01/14/2022 | Press release | Distributed by Public on 01/14/2022 12:51
Delaware
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333-82900
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94-3018487
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||
(State or Other Jurisdiction
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(Commission
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(IRS Employer
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||
of Incorporation)
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File Number)
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Identification No.)
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||
2711 Citrus Road, Rancho Cordova, California
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95742
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|||
(Address of Principal Executive Offices)
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(Zip Code)
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Title of each class
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Trading symbol(s)
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Name of each exchange on which registered
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Common Stock, $.001 par value
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THMO
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Nasdaq Capital Market
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1.
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To approve the election of the following individuals as directors to the Board of Directors:
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Xiaochun Xu
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||||
For
|
3,316,009 | |||
Withhold
|
192,044 | |||
Broker Non-Votes
|
2,521,541 | |||
Uncast
|
0 |
Debra Donaghy
|
||||
For
|
3,342,471 | |||
Withhold
|
165,582 | |||
Broker Non-Votes
|
2,521,541 | |||
Uncast
|
0 |
Russell Medford
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||||
For
|
3,346,047 | |||
Withhold
|
162,006 | |||
Broker Non-Votes
|
2,521,541 | |||
Uncast
|
0 |
Joseph Thomis
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||||
For
|
3,345,747 | |||
Withhold
|
162,306 | |||
Broker Non-Votes
|
2,521,541 | |||
Uncast
|
0 |
Haihong Zhu
|
||||
For
|
3,327,770 | |||
Withhold
|
180,283 | |||
Broker Non-Votes
|
2,521,541 | |||
Uncast
|
0 |
2.
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To approve the amendment of the Company's Amended 2016 Equity Incentive Plan to increase the aggregate number of shares of the Company's common stock that may be issued under the plan from 392,500 shares to 1,200,000 shares:
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For
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3,259,737 | |||
Against
|
195,474 | |||
Abstain
|
52,842 | |||
Broker Non-Votes
|
2,521,541 | |||
Uncast
|
0 |
3.
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To Ratify the Appointment of Marcum LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2021:
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For
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5,682,494 | |||
Against
|
299,350 | |||
Abstain
|
47,750 | |||
Broker Non-Votes
|
0 | |||
Uncast
|
0 |
(d)
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Exhibits.
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Exhibit No.
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Description of Exhibit
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10.1
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Fourth Amendment to the Company's Amended. 2016 Equity Incentive Plan, effective June 4, 2020.
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10.2
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Amended 2016 Equity Incentive Plan
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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THERMOGENESIS HOLDINGS, INC.
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(Registrant)
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Dated: January 14, 2022
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/s/ Mr. Jeffery Cauble
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Jeffery Cauble, Chief Financial Officer
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