05/10/2022 | Press release | Distributed by Public on 05/10/2022 06:18
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Per Note
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Total
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Initial public offering price
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| | | | % | | | | | $ | | | |
Underwriting discount
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| | | | % | | | | | $ | | | |
Proceeds, before expenses, to Ameriprise Financial, Inc.
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| | | | % | | | | | $ | | | |
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Page
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About this Prospectus Supplement
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| | | | S-ii | | |
Summary
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| | | | S-1 | | |
Risk Factors
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| | | | S-4 | | |
Use of Proceeds
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| | | | S-6 | | |
Capitalization
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| | | | S-7 | | |
Description of the Notes
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| | | | S-8 | | |
Certain ERISA Considerations
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| | | | S-11 | | |
Material United States Federal Income Tax Consequences
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| | | | S-13 | | |
Underwriting
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| | | | S-16 | | |
Validity of the Notes
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| | | | S-21 | | |
Experts
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| | | | S-21 | | |
Where You Can Find More Information
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| | | | S-22 | | |
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Page
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Prospectus Summary
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| | | | 1 | | |
Risk Factors
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| | | | 3 | | |
Use of Proceeds
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| | | | 4 | | |
Description of Debt Securities We May Offer
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| | | | 5 | | |
Description of Warrants We May Offer
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| | | | 14 | | |
Description of Purchase Contracts We May Offer
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| | | | 15 | | |
Description of Units We May Offer
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| | | | 16 | | |
Description of Preferred Stock We May Offer
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| | | | 17 | | |
Description of Common Stock We May Offer
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| | | | 21 | | |
Description of Depositary Shares We May Offer
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| | | | 23 | | |
Legal Ownership and Book-Entry Issuance
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| | | | 27 | | |
Considerations Relating to Securities Issued in Bearer Form
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| | | | 33 | | |
ERISA Considerations
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| | | | 34 | | |
Plan of Distribution (Conflicts of Interest)
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| | | | 36 | | |
Validity of the Securities
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| | | | 38 | | |
Experts
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| | | | 38 | | |
Where You Can Find More Information
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| | | | 39 | | |
Cautionary Statement Pursuant to the Private Securities Litigation Reform Act of 1995
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| | | | 40 | | |
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At March 31, 2022
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Actual
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As Adjusted
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(in millions, except
share and per share amounts) |
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Cash and cash equivalents
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| | | $ | 6,623 | | | | | $ | | | |
Cash of consolidated investment entities(a)
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| | | | 119 | | | | | | 119 | | |
Consolidated cash and cash equivalents
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| | | | 6,742 | | | | | | | | |
Long-Term Debt (including current maturities of long-term debt):
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| | | | | | | | | | | | |
4.00% senior notes due 2023
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| | | | 750 | | | | | | 750 | | |
3.70% senior notes due 2024
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| | | | 550 | | | | | | 550 | | |
3.00% senior notes due 2025
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| | | | 500 | | | | | | 500 | | |
2.875% senior notes due 2026
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| | | | 500 | | | | | | 500 | | |
% senior notes due 20 offered hereby
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| | | | - | | | | | | | | |
Finance lease obligations
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| | | | 37 | | | | | | 37 | | |
Other(b) | | | | | (7) | | | | | | | | |
Debt of consolidated investment entities, at fair value(a)
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| | | | 2,156 | | | | | | 2,156 | | |
Total long-term debt
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| | | | 4,486 | | | | | | | | |
Equity: | | | | | | | | | | | | | |
Common shares ($0.01 par value; shares authorized 1,250,000,000; shares issued 335,320,837)
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| | | | 3 | | | | | | 3 | | |
Additional paid-in capital
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| | | | 9,348 | | | | | | 9,348 | | |
Retained earnings
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| | | | 18,153 | | | | | | 18,153 | | |
Treasury shares, at cost (225,174,867 shares)
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| | | | (21,599) | | | | | | (21,599) | | |
Accumulated other comprehensive income, net of tax
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| | | | (895) | | | | | | (895) | | |
Total shareholders' equity
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| | | | 5,010 | | | | | | 5,010 | | |
Total capitalization(c)
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| | | $ | 9,496 | | | | | $ | | | |
Underwriters
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Principal
Amount of Notes |
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BofA Securities, Inc.
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| | | $ | | | |
Citigroup Global Markets Inc.
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J.P. Morgan Securities LLC
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Wells Fargo Securities, LLC
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Total
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| | | $ | | |
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Per note
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| | | | % | | |
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Total
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| | | $ | | |
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Page
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PROSPECTUS SUMMARY
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1
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About This Prospectus
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1
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Ameriprise Financial, Inc.
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2
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The Securities We Are Offering
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3
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RISK FACTORS
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3
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USE OF PROCEEDS
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4
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DESCRIPTION OF DEBT SECURITIES WE MAY OFFER
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5
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General
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5
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Overview of Remainder of this Description
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7
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Additional Mechanics
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7
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Special Situations
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10
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Subordination Provisions
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11
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Defeasance
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12
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Events Of Default
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12
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Our Relationship with the Trustee
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13
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DESCRIPTION OF WARRANTS WE MAY OFFER
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14
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DESCRIPTION OF PURCHASE CONTRACTS WE MAY OFFER
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15
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DESCRIPTION OF UNITS WE MAY OFFER
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16
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DESCRIPTION OF PREFERRED STOCK WE MAY OFFER
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17
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General
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17
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Overview of Remainder of this Description
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18
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Preferred Stockholders' Rights
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18
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Fractional or Multiple Shares of Preferred Stock Issued as Depositary Shares
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20
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DESCRIPTION OF COMMON STOCK WE MAY OFFER
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21
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General
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21
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DESCRIPTION OF DEPOSITARY SHARES WE MAY OFFER
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23
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Deposit Agreement
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23
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LEGAL OWNERSHIP AND BOOK-ENTRY ISSUANCE
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27
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CONSIDERATIONS RELATING TO SECURITIES ISSUED IN BEARER FORM
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33
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ERISA CONSIDERATIONS
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34
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PLAN OF DISTRIBUTION (CONFLICTS OF INTEREST)
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36
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VALIDITY OF THE SECURITIES
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38
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EXPERTS | | |
38
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WHERE YOU CAN FIND MORE INFORMATION
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39
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INFORMATION INCORPORATED BY REFERENCE
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39
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CAUTIONARY STATEMENT PURSUANT TO THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995
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40
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