As filed with the Securities and Exchange Commission June 15, 2022
File Nos. 002-67052 and 811-03023
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933
Post-Effective Amendment No. 706
AND
REGISTRATION STATEMENT UNDER THE
INVESTMENT COMPANY ACT OF 1940
Amendment No. 707
_____________________________________________________________________________________________
FORUM FUNDS
Three Canal Plaza, Suite 600
Portland, Maine 04101
207-347-2000
Stacy L. Fuller, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006
Copies to:
Zachary Tackett
Apex Fund Services
Three Canal Plaza, Suite 600
Portland, ME 04101
It is proposed that this filing will become effective:
[ ]immediately upon filing pursuant to Rule 485, paragraph (b)(1)
[ X ] on June 30, 2022 pursuant to Rule 485, paragraph (b)(1)
[ ] 60 days after filing pursuant to Rule 485, paragraph (a)(1)
[ ] on , pursuant to Rule 485, paragraph (a)(1)
[ ] 75 days after filing pursuant to Rule 485, paragraph (a)(2)
[ ] on _____________, pursuant to Rule 485, paragraph (a)(2)
[ X ] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
FORUM FUNDS
CONTENTS OF REGISTRATION STATEMENT
This registration statement is comprised of the following:
Cover Sheet
Contents of Registration Statement
Part A: The Prospectus for the Absolute Convertible Opportunities Fund is incorporated herein by reference to Post-Effective Amendment No. 701 to the Registrant's Registration Statement on Form N-1A, as filed with the Securities and Exchange Commission on March 23, 2022, accession number 0001398344-22-006190 ("PEA No. 701").
Part B: The Statement of Additional Information for the Absolute Convertible Opportunities Fund is incorporated herein by reference to PEA No. 701.
Part C: Incorporated herein by reference to PEA No. 701.
Signature Page
Explanatory Note
This Post-Effective Amendment No. 706 to the Registrant's Registration Statement on Form N-1A is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 of the Securities Act of 1933, as amended (the "1933 Act"), solely for the purpose of delaying, until June 30, 2022, the effectiveness of the registration statement for the Absolute Convertible Opportunities Fund, filed in Post-Effective Amendment No. 701 on March 23, 2022, pursuant to paragraph (a) of Rule 485 of the 1933 Act. No other series of the Registrant is affected by the filing.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the "Securities Act"), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all requirements for effectiveness of this registration statement under Rule 485(b) of the Securities Act and has duly caused this amendment to its registration statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Portland, and State of Maine on June 15, 2022.
Forum Funds
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/s/ Jessica Chase
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Jessica Chase, President
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Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities indicated on June 15, 2022.
(a)
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Principal Executive Officer
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/s/ Jessica Chase
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Jessica Chase
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Principal Executive Officer
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(b)
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Principal Financial Officer
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/s/ Karen Shaw
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Karen Shaw
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Principal Financial Officer (Principal Accounting Officer
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(c)
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A majority of the Trustees
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/s/ Jessica Chase
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Jessica Chase, Trustee
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David Tucker, Trustee*
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Mark Moyer, Trustee*
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Jennifer Brown-Strabley, Trustee*
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By:
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/s/ Zachary R. Tackett
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Zachary R. Tackett
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As Attorney-in-fact
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* Pursuant to powers of attorney previously filed.