04/16/2024 | Press release | Distributed by Public on 04/16/2024 15:25
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Flow State Investments, L.P. 155 N WACKER DRIVE, STE 1760 CHICAGO, IL60606 |
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X |
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FLOW STATE INVESTMENTS, LLC 155 N WACKER DRIVE SUITE 1760 CHICAGO, IL60606 |
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X |
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Scoby Joseph F. C/O FLOW STATE INVESTMENTS, L.P. 155 N WACKER DRIVE, STE 1760 CHICAGO, IL60606 |
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X |
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FLOW STATE INVESTMENTS, L.P. By: FLOW STATE INVESTMENTS, LLC By: /s/ Sean Stephens, Sean Stephens, Chief Operating Officer | 2024-04-16 |
**Signature of Reporting Person | Date |
FLOW STATE INVESTMENTS, LLC By: /s/ Sean Stephens, Sean Stephens, Chief Operating Officer | 2024-04-16 |
**Signature of Reporting Person | Date |
JOSEPH F. SCOBY, /s/ Joseph F. Scoby | 2024-04-16 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Class A ordinary shares, par value $0.0001 per share were sold in two separate transactions, each at $10.76 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in this footnote. |
(2) | The reported securities are owned directly by a private investment fund managed by Flow State Investments, L.P. (the "Adviser") and a separately managed account client of the Adviser and may be deemed to be indirectly beneficially owned by (i) the Adviser, (ii) Flow State Investments, LLC (the "Adviser GP"), the general partner of the Adviser and (iii) Joseph F. Scoby, the principal of the Adviser GP and the Adviser. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |