SWK Holdings Corp.

06/21/2021 | Press release | Distributed by Public on 06/21/2021 06:01

Submission of Matters to a Vote of Security Holders (Form 8-K)

Submission of Matters to a Vote of Security Holders.

SWK Holdings Corporation (the 'Company') held its 2021 annual meeting of stockholders on June 17, 2021. At the meeting, the Company's stockholders elected D. Blair Baker, Winston L. Black, Aaron G.L. Fletcher, Christopher W. Haga, Marcus E. Pennington, Edward B. Stead, and Michael D. Weinberg to serve as directors for terms expiring in 2022. Additionally, stockholders voted to ratify the selection of BPM, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. Stockholders also voted affirmatively on an advisory basis to approve the compensation to certain executives.

1.

Election of Directors

Nominee

For

Withhold Authority

Broker Non-Votes

D. Blair Baker

11,048,244

277,457

0

Winston L. Black

10,425,951

899,750

0

Aaron G.L. Fletcher

10,425,971

899,730

0

Christopher W. Haga

10,392,589

933,112

0

Marcus E. Pennington

11,246,219

79,482

0

Edward B. Stead

10,324,494

1,001,207

0

Michael D. Weinberg

10,212,010

1,113,691

0

2.

Ratification of Independent Registered Public Accounting Firm

For

Against

Abstain

Broker Non-Votes

11,324,712

969

20

0

3.

Executive Compensation

For

Against

Abstain

Broker Non-Votes

10,416,622

107,398

801,681

0