SWK Holdings Corp.
06/21/2021 | Press release | Distributed by Public on 06/21/2021 06:01
Submission of Matters to a Vote of Security Holders (Form 8-K)
Submission of Matters to a Vote of Security Holders.
SWK Holdings Corporation (the 'Company') held its 2021 annual meeting of stockholders on June 17, 2021. At the meeting, the Company's stockholders elected D. Blair Baker, Winston L. Black, Aaron G.L. Fletcher, Christopher W. Haga, Marcus E. Pennington, Edward B. Stead, and Michael D. Weinberg to serve as directors for terms expiring in 2022. Additionally, stockholders voted to ratify the selection of BPM, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. Stockholders also voted affirmatively on an advisory basis to approve the compensation to certain executives.
|
1. |
Election of Directors |
|
Nominee |
For |
Withhold Authority |
Broker Non-Votes |
|
D. Blair Baker |
11,048,244 |
277,457 |
0 |
|
Winston L. Black |
10,425,951 |
899,750 |
0 |
|
Aaron G.L. Fletcher |
10,425,971 |
899,730 |
0 |
|
Christopher W. Haga |
10,392,589 |
933,112 |
0 |
|
Marcus E. Pennington |
11,246,219 |
79,482 |
0 |
|
Edward B. Stead |
10,324,494 |
1,001,207 |
0 |
|
Michael D. Weinberg |
10,212,010 |
1,113,691 |
0 |
|
2. |
Ratification of Independent Registered Public Accounting Firm |
|
For |
Against |
Abstain |
Broker Non-Votes |
|
11,324,712 |
969 |
20 |
0 |
|
3. |
Executive Compensation |
|
For |
Against |
Abstain |
Broker Non-Votes |
|
10,416,622 |
107,398 |
801,681 |
0 |