1. Title of Derivate Security
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date (Month/Day/Year)
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3A. Deemed Execution Date, if any (Month/Day/Year)
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4. Transaction Code
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
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8. Price of Derivative Security
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
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11. Nature of Indirect Beneficial Ownership
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expriation Date
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Title
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Amount or Number of Shares
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(*)
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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(**)
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
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(2)
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On November 12, 2020, Mr. Bok contributed 388,005 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On November 12, 2021, 63,477 Shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok November 2020 Annuity Trust.
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(3)
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These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
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(4)
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On November 12, 2021, Mr. Bok contributed 138,356 Shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.
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(5)
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On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 19, 2021, 19,867 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust. On March 16, 2022, 26,156 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust.
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(6)
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On May 6, 2019, Mr. Bok contributed 263,917 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On August 13, 2020, 120,047 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott Bok 2019 Annuity Trust. On May 7, 2021, 113,533 shares reverted back to Scott L. Bok's direct beneficial ownership, and were subsequently transferred to Bok Family Partners, L.P.
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.