1. Title of Derivate Security
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date (Month/Day/Year)
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3A. Deemed Execution Date, if any (Month/Day/Year)
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4. Transaction Code
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
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8. Price of Derivative Security
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
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11. Nature of Indirect Beneficial Ownership
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expriation Date
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Title
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Amount or Number of Shares
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(*)
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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(**)
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee.
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(2)
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These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $220.98 to $221.65 inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
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(3)
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These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3).
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(4)
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These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $221.15 to $222.14, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4).
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(5)
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These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $222.15 to $223.13, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5).
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(6)
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These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $223.17 to $223.41, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (6).
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(7)
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These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $225.55 to $226.54 inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7).
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(8)
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These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $226.55 to $227.54, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (8).
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(9)
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These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $227.55 to $227.60, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (9).
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(10)
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Represents shares held by a limited liability company in which (i) Mr. Stephenson and his wife hold all of the voting interests of the limited liability company and (ii) a family trust, which Mr. Stephenson's wife is trustee, holds all of the non-voting interests of the limited liability company.
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(11)
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This stock option was granted under the Issuer's 2009 Equity Incentive Plan.
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(12)
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Immediately.
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(13)
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Represents options held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee.
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.