COL Financial Group Inc.

05/17/2022 | Press release | Distributed by Public on 05/16/2022 23:29

Change in Shareholdings of Directors and Principal Officers

SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C

CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER

1. Date of Report (Date of earliest event reported) May 17, 20222. SEC Identification Number A1999100653. BIR Tax Identification No. 2035232084. Exact name of issuer as specified in its charter COL Financial Group, Inc.5. Province, country or other jurisdiction of incorporation Manila, Philippines6. Industry Classification Code(SEC Use Only) 7. Address of principal office 24/F East Tower, Tektite Towers, Exchange Road, Ortigas Center, Pasig CityPostal Code16058. Issuer's telephone number, including area code (02) 8636-54119. Former name or former address, if changed since last report Not applicable10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
Common Shares 4,760,000,000
11. Indicate the item numbers reported herein Item #9

The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.

COL Financial Group, Inc.COL

PSE Disclosure Form 13-1 - Change in Shareholdings of
Directors and Principal Officers References: SRC Rule 23 (SEC Form 23-B) and
Section 13 of the Revised Disclosure Rules

Subject of the Disclosure

Change in Shareholdings of an Officer

Background/Description of the Disclosure

Reporting the changes in shareholdings of an Officer

Name of Person Juan G. Barredo
Position/Designation FVP - Chief Customer Experience Officer
For Equity Securities
Type of Security / Stock Symbol Date of Transaction Securities Acquired (A) or Disposed (D) Ownership Form Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Number of Shares (A) or (D) Price per Share
Common Shares / COL May 12, 2022 5,000 A 3.50 D N/A
Number of Shares Owned after the Transaction
Direct 10,255,500
Indirect 0
Filed on behalf by:
Name Stephanie Faye Reyes
Designation Assistant Corporate Secretary