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SLM Solutions Group AG
08.11.2021 / 10:53
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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SLM Solutions Group AG
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Street:
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Estlandring 4
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Postal code:
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23560
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City:
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Lübeck
Germany
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Legal Entity Identifier (LEI):
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5299004VIBQF63906C97
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity: Bank of America Corporation
City of registered office, country: Wilmington, DE, United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Merrill Lynch International
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5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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5.06 %
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18.97 %
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24.03 %
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21,960,693
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Previous notification
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3.25 %
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19.07 %
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22.32 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000A111338
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0
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1,110,366
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0.00 %
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5.06 %
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Total
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1,110,366
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5.06 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right to recall
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N/A
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N/A
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72,654
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0.33 %
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Rights of use
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N/A
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N/A
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4,009,629
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18.26 %
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Total
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4,082,283
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18.59 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Swaps
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31/03/2022 - 31/08/2023
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N/A
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Cash
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83,424
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0.38 %
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Total
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83,424
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0.38 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Bank of America Corporation
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%
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%
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%
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NB Holdings Corporation
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%
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%
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%
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BofAML Jersey Holdings Limited
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%
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%
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%
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BofAML EMEA Holdings 2 Limited
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%
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%
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%
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ML UK Capital Holdings Limited
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%
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%
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%
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Merrill Lynch International
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5.06 %
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18.81 %
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23.87 %
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-
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%
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%
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%
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Bank of America Corporation
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%
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%
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%
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NB Holdings Corporation
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%
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%
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%
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BAC North America Holding Company
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%
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%
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%
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Bank of America, National Association
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%
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%
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%
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|
-
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%
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%
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%
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Bank of America Corporation
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%
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%
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%
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NB Holdings Corporation
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%
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%
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%
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BofA Securities, Inc.
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%
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%
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%
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-
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
08.11.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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SLM Solutions Group AG