/28 (Pre-refunded 9/01/23)
|
|||||
50
|
Rhode Island Housing and Mortgage Finance Corporation, Homeownership Opportunity Bond
|
10/29 at 100.00
|
AA+
|
51,171
|
|
Program, Series 2020-72A, 2.550%, 10/01/40
|
|||||
250
|
Total Rhode Island
|
276,749
|
|||
South Carolina - 0.1%
|
|||||
130
|
Patriots Energy Group Financing Agency, South Carolina, Gas Supply Revenue Bonds, Series
|
11/23 at 100.30
|
Aa2
|
141,942
|
|
2018A, 4.000%, 10/01/48 (Mandatory Put 2/01/24)
|
|||||
South Dakota - 0.1%
|
|||||
South Dakota Housing Development Authority, Homeownership Mortgage Revenue Bonds,
|
|||||
Series 2018B:
|
|||||
50
|
3.850%, 11/01/33
|
11/27 at 100.00
|
AAA
|
55,123
|
|
45
|
4.050%, 11/01/38
|
11/27 at 100.00
|
AAA
|
49,547
|
|
75
|
South Dakota Housing Development Authority, Homeownership Mortgage Revenue Bonds, Series
|
5/30 at 100.00
|
AAA
|
73,660
|
|
2021A, 2.100%, 11/01/41
|
|||||
170
|
Total South Dakota
|
178,330
|
|||
Tennessee - 1.1%
|
|||||
Knox County Health, Educational and Housing Facility Board, Tennessee, Hospital Revenue
|
|||||
Bonds, Covenant Health, Refunding Series 2012A:
|
|||||
105
|
4.000%, 1/01/22
|
No Opt. Call
|
A+
|
107,856
|
|
180
|
5.000%, 1/01/23
|
No Opt. Call
|
A+
|
194,495
|
|
100
|
Metropolitan Government of Nashville-Davidson County Health and Educational Facilities
|
No Opt. Call
|
N/R
|
60,000
|
|
Board, Tennessee, Revenue Bonds, Knowledge Academy Charter School, Series 2017A, 4.625%,
|
|||||
6/15/27, 144A (6)
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Tennessee (continued)
|
|||||
$ 100
|
The Tennessee Energy Acquisition Corporation, Gas Project Revenue Bonds, Series 2018,
|
8/25 at 100.22
|
A2
|
$ 113,497
|
|
4.000%, 11/01/49 (Mandatory Put 11/01/25)
|
|||||
920
|
The Tennessee Energy Acquisition Corporation, Gas Revenue Bonds, Series 2006C, 4.000%,
|
2/23 at 100.43
|
A2
|
983,011
|
|
5/01/48 (Mandatory Put 5/01/23)
|
|||||
1,405
|
Total Tennessee
|
1,458,859
|
|||
Texas - 5.9%
|
|||||
Austin Convention Enterprises Inc, Texas, Convention Center Hotel Revenue Bonds,
|
|||||
Refunding First Tier Series 2017A:
|
|||||
40
|
5.000%, 1/01/28
|
1/27 at 100.00
|
BB+
|
45,442
|
|
55
|
5.000%, 1/01/30
|
1/27 at 100.00
|
BB+
|
61,521
|
|
1,000
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien, Series 2015A,
|
7/25 at 100.00
|
A-
|
1,151,800
|
|
5.000%, 1/01/31
|
|||||
25
|
City of Houston, Texas, Convention & Entertainment Facilities Department Hotel Occupancy
|
9/28 at 100.00
|
A
|
28,937
|
|
Tax and Special Revenue Bonds, Refunding Series 2019, 5.000%, 9/01/34
|
|||||
100
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding &
|
No Opt. Call
|
A
|
100,719
|
|
Improvement Series 2016, 1.600%, 11/01/21, 144A (AMT)
|
|||||
125
|
Fort Bend County Industrial Development Corporation, Texas, Revenue Bonds, NRG Energy
|
11/22 at 100.00
|
Baa2
|
131,480
|
|
Inc Project, Series 2012B, 4.750%, 11/01/42
|
|||||
250
|
Grand Parkway Transportation Corporation, Texas, System Toll Revenue Bonds, Bond
|
No Opt. Call
|
A+
|
269,142
|
|
Anticipation Note Series 2014A, 5.000%, 2/01/23
|
|||||
385
|
Harris County-Houston Sports Authority, Texas, Revenue Bonds, Refunding Senior Lien
|
11/24 at 100.00
|
AA
|
437,726
|
|
Series 2014A, 5.000%, 11/15/26 - AGM Insured
|
|||||
50
|
Houston, Texas, Airport System Special Facilities Revenue Bonds, United Airlines, Inc
|
7/24 at 100.00
|
Ba3
|
54,499
|
|
Terminal E Project, Refunding Series 2014, 5.000%, 7/01/29 (AMT)
|
|||||
500
|
Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and
|
No Opt. Call
|
A
|
485,740
|
|
Entertainment Project, Series 2001B, 0.000%, 9/01/23 - AMBAC Insured
|
|||||
430
|
Love Field Airport Modernization Corporation, Texas, General Airport Revenue Bonds
|
11/25 at 100.00
|
A1
|
508,952
|
|
Series 2015, 5.000%, 11/01/28 (AMT)
|
|||||
200
|
Love Field Airport Modernization Corporation, Texas, Special Facilities Revenue Bonds,
|
5/21 at 100.00
|
Baa1
|
203,998
|
|
Southwest Airlines Company, Series 2010, 5.250%, 11/01/40
|
|||||
McCamey County Hospital District, Texas, General Obligation Bonds, Series 2013:
|
|||||
100
|
5.000%, 12/01/25
|
No Opt. Call
|
B1
|
110,038
|
|
100
|
5.250%, 12/01/28
|
12/25 at 100.00
|
B1
|
109,408
|
|
100
|
Mission Economic Development Corporation, Texas, Revenue Bonds, Natgasoline Project,
|
10/21 at 105.00
|
BB-
|
106,288
|
|
Senior Lien Series 2018, 4.625%, 10/01/31, 144A (AMT)
|
|||||
North Central Texas Health Facilities Development Corporation, Texas, Revenue Bonds,
|
|||||
Children's Medical Center Dallas Project, Series 2012:
|
|||||
450
|
5.000%, 8/15/24 (Pre-refunded 8/15/22)
|
8/22 at 100.00
|
AA (4)
|
479,664
|
|
380
|
5.000%, 8/15/25 (Pre-refunded 8/15/22)
|
8/22 at 100.00
|
AA (4)
|
405,050
|
|
North Texas Tollway Authority, Special Projects System Revenue Bonds, Convertible
|
|||||
Capital Appreciation Series 2011C:
|
|||||
245
|
0.000%, 9/01/43 (Pre-refunded 9/01/31) (5)
|
9/31 at 100.00
|
N/R (4)
|
333,999
|
|
490
|
0.000%, 9/01/45 (Pre-refunded 9/01/31) (5)
|
9/31 at 100.00
|
N/R (4)
|
723,656
|
|
760
|
North Texas Tollway Authority, Special Projects System Revenue Bonds, Current Interest
|
9/21 at 100.00
|
N/R (4)
|
774,995
|
|
Series 2011D, 5.000%, 9/01/24 (Pre-refunded 9/01/21)
|
|||||
480
|
North Texas Tollway Authority, System Revenue Bonds, Refunding First Tier, Series 2014A,
|
No Opt. Call
|
A+
|
518,918
|
|
5.000%, 1/01/23
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Texas (continued)
|
|||||
Texas Private Activity Bond Surface Transportation Corporation, Revenue Bonds, NTE
|
|||||
Mobility Partners LLC North Tarrant Express Managed Lanes Project, Refunding Senior Lien
|
|||||
Series 2019A:
|
|||||
$ 210
|
4.000%, 12/31/38
|
12/29 at 100.00
|
Baa2
|
$ 240,498
|
|
125
|
4.000%, 12/31/39
|
12/29 at 100.00
|
Baa2
|
142,811
|
|
475
|
Texas Transportation Commission, Central Texas Turnpike System Revenue Bonds, Refunding
|
8/24 at 100.00
|
A-
|
535,021
|
|
Second Tier Series 2015C, 5.000%, 8/15/31
|
|||||
7,075
|
Total Texas
|
7,960,302
|
|||
Virginia - 1.2%
|
|||||
200
|
Chesapeake Industrial Development Authority, Virginia, Pollution Control Revenue Bonds,
|
No Opt. Call
|
A2
|
204,858
|
|
Virginia Electric and Power Company Project, Refunding Series 2008A, 1.900%, 2/01/32
|
|||||
(Mandatory Put 6/01/23)
|
|||||
130
|
Louisa Industrial Development Authority, Virginia, Pollution Control Revenue Bonds,
|
No Opt. Call
|
A2
|
133,753
|
|
Virginia Electric and Power Company, Refunding Series 2008A, 1.900%, 11/01/35
|
|||||
(Mandatory Put 6/01/23)
|
|||||
120
|
Louisa Industrial Development Authority, Virginia, Pollution Control Revenue Bonds,
|
No Opt. Call
|
A2
|
121,620
|
|
Virginia Electric and Power Company, Series 2008C, 1.800%, 11/01/35 (Mandatory Put 4/01/22)
|
|||||
300
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, 95 Express Lanes
|
1/22 at 100.00
|
BBB
|
308,895
|
|
LLC Project, Series 2019, 5.000%, 7/01/49 (AMT)
|
|||||
575
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, Elizabeth River
|
7/22 at 100.00
|
BBB
|
601,352
|
|
Crossing, Opco LLC Project, Series 2012, 5.500%, 1/01/42 (AMT)
|
|||||
140
|
Wise County Industrial Development Authority, Virginia, Solid Waste and Sewage Disposal
|
No Opt. Call
|
A2
|
139,542
|
|
Revenue Bonds, Virginia Electric and Power Company, Series 2009A, 0.750%, 10/01/40
|
|||||
(Mandatory Put 9/02/25)
|
|||||
40
|
Wise County Industrial Development Authority, Virginia, Solid Waste and Sewage Disposal
|
No Opt. Call
|
A2
|
40,713
|
|
Revenue Bonds, Virginia Electric and Power Company, Series 2010A, 1.200%, 11/01/40
|
|||||
(Mandatory Put 5/31/24)
|
|||||
1,505
|
Total Virginia
|
1,550,733
|
|||
Washington - 1.5%
|
|||||
1,000
|
Port of Seattle, Washington, Revenue Bonds, Intermediate Lien Series 2015C, 5.000%,
|
No Opt. Call
|
AA-
|
1,086,860
|
|
4/01/23 (AMT)
|
|||||
5
|
Washington Health Care Facilities Authority, Revenue Bonds, CommonSpirit Health, Series
|
2/25 at 100.00
|
BBB+
|
5,779
|
|
2019B-2, 5.000%, 8/01/49 (Mandatory Put 8/01/25)
|
|||||
275
|
Washington Health Care Facilities Authority, Revenue Bonds, CommonSpirit Health, Series
|
2/26 at 100.00
|
BBB+
|
327,242
|
|
2019B-3, 5.000%, 8/01/49 (Mandatory Put 8/01/26)
|
|||||
585
|
Whidbey Island Public Hospital District, Island County, Washington, General Obligation
|
12/22 at 100.00
|
Baa3
|
612,460
|
|
Bonds, Whidbey General Hospital, Series 2013, 5.500%, 12/01/33
|
|||||
1,865
|
Total Washington
|
2,032,341
|
|||
West Virginia - 0.6%
|
|||||
100
|
Monongalia County Commission, West Virginia, Special District Excise Tax Revenue,
|
No Opt. Call
|
N/R
|
105,490
|
|
University Town Centre Economic Opportunity Development District, Refunding & Improvement
|
|||||
Series 2017A, 4.500%, 6/01/27, 144A
|
|||||
155
|
West Virginia Economic Development Authority, Solid Waste Disposal Facilities Revenue
|
No Opt. Call
|
A-
|
153,446
|
|
Bonds, Appalachian Power Company - Amos Project, Series 2010, 0.625%, 12/01/38
|
|||||
(Mandatory Put 12/15/25)
|
|||||
115
|
West Virginia Economic Development Authority, Solid Waste Disposal Facilities Revenue
|
No Opt. Call
|
A-
|
118,125
|
|
Bonds, Wheeling Power Company - Mitchell Project, Series 2013A, 3.000%, 6/01/37 (Mandatory
|
|||||
Put 4/01/22) (AMT)
|
|||||
80
|
West Virginia Hospital Finance Authority, Hospital Revenue Bonds, Charleston Area
|
9/24 at 100.00
|
Baa1
|
90,898
|
|
Medical Center, Series 2014A, 5.000%, 9/01/25
|
|||||
240
|
West Virginia Hospital Finance Authority, Revenue Bonds, West Virginia University Health
|
6/27 at 100.00
|
A
|
265,920
|
|
System Obligated Group, Improvement Series 2017A, 3.375%, 6/01/29
|
|||||
690
|
Total West Virginia
|
733,879
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Wisconsin - 3.3%
|
|||||
$ 600
|
Public Finance Authority of Wisconsin, Limited Obligation PILOT Revenue Bonds, American
|
12/27 at 100.00
|
N/R
|
$ 684,966
|
|
Dream @ Meadowlands Project, Series 2017, 6.500%, 12/01/37, 144A
|
|||||
350
|
Public Finance Authority of Wisconsin, Solid Waste Disposal Revenue Bonds, Waste
|
5/26 at 100.00
|
A-
|
382,739
|
|
Management Inc, Refunding Series 2016A-2, 2.875%, 5/01/27 (AMT)
|
|||||
Public Finance Authority, Wisconsin, Exempt Facilities Revenue Bonds, Celanese Project,
|
|||||
Refunding Series 2016C:
|
|||||
65
|
4.050%, 11/01/30
|
5/26 at 100.00
|
BBB-
|
71,330
|
|
175
|
4.300%, 11/01/30 (AMT)
|
5/26 at 100.00
|
BBB-
|
194,141
|
|
45
|
University of Wisconsin Hospitals and Clinics Authority, Revenue Bonds, Refunding Series
|
No Opt. Call
|
AA-
|
47,147
|
|
2013A, 5.000%, 4/01/22
|
|||||
675
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Aurora Health
|
7/21 at 100.00
|
Aa3 (4)
|
684,119
|
|
Care, Inc, Series 2012A, 5.000%, 7/15/25 (Pre-refunded 7/15/21)
|
|||||
100
|
Wisconsin Health and Educational Facilities Authority, Wisconsin, Revenue Bonds,
|
8/26 at 100.00
|
A-
|
119,279
|
|
Marshfield Clinic Health System, Inc, Series 2020B-2, 5.000%, 2/15/51 (Mandatory Put 2/15/27)
|
|||||
1,500
|
Wisconsin Health and Educational Facilities Authority, Wisconsin, Revenue Bonds,
|
12/24 at 100.00
|
AA-
|
1,736,370
|
|
ThedaCare Inc, Series 2015, 5.000%, 12/15/26
|
|||||
260
|
Wisconsin Housing and Economic Development Authority, Home Ownership Revenue Bonds,
|
9/29 at 100.00
|
AA
|
273,757
|
|
Series 2020A, 2.700%, 9/01/35
|
|||||
200
|
Wisconsin State, General Obligation Bonds, Refunding Series 2021-2, 5.000%, 5/01/28
|
No Opt. Call
|
Aa1
|
257,197
|
|
3,970
|
Total Wisconsin
|
4,451,045
|
|||
Wyoming - 0.1%
|
|||||
85
|
Campbell County, Wyoming Solid Waste Facilities Revenue Bonds, Basin Electric Power
|
5/29 at 100.00
|
A
|
90,532
|
|
Cooperative, Dry Fork Station Facilities, Series 2019A, 3.625%, 7/15/39
|
|||||
25
|
Wyoming Community Development Authority, Housing Revenue Bonds, 2020 Series 1,
|
6/29 at 100.00
|
AA+
|
26,200
|
|
2.625%, 12/01/35
|
|||||
110
|
Total Wyoming
|
116,732
|
|||
$ 122,329
|
Total Municipal Bonds (cost $119,879,844)
|
129,858,095
|
|||
Shares
|
Description (1)
|
Value
|
|||
COMMON STOCKS - 1.4%
|
|||||
Electric Utilities - 1.4%
|
|||||
65,897
|
Energy Harbor Corp (7), (8), (9)
|
1,864,358
|
|||
Total Common Stocks (cost $1,755,741)
|
1,864,358
|
||||
Total Long-Term Investments (cost $121,635,585)
|
131,722,453
|
NIM
|
Nuveen Select Maturities Municipal Fund
|
Portfolio of Investments (continued)
|
|
March 31, 2021
|
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
SHORT-TERM INVESTMENTS - 0.9%
|
|||||
MUNICIPAL BONDS - 0.9%
|
|||||
National - 0.1%
|
|||||
$ 82
|
BB&T Municipal Trust Pool Tax Exempt Lease Certificates Class C Series 2018, 0.850%,
|
No Opt. Call
|
A+
|
$ 81,891
|
|
11/30/21 (SIFMA reference rate + 0.800% spread), 144A (11)
|
|||||
Alabama - 0.5%
|
|||||
625
|
Mobile Industrial Development Board, Alabama, Pollution Control Revenue Refunding Bonds,
|
No Opt. Call
|
A1
|
666,313
|
|
Alabama Power Company Barry Plan, Series 2008, 2.900%, 7/15/34 (Mandatory Put 12/12/23) (10)
|
|||||
Florida - 0.3%
|
|||||
425
|
Florida Development Finance Corporation, Florida, Surface Transportation Facility Revenue Bonds,
|
5/21 at 103.00
|
N/R
|
418,672
|
|
Virgin Trains USA Passenger Rail Project , Series 2019A, 6.250%, 1/01/49 (AMT) (Mandatory
|
|||||
Put 1/01/24), 144A (10)
|
|||||
$ 1,132
|
Total Short-Term Investments (cost $1,131,891)
|
1,166,876
|
|||
Total Investments (cost $122,767,476) - 99.1%
|
132,889,329
|
||||
Other Assets Less Liabilities - 0.9%
|
1,158,912
|
||||
Net Assets Applicable to Common Shares - 100%
|
$ 134,048,241
|
(1)
|
All percentages shown in the Portfolio of Investments are based on net assets applicable to common shares unless otherwise noted.
|
(2)
|
Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities may be subject to periodic principal paydowns. Optional Call Provisions are not covered by the report of independent registered public accounting firm.
|
(3)
|
For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor's Group ('Standard & Poor's'), Moody's Investors Service, Inc. ('Moody's') or Fitch, Inc. ('Fitch') rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor's, Baa by Moody's or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. Ratings are not covered by the report of independent registered public accounting firm.
|
(4)
|
Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest.
|
(5)
|
Step-up coupon bond, a bond with a coupon that increases ('steps up'), usually at regular intervals, while the bond is outstanding. The rate shown is the coupon as of the end of the reporting period.
|
(6)
|
Defaulted security. A security whose issuer has failed to fully pay principal and/or interest when due, or is under the protection of bankruptcy.
|
(7)
|
Common Stock received as part of the bankruptcy settlements during February 2020 for Beaver County Industrial Development Authority, Pennsylvania, Pollution Control Revenue Refunding Bonds, FirstEnergy Nuclear Generation Project, Series 2008A, 2.700%, 4/01/35; Ohio Air Quality Development Authority, Ohio, Air Quality Development Revenue Bonds, FirstEnergy Generation Corporation Project, Series 2009A, 5.700%, 8/01/20; Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds, FirstEnergy Generation Corporation Project, Refunding Series 2009B, 3.100%, 3/01/23; Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds, FirstEnergy Generation Project, Refunding Series 2006A, 3.750%, 12/01/23; Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds, FirstEnergy Nuclear Generation Corporation Project, Refunding Series 2010A, 0.000%, 7/01/33; Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Bonds, FirstEnergy Nuclear Generation Project, Refunding Series 2006B, 3.625%, 12/01/33; Ohio Water Development Authority, Pollution Control Revenue Refunding Bonds, FirstEnergy Nuclear Generating Corporation Project, Series 2005B, 4.000%, 1/01/34; Ohio Water Development Authority, Pollution Control Revenue Refunding Bonds, FirstEnergy Nuclear Generating Corporation Project, Series 2006A, 3.000%, 5/15/20; Ohio Water Development Authority, Pollution Control Revenue Refunding Bonds, FirstEnergy Nuclear Generating Corporation Project, Series 2006B, 4.000%, 12/01/33; Ohio Water Development Authority, Pollution Control Revenue Refunding Bonds, FirstEnergy Nuclear Generating Corporation Project, Series 2008B, 3.625%, 10/01/33; Ohio Water Development Authority, Pollution Control Revenue Refunding Bonds, FirstEnergy Nuclear Generating Corporation Project, Series 2010A, 3.750%, 7/01/33; Ohio Water Development Authority, Pollution Control Revenue Refunding Bonds, FirstEnergy Nuclear Generating Corporation Project, Series 2010C, 4.000%, 6/01/33; and Pennsylvania Economic Development Financing Authority, Exempt Facilities Revenue Bonds, Shippingport Project, First Energy Guarantor, Series 2006A, 2.550%, 11/01/41.
|
(8)
|
For fair value measurement disclosure purposes, investment classified as Level 2. See Notes to Financial Statements, Note 3 - Investment Valuation and Fair Value Measurements for more information.
|
(9)
|
Non-income producing; issuer has not declared an ex-dividend date within the past twelve months.
|
(10)
|
Investment has a maturity of greater than one year, but has variable rate and/or demand features which qualify it as a short-term investment. The rate disclosed, as well as the reference rate and spread, where applicable, is that in effect as of the end of the reporting period. This rate changes periodically based on market conditions or a specified market index.
|
(11)
|
Variable rate security. The rate shown is the coupon as of the end of the reporting period.
|
144A
|
Investment is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These investments may only be resold in transactions exempt from registration, which are normally those transactions with qualified institutional buyers.
|
AMT
|
Alternative Minimum Tax
|
ETM
|
Escrowed to maturity
|
SIFMA
|
Securities Industry and Financial Market Association
|
WI/DD
|
Purchased on a when-issued or delayed delivery basis.
|
Assets
|
|
Long-term investments, at value (cost $121,635,585)
|
$131,722,453
|
Short-term investments, at value (cost $1,131,891)
|
1,166,876
|
Receivable for:
|
|
Interest
|
1,371,123
|
Investments sold
|
345,601
|
Other assets
|
13
|
Total assets
|
134,606,066
|
Liabilities
|
|
Cash overdraft
|
19,238
|
Payable for:
|
|
Dividends
|
322,159
|
Investments purchased - when-issued/delayed-delivery settlement
|
60,874
|
Accrued expenses:
|
|
Management fees
|
51,745
|
Trustees fees
|
1,769
|
Custodian fees
|
43,144
|
Other
|
58,896
|
Total liabilities
|
557,825
|
Net assets applicable to common shares
|
$134,048,241
|
Common shares outstanding
|
12,445,363
|
Net asset value ('NAV') per common share outstanding
|
$ 10.77
|
Net assets applicable to common shares consist of:
|
|
Common shares, $.01 par value per share
|
$ 124,454
|
Paid-in surplus
|
123,843,341
|
Total distributable earnings
|
10,080,446
|
Net assets applicable to common shares
|
$134,048,241
|
Authorized common shares
|
Unlimited
|
Investment Income
|
$4,341,290
|
Expenses
|
|
Management fees
|
607,941
|
Custodian fees
|
49,650
|
Trustees fees
|
3,819
|
Professional fees
|
29,326
|
Shareholder reporting expenses
|
31,855
|
Shareholder servicing agent fees
|
3,261
|
Stock exchange listing fees
|
6,560
|
Investor relations expenses
|
6,332
|
Other
|
14,531
|
Total expenses
|
753,275
|
Net investment income (loss)
|
3,588,015
|
Realized and Unrealized Gain (Loss)
|
|
Net realized gain (loss) from investments
|
(90)
|
Change in net unrealized appreciation (depreciation) of investments
|
5,127,853
|
Net realized and unrealized gain (loss)
|
5,127,763
|
Net increase (decrease) in net assets applicable to common shares from operations
|
$8,715,778
|
Year
|
Year
|
|
Ended
|
Ended
|
|
3/31/21
|
3/31/20
|
|
Operations
|
||
Net investment income (loss)
|
$ 3,588,015
|
$ 3,849,169
|
Net realized gain (loss) from investments
|
(90)
|
564,816
|
Change in net unrealized appreciation (depreciation) of investments
|
5,127,853
|
(2,039,235)
|
Net increase (decrease) in net assets applicable to common shares from operations
|
8,715,778
|
2,374,750
|
Distributions to Common Shareholders
|
||
Dividends
|
(4,546,291)
|
(3,957,625)
|
Decrease in net assets applicable to common shares from distributions to shareholders
|
(4,546,291)
|
(3,957,625)
|
Net increase (decrease) in net assets applicable to common shares
|
4,169,487
|
(1,582,875)
|
Net assets applicable to common shares at the beginning of period
|
129,878,754
|
131,461,629
|
Net assets applicable to common shares at the end of period
|
$134,048,241
|
$129,878,754
|
Less Distributions to
|
|||||||||||
Investment Operations
|
Common Shareholders
|
Common Share
|
|||||||||
Net
|
Net
|
From
|
|||||||||
Beginning
|
Investment
|
Realized/
|
From Net
|
Accumulated
|
Ending
|
||||||
Common Share
|
Income
|
Unrealized
|
Investment
|
Net Realized
|
Ending
|
Share
|
|||||
NAV
|
(Loss)
|
Gain (Loss)
|
Total
|
Income
|
Gains
|
Total
|
NAV
|
Price
|
|||
Year Ended 3/31:
|
|||||||||||
2021
|
$10.44
|
$0.29
|
$ 0.41
|
$ 0.70
|
$(0.32)
|
$(0.05)
|
$(0.37)
|
$10.77
|
$10.68
|
||
2020
|
10.56
|
0.31
|
(0.11)
|
0.20
|
(0.32)
|
-
|
(0.32)
|
10.44
|
9.77
|
||
2019
|
10.34
|
0.33
|
0.21
|
0.54
|
(0.32)
|
-
|
(0.32)
|
10.56
|
9.96
|
||
2018
|
10.28
|
0.33
|
0.04
|
0.37
|
(0.31)
|
-
|
(0.31)
|
10.34
|
9.69
|
||
2017
|
10.64
|
0.32
|
(0.36)
|
(0.04)
|
(0.32)
|
-*
|
(0.32)
|
10.28
|
9.93
|
Common Share Supplemental Data/
|
|||||
Ratio Applicable to Common Shares
|
|||||
Common Shares
Total Returns
|
|||||
Ratios to Average Net Assets
|
|||||
Based
|
Net
|
||||
Based
|
on
|
Ending
|
Investment
|
Portfolio
|
|
on
|
Share
|
Net Assets
|
Income
|
Turnover
|
|
NAV(a)
|
Price(a)
|
(000)
|
Expenses
|
(Loss)
|
Rate(b)
|
6.73%
|
13.22%
|
$134,048
|
0.56%
|
2.69%
|
12%
|
1.83
|
1.14
|
129,879
|
0.56
|
2.88
|
13
|
5.28
|
6.16
|
131,462
|
0.57
|
3.18
|
16
|
3.65
|
0.67
|
128,633
|
0.58
|
3.20
|
18
|
(0.43)
|
(3.13)
|
127,963
|
0.58
|
3.01
|
15
|
(a)
|
Total Return Based on Common Share NAV is the combination of changes in Common Share NAV, reinvested dividend income at NAV and reinvested capital gains distributions at NAV, if any. The last dividend declared in the period, which is typically paid on the first business day of the following month, is assumed to be reinvested at the ending NAV. The actual reinvest price for the last dividend declared in the period may often be based on the Fund's market price (and not its NAV), and therefore may be different from the price used in the calculation. Total returns are not annualized.
Total Return Based on Common Share Price is the combination of changes in the market price per share and the effect of reinvested dividend income and reinvested capital gains distributions, if any, at the average price paid per share at the time of reinvestment. The last dividend declared in the period, which is typically paid on the first business day of the following month, is assumed to be reinvested at the ending market price. The actual reinvestment for the last dividend declared in the period may take place over several days, and in some instances may not be based on the market price, so the actual reinvestment price may be different from the price used in the calculation. Total returns are not annualized.
|
(b)
|
Portfolio Turnover Rate is calculated based on the lesser of long-term purchases or sales (as disclosed in Note 4 - Portfolio Securities and Investments in Derivatives) divided by the average long-term market value during the period.
|
*
|
Rounds to less than $0.01 per share.
|
Level 1 -
|
Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities. |
Level 2 -
|
Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.). |
Level 3 -
|
Prices are determined using significant unobservable inputs (including management's assumptions in determining the fair value of investments). |
Level 1
|
Level 2
|
Level 3
|
Total
|
|
Long-Term Investments:*
|
||||
Municipal Bonds
|
$ -
|
$129,858,095
|
$ -
|
$129,858,095
|
Common Stocks**
|
-
|
1,864,358
|
-
|
1,864,358
|
Short-Term Investments:*
|
||||
Municipal Bonds
|
-
|
1,166,876
|
-
|
1,166,876
|
Total
|
$ -
|
$132,889,329
|
$ -
|
$132,889,329
|
* Refer to the Fund's Portfolio of Investments for state classifications.
|
** Refer to the Fund's Portfolio of Investments for securities classified as Level 2.
|
Tax cost of investments
|
$122,733,258
|
Gross unrealized:
|
|
Appreciation
|
$ 10,435,830
|
Depreciation
|
(279,759)
|
Net unrealized appreciation (depreciation) of investments
|
$ 10,156,071
|
Undistributed net tax-exempt income1
|
$244,752
|
Undistributed net ordinary income
|
-
|
Undistributed net long-term capital gains
|
9,425
|
1 Undistributed net tax-exempt income (on a tax basis) has not been reduced for the dividend declared on March 1, 2021, paid on April 1, 2021.
|
2021
|
|
Distributions from net tax-exempt income3
|
$3,843,820
|
Distributions from net ordinary income2
|
113,805
|
Distributions from net long-term capital gains4
|
588,666
|
2020
|
|
Distributions from net tax-exempt income3
|
$3,941,569
|
Distributions from net ordinary income2
|
16,056
|
Distributions from net long-term capital gains
|
-
|
2 Net ordinary income consists of taxable market discount income and net short-term capital gains, if any.
|
3 The Fund hereby designates these amounts paid during the fiscal year ended March 31, 2021, as Exempt Interest Dividends.
|
4 The Fund hereby designates as long-term capital gain dividends, pursuant to the Internal Revenue Code Section 852(b)(3), the amount necessary to reduce earnings and profits of the Fund related to net capital gain to zero for the tax year ended March 31, 2021.
|
Average Daily Net Assets*
|
Fund-Level Fee Rate
|
For the first $125 million
|
0.3000%
|
For the next $125 million
|
0.2875
|
For the next $250 million
|
0.2750
|
For the next $500 million
|
0.2625
|
For the next $1 billion
|
0.2500
|
For the next $3 billion
|
0.2250
|
For managed assets over $5 billion
|
0.2125
|
Complex-Level Eligible Asset Breakpoint Level*
|
Effective Complex-Level Fee Rate at Breakpoint Level
|
$55 billion
|
0.2000%
|
$56 billion
|
0.1996
|
$57 billion
|
0.1989
|
$60 billion
|
0.1961
|
$63 billion
|
0.1931
|
$66 billion
|
0.1900
|
$71 billion
|
0.1851
|
$76 billion
|
0.1806
|
$80 billion
|
0.1773
|
$91 billion
|
0.1691
|
$125 billion
|
0.1599
|
$200 billion
|
0.1505
|
$250 billion
|
0.1469
|
$300 billion
|
0.1445
|
*
|
For the complex-level fees, managed assets include closed-end fund assets managed by the Adviser that are attributable to certain types of leverage. For these purposes, leverage includes the funds' use of preferred stock and borrowings and certain investments in the residual interest certificates (also called inverse floating rate securities) in tender option bond (TOB) trusts, including the portion of assets held by a TOB trust that has been effectively financed by the trust's issuance of floating rate securities, subject to an agreement by the Adviser as to certain funds to limit the amount of such assets for determining managed assets in certain circumstances. The complex-level fee is calculated based upon the aggregate daily managed assets of all Nuveen open-end and closed-end funds that constitute 'eligible assets.' Eligible assets do not include assets attributable to investments in other Nuveen funds or assets in excess of a determined amount (originally $2 billion) added to the Nuveen fund complex in connection with the Adviser's assumption of the management of the former First American Funds effective January 1, 2011, but do include certain assets of certain Nuveen funds that were reorganized into funds advised by an affiliate of the Adviser during the 2019 calendar year. As of March 31, 2021, the complex-level fee for each Fund was 0.1555%.
|
Cross-Trades
|
|
Purchases
|
$500,000
|
Sales
|
500,000
|
Realized gain (loss)
|
-
|
Maximum outstanding balance
|
$723,736
|
Utilization period (days outstanding)
|
4
|
Average daily balance outstanding
|
$723,736
|
Average annual interest rate
|
1.39%
|
•
|
The Fund will invest at least 80% of its Managed Assets in municipal securities that, at the time of investment, are rated within the four highest grades (Baa or BBB or better) by at least one nationally recognized statistical rating organization (an 'NRSRO') or are unrated but judged to be of comparable quality by the Fund's sub-adviser.
|
•
|
The Fund may invest up to 20% of its Managed Assets in municipal securities that at the time of investment are rated below investment grade or are unrated but judged to be of comparable quality by the Fund's sub-adviser.
|
•
|
No more than 10% of the Fund's Managed Assets may be invested in municipal securities rated below B3/B- or that are unrated but judged to be of comparable quality by the Fund's sub-adviser.
|
•
|
The Fund may invest up to 20% of its Managed Assets in municipal securities that pay interest that is taxable under the federal alternative minimum tax applicable to individuals ('AMT Bonds').
|
•
|
The Fund may invest up to 15% of its Managed Assets in inverse floating rate securities.
|
•
|
The Fund may invest up to 10% of its Managed Assets in securities of other open- or closed-end investment companies (including exchange-traded funds ('ETFs')) that invest primarily in municipal securities of the types in which the Fund may invest directly.
|
• If the Fund has a need for cash and the securities in a special purpose trust are not actively trading due to adverse market conditions;
|
• If special purpose trust sponsors (as a collective group or individually) experience financial hardship and consequently seek to terminate
|
their respective outstanding special purpose trusts; and
|
• If the value of an underlying security declines significantly and if additional collateral has not been posted by the Fund.
|
(i)
|
one-tenth or more, but less than one-fifth of all voting power;
|
(ii)
|
one-fifth or more, but less than one-third of all voting power;
|
(iii)
|
one-third or more, but less than a majority of all voting power; or
|
(iv)
|
a majority or more of all voting power.
|
Board of Trustees
|
|||||
Jack B. Evans
|
William C. Hunter
|
Albin F. Moschner
|
John K. Nelson
|
Judith M. Stockdale
|
Carole E. Stone
|
Matthew Thornton III
|
Terence J. Toth
|
Margaret L. Wolff
|
Robert L. Young
|
Investment Adviser
|
Custodian
|
Legal Counsel
|
Independent Registered
|
Transfer Agent and
|
Nuveen Fund Advisors, LLC
|
State Street Bank
|
Chapman and Cutler LLP
|
Public Accounting Firm
|
Shareholder Services
|
333 West Wacker Drive
|
& Trust Company
|
Chicago, IL 60603
|
KPMG LLP
|
Computershare Trust
|
Chicago, IL 60606
|
One Lincoln Street
|
200 East Randolph Street
|
Company, N.A.
|
|
Boston, MA 02111
|
Chicago, IL 60601
|
150 Royall Street
|
||
Canton, MA 02021
|
||||
(800) 257-8787
|
NIM
|
|
Common shares repurchased
|
0
|
▪ Average Annual Total Return: This is a commonly used method to express an investment's performance over a particular, usually
|
multi-year time period. It expresses the return that would have been necessary each year to equal the investment's actual
|
cumulative performance (including change in NAV or market price and reinvested dividends and capital gains distributions, if any)
|
over the time period being considered.
|
▪ Duration: Duration is a measure of the expected period over which a bond's principal and interest will be paid, and consequently
|
is a measure of the sensitivity of a bond's or bond fund's value to changes when market interest rates change. Generally, the
|
longer a bond's or fund's duration, the more the price of the bond or fund will change as interest rates change.
|
▪ Gross Domestic Product (GDP): The total market value of all final goods and services produced in a country/region in a given
|
year, equal to total consumer, investment and government spending, plus the value of exports, minus the value of imports.
|
▪ Industrial Development Revenue Bond (IDR): A unique type of revenue bond issued by a state or local government agency on
|
behalf of a private sector company and intended to build or acquire factories or other heavy equipment and tools.
|
▪ Net Asset Value (NAV) Per Share: A fund's Net Assets is equal to its total assets (securities, cash, accrued earnings and
|
receivables) less its total liabilities. NAV per share is equal to the fund's Net Assets divided by its number of shares outstanding.
|
▪ Pre-Refunding: Pre-Refunding, also known as advanced refundings or refinancings, is a procedure used by state and local
|
governments to refinance municipal bonds to lower interest expenses. The issuer sells new bonds with a lower yield and uses the
|
proceeds to buy U.S. Treasury securities, the interest from which is used to make payments on the higher-yielding bonds. Because
|
of this collateral, pre-refunding generally raises a bond's credit rating and thus its value.
|
▪ S&P Municipal Bond Intermediate Index: An unleveraged, market value-weighted index containing all of the bonds in the S&P
|
Municipal Bond Index with maturity dates between 3 and 14.999 years. Index returns assume reinvestment of distributions, but do
|
not reflect any applicable sales charges or management fees.
|
▪ Zero Coupon Bond: A zero coupon bond does not pay a regular interest coupon to its holders during the life of the bond.
|
Income to the holder of the bond comes from accretion of the difference between the original purchase price of the bond at
|
issuance and the par value of the bond at maturity and is effectively paid at maturity. The market prices of zero coupon bonds
|
generally are more volatile than the market prices of bonds that pay interest periodically.
|
Name,
|
Position(s) Held
|
Year First
|
Principal
|
Number
|
Year of Birth
|
with the Funds
|
Elected or
|
Occupation(s)
|
of Portfolios
|
& Address
|
Appointed
|
Including other
|
in Fund Complex
|
|
and Term(1)
|
Directorships
|
Overseen by
|
||
During Past 5 Years
|
Board Member
|
▪ TERENCE J. TOTH
|
Formerly, a Co-Founding Partner, Promus Capital (investment advisory
|
|||
1959
|
firm) (2008-2017); Director, Quality Control Corporation (manufacturing)
|
|||
333 W. Wacker Drive
|
Chair and
|
2008
|
(since 2012); member: Catalyst Schools of Chicago Board (since 2008)
|
143
|
Chicago, IL 60606
|
Board Member
|
Class II
|
and Mather Foundation Board (philanthropy) (since 2012), and chair of
|
|
its Investment Committee; formerly, Director, Fulcrum IT Services LLC
|
||||
(information technology services firm to government entities) (2010-2019);
|
||||
formerly, Director, LogicMark LLC (health services) (2012-2016); formerly,
|
||||
Director, Legal & General Investment Management America, Inc. (asset
|
||||
management) (2008-2013); formerly, CEO and President, Northern Trust
|
||||
Global Investments (financial services) (2004-2007): Executive Vice
|
||||
President, Quantitative Management & Securities Lending (2000-2004);
|
||||
prior thereto, various positions with Northern Trust Company (financial
|
||||
services) (since 1994); formerly, Member, Northern Trust Mutual Funds
|
||||
Board (2005-2007), Northern Trust Global Investments Board (2004-2007),
|
||||
Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc.
|
||||
Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004).
|
||||
▪ JACK B. EVANS
|
Chairman (since 2019), formerly, President (1996-2019), The Hall-Perrine
|
|||
1948
|
Foundation, (private philanthropic corporation); Director and Chairman
|
|||
333 W. Wacker Drive
|
Board Member
|
1999
|
(since 2009), United Fire Group, a publicly held company; formerly,
|
143
|
Chicago, IL 60606
|
Class III
|
Director, Public Member, American Board of Orthopaedic Surgery
|
||
(2015-2020); Life Trustee of Coe College and the Iowa College Foundation;
|
||||
formerly, Member and President Pro-Tem of the Board of Regents for the
|
||||
State of Iowa University System (2000- 2004); formerly, Director
|
||||
(2000-2004), Alliant Energy; formerly, Director (1996- 2015), The Gazette
|
||||
Company (media and publishing); formerly, Director (1998- 2003), Federal
|
||||
Reserve Bank of Chicago; formerly, President and Chief Operating Officer
|
||||
(1972-1995), SCI Financial Group, Inc., (regional financial services firm).
|
||||
▪ WILLIAM C. HUNTER
|
Dean Emeritus, formerly, Dean, Tippie College of Business, University of
|
|||
1948
|
Iowa (2006-2012); Director of Wellmark, Inc. (since 2009); past Director
|
|||
333 W. Wacker Drive
|
Board Member
|
2003
|
(2005-2015), and past President (2010-2014) Beta Gamma Sigma, Inc.,
|
143
|
Chicago, IL 60606
|
Class I
|
The International Business Honor Society; formerly, Director (2004-2018)
|
||
of Xerox Corporation; formerly, Dean and Distinguished Professor of
|
||||
Finance, School of Business at the University of Connecticut (2003-2006);
|
||||
previously, Senior Vice President and Director of Research at the Federal
|
||||
Reserve Bank of Chicago (1995-2003); formerly, Director (1997-2007),
|
||||
Credit Research Center at Georgetown University.
|
Name,
|
Position(s) Held
|
Year First
|
Principal
|
Number
|
Year of Birth
|
with the Funds
|
Elected or
|
Occupation(s)
|
of Portfolios
|
& Address
|
Appointed
|
Including other
|
in Fund Complex
|
|
and Term(1)
|
Directorships
|
Overseen by
|
||
During Past 5 Years
|
Board Member
|
▪ ALBIN F. MOSCHNER
|
Founder and Chief Executive Officer, Northcroft Partners, LLC,
|
|||
1952
|
(management consulting) (since 2012); formerly, Chairman (2019),
|
|||
333 W. Wacker Drive
|
Board Member
|
2016
|
and Director (2012-2019), USA Technologies, Inc., (provider of
|
143
|
Chicago, IL 60606
|
Class III
|
solutions and services to facilitate electronic payment transactions);
|
||
formerly, Director, Wintrust Financial Corporation (1996-2016);
|
||||
previously, held positions at Leap Wireless International, Inc., (consumer
|
||||
wireless services) including Consultant (2011-2012), Chief Operating
|
||||
Officer (2008-2011), and Chief Marketing Officer (2004-2008); formerly,
|
||||
President, Verizon Card Services division of Verizon Communications,
|
||||
Inc. (2000-2003); formerly, President, One Point Services at One Point
|
||||
Communications (telecommunication services) (1999-2000); formerly,
|
||||
Vice Chairman of the Board, Diba, Incorporated (internet technology
|
||||
provider) (1996-1997); formerly, various executive positions (1991-1996)
|
||||
including Chief Executive Officer (1995-1996) of Zenith Electronics
|
||||
Corporation (consumer electronics).
|
||||
▪ JOHN K. NELSON
|
Member of Board of Directors of Core12 LLC. (private firm which develops
|
|||
1962
|
branding, marketing and communications strategies for clients) (since
|
|||
333 W. Wacker Drive
|
Board Member
|
2013
|
2008); served on The President's Council of Fordham University (2010-
|
143
|
Chicago, IL 60606
|
Class II
|
2019) and previously a Director of the Curran Center for Catholic American
|
||
Studies (2009-2018); formerly, senior external advisor to the Financial
|
||||
Services practice of Deloitte Consulting LLP. (2012-2014); former Chair of
|
||||
the Board of Trustees of Marian University (2010-2014 as trustee, 2011-2014
|
||||
as Chair); formerly Chief Executive Officer of ABN AMRO Bank N.V., North
|
||||
America, and Global Head of the Financial Markets Division (2007-2008),
|
||||
with various executive leadership roles in ABN AMRO Bank N.V. between
|
||||
1996 and 2007.
|
||||
▪ JUDITH M. STOCKDALE
|
Board Member, Land Trust Alliance (national public charity addressing
|
|||
1947
|
natural land and water conservation in the U.S.) (since 2013); formerly,
|
|||
333 W. Wacker Drive
|
Board Member
|
1997
|
Board Member, U.S. Endowment for Forestry and Communities
|
143
|
Chicago, IL 60606
|
Class I
|
(national endowment addressing forest health, sustainable forest
|
||
production and markets, and economic health of forest-reliant communities
|
||||
in the U.S.) (2013-2019); formerly, Executive Director (1994-2012), Gaylord
|
||||
and Dorothy Donnelley Foundation (private foundation endowed to support
|
||||
both natural land conservation and artistic vitality); prior thereto, Executive
|
||||
Director, Great Lakes Protection Fund (endowment created jointly by seven
|
||||
of the eight Great Lake states' Governors to take a regional approach to
|
||||
improving the health of the Great Lakes) (1990-1994).
|
||||
▪ CAROLE E. STONE
|
Former Director, Chicago Board Options Exchange, Inc. (2006-2017); and
|
|||
1947
|
C2 Options Exchange, Incorporated (2009-2017); formerly, Director, Cboe,
|
|||
333 W. Wacker Drive
|
Board Member
|
2007
|
Global Markets, Inc. (2010-2020) (formerly named CBOE Holdings, Inc.;
|
143
|
Chicago, IL 60606
|
Class I
|
formerly, Commissioner, New York State Commission on Public
|
||
Authority Reform (2005-2010).
|
Name,
|
Position(s) Held
|
Year First
|
Principal
|
Number
|
Year of Birth
|
with the Funds
|
Elected or
|
Occupation(s)
|
of Portfolios
|
& Address
|
Appointed
|
Including other
|
in Fund Complex
|
|
and Term(1)
|
Directorships
|
Overseen by
|
||
During Past 5 Years
|
Board Member
|
▪ MATTHEW THORNTON III
|
Formerly, Executive Vice President and Chief Operating Officer (2018-2019),
|
|||
1958
|
FedEx Freight Corporation, a subsidiary of FedEx Corporation ('FedEx')
|
|||
333 W. Wacker Drive
|
Board Member
|
2020
|
(provider of transportation, e-commerce and business services through its
|
143
|
Chicago, IL 60606
|
Class III
|
portfolio of companies); formerly, Senior Vice President, U.S. Operations
|
||
(2006-2018), Federal Express Corporation, a subsidiary of FedEx; formerly,
|
||||
Member of the Board of Directors (2012-2018), Safe Kids Worldwide® (a
|
||||
non-profit organization dedicated to preventing childhood injuries).
|
||||
Member of the Board of Directors (since 2014), The Sherwin-Williams
|
||||
Company (develops, manufactures, distributes and sells paints, coatings
|
||||
and related products); Director (since 2020), Crown Castle International
|
||||
(provider of communications infrastructure)
|
||||
▪ MARGARET L. WOLFF
|
Formerly, member of the Board of Directors (2013-2017) of Travelers
|
|||
1955
|
Insurance Company of Canada and The Dominion of Canada General
|
|||
333 W. Wacker Drive
|
Board Member
|
2016
|
Insurance Company (each, a part of Travelers Canada, the Canadian
|
143
|
Chicago, IL 60606
|
Class I
|
operation of The Travelers Companies, Inc.); formerly, Of Counsel,
|
||
Skadden, Arps, Slate, Meagher & Flom LLP (legal services, Mergers &
|
||||
Acquisitions Group) (2005-2014); Member of the Board of Trustees of
|
||||
New York-Presbyterian Hospital (since 2005); Member (since 2004) and
|
||||
Chair (since 2015) of the Board of Trustees of The John A. Hartford
|
||||
Foundation (philanthropy dedicated to improving the care of older adults);
|
||||
formerly, Member (2005-2015) and Vice Chair (2011-2015) of the Board of
|
||||
Trustees of Mt. Holyoke College.
|
||||
ROBERT L. YOUNG
|
Formerly, Chief Operating Officer and Director, J.P.Morgan Investment
|
|||
1963
|
Management Inc. (financial services) (2010-2016); formerly, President
|
|||
333 W. Wacker Drive
|
Board Member
|
2017
|
and Principal Executive Officer (2013-2016), and Senior Vice President
|
143
|
Chicago, IL 60606
|
Class II
|
and Chief Operating Officer (2005-2010), of J.P.Morgan Funds; formerly,
|
||
Director and various officer positions for J.P.Morgan Investment
|
||||
Management Inc. (formerly, JPMorgan Funds Management, Inc. and
|
||||
formerly, One Group Administrative Services) and JPMorgan Distribution
|
||||
Services, Inc. (financial services) (formerly, One Group Dealer Services,
|
||||
Inc.) (1999-2017).
|
Name,
|
Position(s) Held
|
Year First
|
Principal
|
Year of Birth
|
with the Funds
|
Elected or
|
Occupation(s)
|
& Address
|
Appointed(2)
|
During Past 5 Years
|
▪ DAVID J. LAMB
|
Managing Director of Nuveen Fund Advisors, LLC and Nuveen Securities, LLC (since 2020);
|
||
1963
|
Chief
|
Managing Director (since 2017), formerly, Senior Vice President of Nuveen, LLC (2006-2017),
|
|
333 W. Wacker Drive
|
Administrative
|
2015
|
Vice President prior to 2006
|
Chicago, IL 60606
|
Officer
|
||
▪ MARK J. CZARNIECKI
|
Vice President and Assistant Secretary of Nuveen Securities, LLC (since 2016) and Nuveen Fund
|
||
1979
|
Vice President
|
Advisors, LLC (since 2017); Vice President and Associate General Counsel of Nuveen, LLC (since
|
|
901 Marquette Avenue
|
and Assistant
|
2013
|
2013) and Vice President, Assistant Secretary and Associate General Counsel of Nuveen Asset
|
Minneapolis, MN 55402
|
Secretary
|
Management, LLC (since 2018).
|
|
▪ DIANA R. GONZALEZ
|
Vice President and Assistant Secretary of Nuveen Fund Advisors, LLC (since 2017); Vice President
|
||
1978
|
Vice President
|
and Associate General Counsel of Nuveen, LLC (since 2017); Associate General Counsel of Jackson
|
|
333 W. Wacker Drive
|
and Assistant
|
2017
|
National Asset Management, LLC (2012-2017).
|
Chicago, IL 60606
|
Secretary
|
||
▪ NATHANIEL T. JONES
|
Managing Director (since 2017), formerly, Senior Vice President (2016-2017), formerly,
|
||
1979
|
Vice President (2011-2016) of Nuveen, LLC; Managing Director (since 2015) of Nuveen Fund
|
||
333 W. Wacker Drive
|
Vice President
|
2016
|
Advisors, LLC; Chartered Financial Analyst.
|
Chicago, IL 60606
|
and Treasurer
|
||
▪ TINA M. LAZAR
|
Managing Director (since 2017), formerly, Senior Vice President (2014-2017) of
|
||
1961
|
Nuveen Securities, LLC.
|
||
333 W. Wacker Drive
|
Vice President
|
2002
|
|
Chicago, IL 60606
|
|||
▪ BRIAN J. LOCKHART
|
Managing Director (since 2019) of Nuveen Fund Advisors, LLC; Managing Director (since 2017),
|
||
1974
|
formerly, Vice President (2010-2017) of Nuveen, LLC; Head of Investment Oversight (since 2017),
|
||
333 W. Wacker Drive
|
Vice President
|
2019
|
formerly, Team Leader of Manager Oversight (2015-2017); Chartered Financial Analyst and Certified
|
Chicago, IL 60606
|
Financial Risk Manager.
|
||
▪ JACQUES M. LONGERSTAEY
|
Senior Managing Director, Chief Risk Officer, Nuveen, LLC (since May 2019); Senior Managing
|
||
1963
|
Director (since May 2019) of Nuveen Fund Advisors, LLC; formerly, Chief Investment and Model
|
||
8500 Andrew Carnegie Blvd.
|
Vice President
|
2019
|
Risk Officer, Wealth & Investment Management Division, Wells Fargo Bank (NA) (2013-2019).
|
Charlotte, NC 28262
|
|||
▪ KEVIN J. MCCARTHY
|
Senior Managing Director (since 2017) and Secretary and General Counsel (since 2016) of Nuveen
|
||
1966
|
Vice President
|
Investments, Inc., formerly, Executive Vice President (2016-2017) and Managing Director and
|
|
333 W. Wacker Drive
|
and Assistant
|
2007
|
Assistant Secretary (2008-2016); Senior Managing Director (since 2017) and Assistant Secretary
|
Chicago, IL 60606
|
Secretary
|
(since 2008) of Nuveen Securities, LLC, formerly Executive Vice President (2016-2017) and
|
|
Managing Director (2008-2016); Senior Managing Director (since 2017), and Secretary (since 2016)
|
|||
of Nuveen Fund Advisors, LLC, formerly, Co-General Counsel (2011-2020), Executive Vice President
|
|||
(2016-2017), Managing Director (2008-2016) and Assistant Secretary (2007-2016); Senior
|
|||
Managing Director (since 2017), Secretary (since 2016) of Nuveen Asset Management, LLC,
|
|||
formerly, Associate General Counsel (2011-2020), Executive Vice President (2016-2017) and
|
|||
Managing Director and Assistant Secretary (2011- 2016); Vice President (since 2007) and Secretary
|
|||
(since 2016), formerly, Assistant Secretary, of NWQ Investment Management Company, LLC, Santa
|
|||
Barbara Asset Management, LLC and Winslow Capital Management, LLC (since 2010). Senior
|
|||
Managing Director (since 2017) and Secretary (since 2016) of Nuveen Alternative Investments, LLC.
|
Name,
|
Position(s) Held
|
Year First
|
Principal
|
Year of Birth
|
with the Funds
|
Elected or
|
Occupation(s)
|
& Address
|
Appointed(2)
|
During Past 5 Years
|
▪ JON SCOTT MEISSNER
|
|
|
Managing Director of Mutual Fund Tax and Financial Reporting groups at Nuveen (since 2017);
|
1973
|
Vice President
|
|
Managing Director of Nuveen Fund Advisors, LLC (since 2019); Senior Director of Teachers
|
8500 Andrew Carnegie Blvd.
|
and Assistant
|
2019
|
Advisors, LLC and TIAA-CREF Investment Management, LLC (since 2016); Senior Director
|
Charlotte, NC 28262
|
Secretary
|
|
(since 2015) Mutual Fund Taxation to the TIAA-CREF Funds, the TIAA-CREF Life Funds, the TIAA
|
|
|
|
Separate Account VA-1 and the CREF Accounts; has held various positions with TIAA since 2004.
|
▪ DEANN D. MORGAN
|
|
|
President, Nuveen Fund Advisors, LLC (since 2020); Executive Vice President, Global Head of
|
1969
|
|
|
Product at Nuveen, LLC (since 2019); Co-Chief Executive Officer of Nuveen Securities, LLC
|
730 Third Avenue
|
Vice President
|
2020
|
since 2020); Managing Member of MDR Collaboratory LLC (since 2018); Managing Director,
|
New York, NY 10017
|
|
|
(Head of Wealth Management Product Structuring & COO Multi Asset Investing. The Blackstone
|
|
|
|
Group (2013-2017)
|
▪ CHRISTOPHER M. ROHRBACHER
|
Managing Director and Assistant Secretary (since 2017) of Nuveen Securities, LLC; Managing
|
||
1971
|
Vice President
|
Director (since 2017) General Counsel (since 2020), and Assistant Secretary (since 2016),
|
|
333 W. Wacker Drive
|
and Assistant
|
2008
|
formerly, Senior Vice President (2016-2017), of Nuveen Fund Advisors, LLC; Managing
|
Chicago, IL 60606
|
Secretary
|
Director, Associate General Counsel and Assistant Secretary of Nuveen Asset Management,
|
|
LLC (since 2020); Managing Director (since 2017), and Associate General Counsel (since 2016),
|
|||
formerly, Senior Vice President (2012-2017) and Assistant General Counsel (2008-2016) of
|
|||
Nuveen, LLC.
|
|||
▪ WILLIAM A. SIFFERMANN
|
Managing Director (since 2017), formerly Senior Vice President (2016-2017) and Vice President
|
||
1975
|
(2011-2016) of Nuveen, LLC.
|
||
333 W. Wacker Drive
|
Vice President
|
2017
|
|
Chicago, IL 60606
|
|||
▪ E. SCOTT WICKERHAM
|
Senior Managing Director, Head of Fund Administration at Nuveen, LLC (since 2019),
|
||
1973
|
Vice President
|
formerly, Managing Director; Senior Managing Director (since 2019) of Nuveen Fund Advisers,
|
|
8500 Andrew Carnegie Blvd.
|
and Controller
|
2019
|
(LLC; Principal Financial Officer, Principal Accounting Officer and Treasurer (since 2017) of the
|
Charlotte, NC 28262
|
TIAA-CREF Funds, the TIAA-CREF Life Funds, the TIAA Separate Account VA-1 and Principal
|
||
Financial Officer, Principal Accounting Officer (since 2020) and Treasurer (since 2017) to the CREF
|
|||
Accounts; formerly, Senior Director, TIAA-CREF Fund Administration (2014-2015); has held various
|
|||
positions with TIAA since 2006.
|
|||
▪ MARK L. WINGET
|
Vice President and Assistant Secretary of Nuveen Securities, LLC (since 2008), and Nuveen
Fund Advisors, LLC (since 2019); Vice President, Associate General Counsel and Assistant
Secretary of Nuveen Asset Management, LLC (since 2020); Vice President (since 2010) and
Associate General Counsel (since 2019), formerly, Assistant General Counsel (2008-2016) of
Nuveen, LLC.
|
||
1968
|
Vice President
|
||
333 W. Wacker Drive
|
and Secretary
|
2008
|
|
Chicago, IL 60606
|
|||
Name,
|
Position(s) Held
|
Year First
|
Principal
|
Year of Birth
|
with the Funds
|
Elected or
|
Occupation(s)
|
& Address
|
Appointed(2)
|
During Past 5 Years
|
▪ GIFFORD R. ZIMMERMAN
|
Formerly: Managing Director (2002-2020) and Assistant Secretary (2002-2020) of Nuveen Securities, LLC; formerly, Managing Director (2002-2020), Assistant Secretary (1997-2020) and Co-General Counsel (2011- 2020) of Nuveen Fund Advisors, LLC; formerly, Managing Director (2004-2020) and Assistant Secretary (1994-2020) of Nuveen Investments, Inc.; formerly, Managing Director, Assistant Secretary and Associate General Counsel of Nuveen Asset Management, LLC (2011-2020); formerly, Vice President and Assistant Secretary of NWQ Investment Management Company, LLC (2002-2020), Santa Barbara Asset Management, LLC (2006-2020) and Winslow Capital Management, LLC (2010-2020); Chartered Financial Analyst.
|
||
1956
|
Vice President
|
||
333 W. Wacker Drive
|
and Chief
|
1988
|
|
Chicago, IL 60606
|
Compliance Officer
|
||
(1)
|
The Board of Trustees is divided into three classes, Class I, Class II, and Class III, with each being elected to serve until the third succeeding annual shareholders' meeting subsequent to its election or thereafter in each case when its respective successors are duly elected or appointed, except two board members are elected by the holders of Preferred Shares, when applicable, to serve until the next annual shareholders' meeting subsequent to its election or thereafter in each case when its respective successors are duly elected or appointed. The year first elected or appointed represents the year in which the board member was first elected or appointed to any fund in the Nuveen complex.
|
(2)
|
Officers serve indefinite terms until their successor has been duly elected and qualified, their death or their resignation or removal. The year first elected or appointed represents the year in which the Officer was first elected or appointed to any fund in the Nuveen complex.
|
Audit Fees Billed
|
Audit-Related Fees
|
Tax Fees
|
All Other Fees
|
|||||||||||||
Fiscal Year Ended
|
to Fund 1
|
Billed to Fund 2
|
Billed to Fund 3
|
Billed to Fund 4
|
||||||||||||
March 31, 2021
|
$
|
22,260
|
$
|
0
|
$
|
0
|
$
|
0
|
||||||||
Percentage approved
|
0
|
%
|
0
|
%
|
0
|
%
|
0
|
%
|
||||||||
pursuant to
|
||||||||||||||||
pre-approval
|
||||||||||||||||
exception
|
||||||||||||||||
March 31, 2020
|
$
|
21,830
|
$
|
0
|
$
|
0
|
$
|
0
|
||||||||
Percentage approved
|
0
|
%
|
0
|
%
|
0
|
%
|
0
|
%
|
||||||||
pursuant to
|
||||||||||||||||
pre-approval
|
||||||||||||||||
exception
|
||||||||||||||||
1 'Audit Fees' are the aggregate fees billed for professional services for the audit of the Fund's annual financial statements and services provided in
|
||||||||||||||||
connection with statutory and regulatory filings or engagements.
|
||||||||||||||||
2 'Audit Related Fees' are the aggregate fees billed for assurance and related services reasonably related to the performance of the audit or review of
|
||||||||||||||||
financial statements that are not reported under 'Audit Fees'. These fees include offerings related to the Fund's common shares and leverage.
|
||||||||||||||||
3 'Tax Fees' are the aggregate fees billed for professional services for tax advice, tax compliance, and tax planning. These fees include: all global
|
||||||||||||||||
withholding tax services; excise and state tax reviews; capital gain, tax equalization and taxable basis calculation performed by the principal accountant.
|
||||||||||||||||
4 'All Other Fees' are the aggregate fees billed for products and services other than 'Audit Fees', 'Audit-Related Fees' and 'Tax Fees'. These fees
|
||||||||||||||||
represent all engagements pertaining to the Fund's use of leverage.
|
Audit-Related Fees
|
Tax Fees Billed to
|
All Other Fees
|
|
Billed to Adviser and
|
Adviser and
|
Billed to Adviser
|
|
Affiliated Fund
|
Affiliated Fund
|
and Affiliated Fund
|
|
Fiscal Year Ended
|
Service Providers
|
Service Providers
|
Service Providers
|
March 31, 2021
|
$ 0
|
$ 0
|
$ 0
|
Percentage approved
|
0%
|
0%
|
0%
|
pursuant to
|
|||
pre-approval
|
|||
exception
|
|||
March 31, 2020
|
$ 0
|
$ 0
|
$ 0
|
Percentage approved
|
0%
|
0%
|
0%
|
pursuant to
|
|||
pre-approval
|
|||
exception
|
Total Non-Audit Fees
|
||||
billed to Adviser and
|
||||
Affiliated Fund Service
|
Total Non-Audit Fees
|
|||
Providers (engagements
|
billed to Adviser and
|
|||
related directly to the
|
Affiliated Fund Service
|
|||
Total Non-Audit Fees
|
operations and financial
|
Providers (all other
|
||
Fiscal Year Ended
|
Billed to Fund
|
reporting of the Fund)
|
engagements)
|
Total
|
March 31, 2021
|
$ 0
|
$ 0
|
$ 0
|
$ 0
|
March 31, 2020
|
$ 0
|
$ 0
|
$ 0
|
$ 0
|
'Non-Audit Fees billed to Fund' for both fiscal year ends represent 'Tax Fees' and 'All Other Fees' billed to Fund in their respective
|
||||
amounts from the previous table.
|
||||
Less than 50 percent of the hours expended on the principal accountant's engagement to audit the registrant's financial statements for the most recent
|
||||
fiscal year were attributed to work performed by persons other than the principal accountant's full-time, permanent employees.
|
Portfolio Manager
|
Type of Account
Managed |
Number of
Accounts |
Assets*
|
Paul Brennan
|
Registered Investment Company
|
10
|
$29.74 billion
|
Other Pooled Investment Vehicles
|
1
|
$39.6 million
|
|
Other Accounts
|
3
|
$55.2 million
|
* |
Assets are as of March 31, 2021. None of the assets in these accounts are subject to an advisory fee based on performance.
|
Name of Portfolio Manager
|
None
|
$1 - $10,000
|
$10,001-$50,000
|
$50,001-$100,000
|
$100,001-$500,000
|
$500,001-$1,000,000
|
Over $1,000,000
|
Paul Brennan
|
X
|
(a)
|
The registrant's principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the '1940 Act') (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934, as amended (the 'Exchange Act') (17 CFR 240.13a-15(b) or 240.15d-15(b)).
|
(b)
|
There were no changes in the registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting.
|
(a)(1)
|
Any code of ethics, or amendment thereto, that is the subject of the disclosure required by Item 2, to the extent that the registrant intends to satisfy the Item 2 requirements through filing of an exhibit: Not applicable because the code is posted on registrant's website at www.nuveen.com/fund-governance and there were no amendments during the period covered by this report. (To view the code, click on Code of Conduct.)
|
(a)(2)
|
A separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)) in the exact form set forth below: Ex-99.CERT Attached hereto.
|
(a)(3)
|
Any written solicitation to purchase securities under Rule 23c-1 under the 1940 Act (17 CFR 270.23c-1) sent or given during the period covered by the report by or on behalf of the registrant to 10 or more persons. Not applicable.
|
(a)(4)
|
Change in the registrant's independent public accountant. Not applicable.
|
(b)
|
If the report is filed under Section 13(a) or 15(d) of the Exchange Act, provide the certifications required by Rule 30a-2(b) under the 1940 Act (17 CFR 270.30a-2(b)); Rule 13a-14(b) or Rule 15d-14(b) under the Exchange Act (17 CFR 240.13a-14(b) or 240.15d-14(b)), and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350) as an exhibit. A certification furnished pursuant to this paragraph will not be deemed 'filed' for purposes of Section 18 of the Exchange Act (15 U.S.C. 78r), or otherwise subject to the liability of that section. Such certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933 or the Exchange Act, except to the extent that the registrant specifically incorporates it by reference. Ex-99.906 CERT attached hereto.
|