01/21/2022 | Press release | Distributed by Public on 01/21/2022 08:09
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Karr Bernard L. 600 SUPERIOR AVENUE, EAST SUITE 2100 CLEVELAND, OH44114 |
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X |
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Third Restatement of Barbara P. Ruhlman Trust Agreement, dated November 20, 2008 600 SUPERIOR AVENUE, EAST SUITE 2100 CLEVELAND, OH44114 |
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X |
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/s/ Bernard L. Karr, individually and as Trustee | 2022-01-21 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by the Third Restatement of the Barbara P. Ruhlman Trust Agreement, dated November 20, 2008 (the "Trust"), and indirectly by Bernard L. Karr, the Trustee of the Trust. During the lifetime of Barbara P. Ruhlman, the Trust was revocable, and Ms. Ruhlman reported ownership of the shares. The Trust became irrevocable upon Ms. Ruhlman's death on January 2, 2022, and Mr. Karr became the Trustee of the Trust |