Peoples Financial Services Corp.

09/03/2020 | Press release | Archived content

Statement of Changes in Beneficial Ownership

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person * LOCHEN RICHARD S JR 2. Issuer Name and Ticker or Trading Symbol PEOPLES FINANCIAL SERVICES CORP. [ PFIS ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) __X__ Director_____ 10% Owner
_____ Officer (give title below)_____ Other (specify below)
(Last) (First) (Middle) C/O PEOPLES SECURITY BANK & TRUST, 150 N WASHINGTON AVE 3. Date of Earliest Transaction (MM/DD/YYYY) 9/2/2020
(Street) SCRANTON, PA 18503 (City) (State) (Zip) 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
PEOPLES FINANCIAL SERVICES CORP 9/2/2020 P 8 A $35.37 9616.075 D
PEOPLES FINANCIAL SERVICES CORP 9/2/2020 P 256 A $35.5 9872.075 D
PEOPLES FINANCIAL SERVICES CORP 9/3/2020 P 270 A $36.25 10142.075 D
PEOPLES FINANCIAL SERVICES CORP 3222 I IRA
PEOPLES FINANCIAL SERVICES CORP 134.957 I As Custidian for Child under the UTMA/PA
PEOPLES FINANCIAL SERVICES CORP 134.957 I As Custodian for Child under the UTMAS/PA

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
LOCHEN RICHARD S JR
C/O PEOPLES SECURITY BANK & TRUST
150 N WASHINGTON AVE
SCRANTON, PA 18503 		X



Signatures
Lorraine Shaffer, Attorney in Fact for Richard S Lochen Jr 9/3/2020
**Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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