11/26/2021 | Press release | Distributed by Public on 11/26/2021 16:00
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 24, 2021
Stem Holdings, Inc.
(Exact Name of Registrant as Specified in its Charter)
(State or Other Jurisdiction
2201 NW Corporate Blvd, Suite 205
Boca Raton, FL33431
|(Address of Principal Executive Offices)||(Zip Code)|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol||Name of exchange on which registered|
|Common Stock par value $0.001||STMH||OTCQX|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
TABLE OF CONTENTS
|Item 5.02||Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements with Certain Officers|
|Item 9.01||Financial Statements and Exhibits|
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements with Certain OfficersOn November 24, 2021, Ellen B. Deutsch submitted her resignation as Executive Vice President and Chief Operating Officer of the Company, with immediate effect. Ms. Deutsch submitted her resignation to pursue other interests. The Company's Board has accepted the resignation. Ms. Deutsch agreed to work with the Company on an orderly transition of her responsibilities to other members of management. No successor has been appointed at this time.
Item 9.01 Financial Statements and Exhibits.
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Stem Holdings, Inc.|
|By:||/s/ Adam Berk|
|Dated:||November 26, 2021|