Exodus Movement Inc.

05/08/2024 | Press release | Distributed by Public on 05/08/2024 17:13

Initial Statement of Beneficial Ownership - Form 3

Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Richardson Jon Paul
2. Date of Event Requiring Statement (Month/Day/Year)
2024-04-28
3. Issuer Name and Ticker or Trading Symbol
Exodus Movement, Inc. [EXOD]
(Last) (First) (Middle)
15418 WEIR ST., #333
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
Chief Executive Officer /
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)
OMAHA NE 68137
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) or Indirect (I) 4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Date Exercisable and Expiration Date 3. Title and Amount of Securities Underlying Derivative Security 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 6. Nature of Indirect Beneficial Ownership
Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Richardson Jon Paul
15418 WEIR ST., #333

OMAHA, NE68137


Chief Executive Officer

Signatures

/s/ James Gernetzke, attorney-in-fact 2024-05-08
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Includes (i) 32,013 restricted stock units ("RSUs") originally granted on January 5, 2022 that vest in 21 equal monthly installments beginning May 1, 2024 through January 1, 2026, (ii) 429,688 RSUs originally granted on January 1, 2023 that vest in 33 equal monthly installments beginning May 1, 2024 through January 1, 2027, and (iii) 287,578 RSUs originally granted on March 13, 2024 that vest in 45 equal monthly installments beginning May 1, 2024 through January 1, 2028. Each RSU represents the right to receive one share of the Issuer's Class A common stock, par value $0.000001, upon settlement.
(2) The Class B common stock, par value $0.000001, of the Issuer is convertible into an equal number of shares of the Issuer's Class A common stock, par value $0.000001, at any time, at the holder's election, and has no expiration date.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.