Barclays plc

08/08/2022 | Press release | Distributed by Public on 08/08/2022 12:04

Current Report by Foreign Issuer - Form 6-K

THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE IN THE REGISTRATION STATEMENT ON FORM F-3 (NO. 333-253693) OF BARCLAYS PLC AND TO BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.

The Report comprises the following:

Exhibit
No.

Description

1.1 - Underwriting Agreement-Standard Provisions, dated as of March 3, 2021, incorporated by reference to Exhibit 1.1 of the registrant's Report of Foreign Private Issuer on Form 6-K (File No. 001-09246), filed with the Securities and Exchange Commission on August 11, 2021.
1.2 - Pricing Agreement between Barclays PLC and Barclays Capital Inc., dated as of August 1, 2022 for the 8.000% Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities.
4.1 - Contingent Capital Securities Indenture, dated as of August 14, 2018, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee, and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar, incorporated by reference to Exhibit 4.1 of the registrant's Report of Foreign Issuer on Form 6-K (File No. 001-09246), filed with the Securities and Exchange Commission on August 14, 2018.
4.2 - Fourth Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of August 12, 2020, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar, incorporated by reference to Exhibit 4.2 of the registrant's Report of Foreign Issuer on Form 6-K (File No. 001-09246), filed with the Securities and Exchange Commission on August 12, 2020.
4.3 - Fifth Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of March 1, 2021, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar, incorporated by reference to Exhibit 4.9 of the registrant's Registration Statement on Form F-3 (File No. 333-253693), filed with the Securities and Exchange Commission on March 1, 2021.
4.4 - Seventh Supplemental Indenture to the Contingent Capital Securities Indenture, dated as of August 8, 2022, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV, Luxembourg Branch, as Contingent Capital Security Registrar.
4.5 - The form of Global Security for the 8.000% Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities (incorporated by reference to the Exhibit A to Exhibit 4.4 above).
5.1 - Opinion of Cleary Gottlieb Steen & Hamilton LLP, U.S. counsel to Barclays PLC, as to the validity of the 8.000% Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities.
5.2 - Opinion of Clifford Chance LLP, English counsel to Barclays PLC, as to the validity of the 8.000% Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities.