Troutman Pepper Hamilton Sanders LLP

01/26/2021 | News release | Distributed by Public on 01/24/2021 18:14

Enforcement Developments for Private Funds and Investment Management — What’s Happening Now?

Tuesday, January 26 • 5:00 - 6:00 p.m. ET

Please join Troutman Pepper Partner Gregory J. Nowak for the first 2021 installment of the Private Funds and Investment Management Roundtable.

This month, we will conduct our annual review of SEC, DOJ, CFTC, and FINRA enforcement actions in the investment adviser, funds, and broker-dealer industries, while also including a discussion of likely trends into 2021.

Troutman Pepper New York Partner Ghillaine A. Reid, Philadelphia Partner Jay A. Dubow, and D.C. Associate Ausra Ragauskaite will join Greg for an informative and thought-provoking discussion about the intersection of advisers, funds, and broker dealer enforcement initiatives, digital currency/tokens treated as securities, and the status of innovative products like MCATs.