ISE - The Irish Stock Exchange plc

09/12/2019 | Press release | Distributed by Public on 09/12/2019 09:50

AbbVie Inc 38.5b AMENDMENT

Ap27

AMENDMENT

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANELACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

Name of exempt principal trader

J.P. Morgan Securities LLC

Company dealt in

AbbVie Inc.

Class of relevant security to which the dealings being disclosed relate (Note 1)

Common Stock

Date of dealing

10 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number

(%)

Number

(%)

(1) Relevant securities

12,902,681 (0.87%)

3,595,527 (0.24%)

(2) Derivatives (other than options)

3,251,700 (0.22%)

1,081,275 (0.07%)

(3) Options and agreements to purchase/sell

1,193,800 (0.08%)

1,146,800 (0.08%)

Total

17,348,181 (1.17%)

5,823,602 (0.39%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number

(%)

Number

(%)

(1) Relevant securities

-

-

(2) Derivatives (other than options)

-

-

(3) Options and agreements to purchase/sell

-

-

Total

-

-

Ap28

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchases/ sales

Number of relevant securities

Price per unit (USD)

Sale (Borrow Return)

Purchases

Sales

150,000

100

573

10

114

259,800

100

172

600

33,324

2,891

7

142

400

495

776

323

400

300

100

200

200

1,652

152

200

700

300

200

200

200

300

100

300

407

500

537

102

323

2,009

528

40,111

49

200

348

173

694

20

100

29,011

362

200

802

590

426

922

450

4,813

408

500

100

723

100

178

400

45

500

315

100

992

100

100

20

217

88

1,720

608

3,184

50

1

603

100

2,629

57

5,697

1,195

851

617

99

2,546

1,524

566

58

1,360

85

387

1,443

462

179

700

201

806

379

2,259

3,017

640

2,629

100

729

4,492

1,273

3,362

635

1,780

2,369

3,592

600

200

4,479

12,853

1,022

4,496

8,986

6,535

349

200

17,320

43,331

300

200

1,400

813

1,665

319

265

3

1,976

293

1,800

4,141

3,451

500

119,449

300

200

2,000

1,300

224

2,265

734

200

300

86,600

236

173

20

100

726

100

73

113

417

129,908

218

101

13

1

7

33,794

100

100

249

100

60

10

200

300

25

155

100

200

40,111

200

176

100

29,011

74

475

200

100

50

233

100

50

100

100

100

100

100

8

4

100

23

100

69

100

100

100

100

100

100

100

100

36

100

100

357

100

67

1

101

5

4

1

1

100

136

100

2,737

100

200

100

100

1,307

1,131

629

444

1,300

75

1,350

1,780

100

100

800

200

17,320

1,133

100

43,331

3,864

247

161

100

100

100

24

100

41

478

100

5,445

1,120

1,400

4,400

8,629

61,623

119,449

271

8,000

14,600

1,702

200

843

364

420

122

292

1,300

1,500

200

200

100

2

100

4,620

12

2,449

27,540

100

348

872

100

168

18,833

200

100

100

100

380

8

500

71

100

200

50

1,300

4,322

300

3,331

5,827

150

8,119

700

2,774

11,092

2,300

500

151

233

917

100

918

NA

66.5200

66.5300

66.5400

67.1200

67.2500

67.3000

67.3050

67.3400

68.1800

68.1616

68.1200

68.1100

68.1000

68.0950

68.0916

68.0900

68.0775

68.0651

68.0600

68.0550

68.0500

68.0400

68.0316

68.0234

68.0129

67.9733

67.9500

67.9413

67.9400

67.9367

67.9009

67.8900

67.8674

67.8580

67.8553

67.8500

67.8458

67.8424

67.8400

67.8335

67.8300

67.8245

67.8200

67.8184

67.8151

67.8150

67.8100

67.8060

67.8017

67.8000

67.7992

67.7988

67.7968

67.7964

67.7954

67.7944

67.7847

67.7815

67.7781

67.7780

67.7772

67.7728

67.7700

67.7661

67.7646

67.7610

67.7601

67.7578

67.7558

67.7553

67.7526

67.7500

67.7491

67.7370

67.7319

67.7027

67.7000

67.6900

67.6778

67.6750

67.6746

67.6700

67.6601

67.6589

67.6553

67.5917

67.5700

67.5429

67.5358

67.5090

67.4452

67.4405

67.4050

67.3852

67.3749

67.3561

67.3358

67.3229

67.3201

67.3187

67.3158

67.3144

67.3054

67.2986

67.2928

67.2925

67.2904

67.2698

67.2525

67.2482

67.2367

67.2129

67.2111

67.1703

67.1633

67.1614

67.1583

67.1357

67.1231

67.1065

67.1057

67.0955

67.0823

67.0699

67.0678

66.9991

66.9867

66.9775

66.9541

66.9224

66.9077

66.8829

66.8810

66.8700

66.8632

66.8534

66.8451

66.8414

66.7548

66.7480

66.7156

66.5367

66.5350

66.5320

66.5150

66.4866

66.4796

66.4686

66.4400

66.4100

66.1085

66.0964

66.5300

66.5400

66.5600

66.7500

66.7600

67.2200

67.2300

67.2400

67.2500

67.2700

67.2800

67.3200

67.3400

67.3600

68.1800

68.1100

68.1000

68.0750

68.0742

68.0700

68.0500

68.0300

67.9751

67.9448

67.9297

67.8576

67.8350

67.8335

67.8253

67.8156

67.8100

67.8060

67.8053

67.8013

67.8000

67.7904

67.7824

67.7776

67.7700

67.7563

67.7500

67.7420

67.7394

67.7179

67.7169

67.6881

67.6877

67.6819

67.6793

67.6767

67.6745

67.6576

67.6538

67.6531

67.6322

67.6213

67.6194

67.6184

67.5603

67.4351

67.4119

67.4112

67.4000

67.3800

67.3421

67.3388

67.3373

67.3363

67.3350

67.3325

67.3319

67.3292

67.3254

67.3129

67.2992

67.2966

67.2908

67.2905

67.2831

67.2820

67.2778

67.2763

67.2692

67.2669

67.2664

67.2411

67.2129

67.2010

67.1014

67.0988

67.0699

67.0678

67.0589

67.0138

66.9991

66.9709

66.9134

66.8925

66.8768

66.8614

66.8570

66.8459

66.8384

66.8150

66.7627

66.7550

66.7539

66.7536

66.7521

66.7434

66.7390

66.7252

66.7156

66.6921

66.6750

66.6250

66.6234

66.6079

66.6076

66.6020

66.5988

66.5718

66.5639

66.5358

66.5320

66.5192

66.4899

66.4752

66.4481

66.4468

66.4361

66.4169

66.3741

66.3663

66.3625

66.3455

66.3362

66.3205

66.3000

66.2930

66.2800

66.2584

66.2551

66.2447

66.2416

66.2356

66.2280

66.2210

66.2053

66.1799

66.1561

66.1504

66.1493

66.1450

66.1442

66.1439

66.1303

66.1282

66.1200

66.1195

66.1184

66.1161

66.1160

66.1050

66.0514

66.0500

66.0464

65.7000

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 5)

Number of relevant securities

(Note 6)

Price per unit (USD)

(Note 4)

Equity Swap

Long

Short

173

10

1,780

1,500

43,331

200

40,111

66.5300

66.5400

67.2129

66.5320

66.9991

67.0699

67.8335

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

(USD)

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4) (USD)

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including transactions in respect of new securities) (Note 3)

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

Ap29

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities

under any option referred to on this form or relating to the voting rights or future

acquisition or disposal of any relevant securities to which any derivative referred to

on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) Yes

Date of disclosure

12 September 2019

Contact name

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

Ap31

SUPPLEMENTAL FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANELACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of relevant securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

Call Option

Purchased

1,500

105.00

American

19-Jun-20

Call Option

Purchased

10,000

110.00

American

15-Jan-21

Call Option

Purchased

8,500

105.00

American

15-Jan-21

Call Option

Purchased

4,200

80.00

American

19-Jun-20

Call Option

Purchased

2,500

87.50

American

19-Jun-20

Call Option

Purchased

2,100

90.00

American

19-Jun-20

Call Option

Purchased

1,800

95.00

American

19-Jun-20

Call Option

Purchased

900

100.00

American

19-Jun-20

Call Option

Purchased

10,400

80.00

American

19-Jun-20

Call Option

Purchased

7,200

95.00

American

19-Jun-20

Call Option

Purchased

4,200

100.00

American

19-Jun-20

Call Option

Purchased

3,600

105.00

American

19-Jun-20

Call Option

Purchased

3,300

110.00

American

19-Jun-20

Call Option

Purchased

6,100

85.00

American

19-Jun-20

Call Option

Purchased

2,600

92.50

American

19-Jun-20

Call Option

Purchased

2,200

95.00

American

19-Jun-20

Call Option

Purchased

1,100

100.00

American

19-Jun-20

Call Option

Purchased

1,900

105.00

American

19-Jun-20

Call Option

Purchased

9,400

85.00

American

19-Jun-20

Call Option

Purchased

5,800

92.50

American

19-Jun-20

Call Option

Purchased

3,300

97.50

American

19-Jun-20

Call Option

Purchased

3,000

105.00

American

19-Jun-20

Call Option

Purchased

2,800

110.00

American

19-Jun-20

Call Option

Purchased

2,500

115.00

American

19-Jun-20

Call Option

Purchased

6,500

80.00

American

19-Jun-20

Call Option

Purchased

2,700

85.00

American

19-Jun-20

Call Option

Purchased

2,400

90.00

American

19-Jun-20

Call Option

Purchased

2,300

97.50

American

19-Jun-20

Call Option

Purchased

1,000

100.00

American

19-Jun-20

Call Option

Purchased

37,500

85.00

American

20-Sep-19

Call Option

Written

20,000

105.00

American

17-Jan-20

Call Option

Written

6,100

85.00

American

19-Jun-20

Call Option

Written

2,600

92.50

American

19-Jun-20

Call Option

Written

2,200

95.00

American

19-Jun-20

Call Option

Written

1,100

100.00

American

19-Jun-20

Call Option

Written

1,900

105.00

American

19-Jun-20

Call Option

Written

4,200

80.00

American

19-Jun-20

Call Option

Written

2,500

87.50

American

19-Jun-20

Call Option

Written

2,100

90.00

American

19-Jun-20

Call Option

Written

1,800

95.00

American

19-Jun-20

Call Option

Written

900

100.00

American

19-Jun-20

Call Option

Written

10,400

80.00

American

19-Jun-20

Call Option

Written

7,200

95.00

American

19-Jun-20

Call Option

Written

4,200

100.00

American

19-Jun-20

Call Option

Written

3,600

105.00

American

19-Jun-20

Call Option

Written

3,300

110.00

American

19-Jun-20

Call Option

Written

9,400

85.00

American

19-Jun-20

Call Option

Written

5,800

92.50

American

19-Jun-20

Call Option

Written

3,300

97.50

American

19-Jun-20

Call Option

Written

3,000

105.00

American

19-Jun-20

Call Option

Written

2,800

110.00

American

19-Jun-20

Call Option

Written

2,500

115.00

American

19-Jun-20

Call Option

Written

6,500

80.00

American

19-Jun-20

Call Option

Written

2,700

85.00

American

19-Jun-20

Call Option

Written

2,400

90.00

American

19-Jun-20

Call Option

Written

2,300

97.50

American

19-Jun-20

Call Option

Written

1,000

100.00

American

19-Jun-20

Put Option

Purchased

45,000

80.00

American

17-Jan-20

Put Option

Purchased

5,000

60.00

American

19-Jun-20

Put Option

Purchased

4,200

65.00

American

19-Jun-20

Put Option

Purchased

5,400

70.00

American

19-Jun-20

Put Option

Purchased

1,600

75.00

American

19-Jun-20

Put Option

Purchased

11,000

60.00

American

19-Jun-20

Put Option

Purchased

9,400

65.00

American

19-Jun-20

Put Option

Purchased

15,800

70.00

American

19-Jun-20

Put Option

Purchased

4,300

77.50

American

19-Jun-20

Put Option

Purchased

5,900

60.00

American

19-Jun-20

Put Option

Purchased

5,100

65.00

American

19-Jun-20

Put Option

Purchased

4,400

70.00

American

19-Jun-20

Put Option

Purchased

3,800

75.00

American

19-Jun-20

Put Option

Purchased

1,800

77.50

American

19-Jun-20

Put Option

Purchased

22,400

55.00

American

19-Jun-20

Put Option

Purchased

7,800

65.00

American

19-Jun-20

Put Option

Purchased

6,700

70.00

American

19-Jun-20

Put Option

Purchased

6,000

75.00

American

19-Jun-20

Put Option

Purchased

2,800

77.50

American

19-Jun-20

Put Option

Purchased

6,700

55.00

American

19-Jun-20

Put Option

Purchased

5,600

60.00

American

19-Jun-20

Put Option

Purchased

4,800

65.00

American

19-Jun-20

Put Option

Purchased

4,400

67.50

American

19-Jun-20

Put Option

Purchased

1,900

72.50

American

19-Jun-20

Put Option

Purchased

20,000

75.00

American

20-Sep-19

Put Option

Written

5,900

60.00

American

19-Jun-20

Put Option

Written

5,100

65.00

American

19-Jun-20

Put Option

Written

4,400

70.00

American

19-Jun-20

Put Option

Written

3,800

75.00

American

19-Jun-20

Put Option

Written

1,800

77.50

American

19-Jun-20

Put Option

Written

5,000

60.00

American

19-Jun-20

Put Option

Written

4,200

65.00

American

19-Jun-20

Put Option

Written

5,400

70.00

American

19-Jun-20

Put Option

Written

1,600

75.00

American

19-Jun-20

Put Option

Written

11,000

60.00

American

19-Jun-20

Put Option

Written

9,400

65.00

American

19-Jun-20

Put Option

Written

15,800

70.00

American

19-Jun-20

Put Option

Written

4,300

77.50

American

19-Jun-20

Put Option

Written

22,400

55.00

American

19-Jun-20

Put Option

Written

7,800

65.00

American

19-Jun-20

Put Option

Written

6,700

70.00

American

19-Jun-20

Put Option

Written

6,000

75.00

American

19-Jun-20

Put Option

Written

2,800

77.50

American

19-Jun-20

Put Option

Written

1,000

70.00

American

17-Jan-20

Put Option

Written

6,700

55.00

American

19-Jun-20

Put Option

Written

5,600

60.00

American

19-Jun-20

Put Option

Written

4,800

65.00

American

19-Jun-20

Put Option

Written

4,400

67.50

American

19-Jun-20

Put Option

Written

1,900

72.50

American

19-Jun-20

Put Option

Purchased

117,500

55.00

American

15-Nov-19

Call Option

Written

80,000

70.00

American

15-Nov-19

Put Option

Purchased

10,000

110.00

American

17-Jan-20

Put Option

Purchased

140,000

82.50

American

15-Jan-21

Put Option

Written

65,000

60.00

American

17-Jan-20

Call Option

Purchased

35,000

80.00

American

17-Jan-20

Call Option

Purchased

5,500

70.00

American

20- Sep- 19

Put Option

Written

56,900

62.50

American

20- Sep- 19

Put Option

Written

60,000

65.00

American

18- Oct- 19

Put Option

Written

6,300

65.00

American

20- Sep- 19

Call Option

Purchased

6,000

72.50

American

20- Sep- 19

Put Option

Purchased

6,000

65.00

American

20- Sep- 19

Call Option

Purchased

3,600

67.50

American

17- Jan- 20

Call Option

Written

3,600

67.50

American

17- Jan- 20

Call Option

Purchased

5,700

70.00

American

17- Jan- 20

Call Option

Written

5,700

70.00

American

17- Jan- 20

Call Option

Purchased

5,300

72.50

American

17- Jan- 20

Call Option

Written

5,300

72.50

American

17- Jan- 20

Call Option

Purchased

4,900

75.00

American

17- Jan- 20

Call Option

Written

4,900

75.00

American

17- Jan- 20

Call Option

Purchased

4,600

77.50

American

17- Jan- 20

Call Option

Written

4,600

77.50

American

17- Jan- 20

Call Option

Purchased

4,300

80.00

American

17- Jan- 20

Call Option

Written

4,300

80.00

American

17- Jan- 20

Put Option

Purchased

8,400

57.50

American

17- Jan- 20

Put Option

Written

8,400

57.50

American

17- Jan- 20

Put Option

Purchased

7,700

60.00

American

17- Jan- 20

Put Option

Written

7,700

60.00

American

17- Jan- 20

Put Option

Purchased

7,100

62.50

American

17- Jan- 20

Put Option

Written

7,100

62.50

American

17- Jan- 20

Put Option

Purchased

9,100

65.00

American

17- Jan- 20

Put Option

Written

9,100

65.00

American

17- Jan- 20

Put Option

Written

110,000

60.00

American

17-Jan-20

Call Option

Purchased

100,000

70.00

American

15-Jan-21

Put Option

Written

100,000

70.00

American

15-Jan-21

Put Option

Written

7,300

60.00

American

20-Sep-19

Put Option

Purchased

150,000

65.00

American

20-Sep-19

Call Option

Written

150,000

65.00

American

20-Sep-19

Put Option

Written

87,500

60.00

American

21-Feb-20

Put Option

Written

87,500

55.00

American

21-Feb-20

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.