SECURITIES AND EXCHANGE COMMISSIONSEC FORM 17-C
CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER
1. Date of Report (Date of earliest event reported)
May 17, 20222. SEC Identification Number
A1999100653. BIR Tax Identification No.
2035232084. Exact name of issuer as specified in its charter
COL Financial Group, Inc.5. Province, country or other jurisdiction of incorporation
Manila, Philippines6. Industry Classification Code(SEC Use Only) 7. Address of principal office
24/F East Tower, Tektite Towers, Exchange Road, Ortigas Center, Pasig CityPostal Code16058. Issuer's telephone number, including area code
(02) 8636-54119. Former name or former address, if changed since last report
Not applicable10. Securities registered pursuant to Sections 8 and 12 of the SRC or Sections 4 and 8 of the RSA
Title of Each Class
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Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding
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Common Shares
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4,760,000,000
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11. Indicate the item numbers reported herein
Item #9
The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures, including financial reports. All data contained herein are prepared and submitted by the disclosing party to the Exchange, and are disseminated solely for purposes of information. Any questions on the data contained herein should be addressed directly to the Corporate Information Officer of the disclosing party.
COL Financial Group, Inc.COL
PSE Disclosure Form 13-1 - Change in Shareholdings of
Directors and Principal Officers References: SRC Rule 23 (SEC Form 23-B) and
Section 13 of the Revised Disclosure Rules
Subject of the Disclosure
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Change in Shareholdings of an Officer
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Background/Description of the Disclosure
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Reporting the changes in shareholdings of an Officer
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Name of Person
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Juan G. Barredo
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Position/Designation
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FVP - Chief Customer Experience Officer
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For Equity Securities
Type of Security / Stock Symbol
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Date of Transaction
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Securities Acquired (A) or Disposed (D)
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Ownership Form Direct (D) or Indirect (I)
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Nature of Indirect Beneficial Ownership
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Number of Shares
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(A) or (D)
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Price per Share
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Common Shares / COL
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May 12, 2022
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5,000
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A
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3.50
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D
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N/A
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Number of Shares Owned after the Transaction
Direct
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10,255,500
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Indirect
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0
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Filed on behalf by:
Name
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Stephanie Faye Reyes
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Designation
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Assistant Corporate Secretary
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