BlackRock MuniYield Investment Fund

04/21/2021 | Press release | Distributed by Public on 04/21/2021 18:03

Insider Trading Report (SEC Filing - 4)

SEC FORM 4SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TD SECURITIES (USA) LLC
(Last) (First) (Middle)
ONE VANDERBILT AVENUE
(Street)
NEW YORK NY 10017
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BLACKROCK MUNIYIELD INVESTMENT FUND [ MYF] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/13/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Tax Exempt Muni Fund Preferreds 04/19/2021 P 594 D $100,000 0 D(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
TD SECURITIES (USA) LLC
(Last) (First) (Middle)
ONE VANDERBILT AVENUE
(Street)
NEW YORK NY 10017
(City) (State) (Zip)
1. Name and Address of Reporting Person*
TORONTO DOMINION HOLDINGS USA INC
(Last) (First) (Middle)
1 VANDERBILT AVENUE
(Street)
NEW YORK NY 10017
(City) (State) (Zip)
1. Name and Address of Reporting Person*
TD GROUP US HOLDINGS LLC
(Last) (First) (Middle)
251 LITTLE FALLS DRIVE
(Street)
WILMINGTON DE 19808
(City) (State) (Zip)
1. Name and Address of Reporting Person*
TORONTO DOMINION BANK
(Last) (First) (Middle)
TORONTO-DOMINION CENTRE, P.O. BOX 1
(Street)
TORONTO, ONTARIO A6 M5K 1A2
(City) (State) (Zip)
Explanation of Responses:
1. The MuniFund Preferred Shares were owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ('TDH') is the sole owner of TDI and TD Group US Holdings LLC ('TD GUS') is the sole owner of TDH. The Toronto-Dominion Bank is the sole owner of TD GUS.
/s/ Nancy Haraf, Vice President & Treasurer, on behalf of Toronto Dominion Investments, Inc. 04/21/2021
/s/ Paul Beltrame, Vice President & Chief Operating Officer, on behalf of Toronto Dominion Holdings (U.S.A.), Inc. 04/21/2021
/s/ John Erdmann, Head of Finance, on behalf of TD Group US Holdings LLC. 04/21/2021
/s/ Paul Beltrame, Vice President, on behalf of The Toronto-Dominion Bank 04/21/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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