06/11/2021 | Press release | Distributed by Public on 06/11/2021 15:03
Report of Independent Registered Public Accounting Firm and |
Financial Statements as of December 31, 2020 and 2019 |
and for the Year Ended December 31, 2020, |
with Supplementary Information
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Page | ||
DEFINITIONS
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2
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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
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3
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FINANCIAL STATEMENTS | ||
Statements of Net Assets Available for Benefits as of December 31, 2020 and 2019
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4
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Statement of Changes in Net Assets Available for Benefits for the year ended December 31, 2020
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5
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Notes to Financial Statements | ||
Note 1: Description of the Plan
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6
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Note 2: Summary of Significant Accounting Policies
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8
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Note 3: Fair Value Measurements
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9
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Note 4: Party-in-Interest Transactions
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10
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Note 5: Federal Income Tax Status
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10
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Note 6: Plan Termination
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10
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Note 7: Excess Contributions Payable to Participants
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10
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Note 8: Reconciliation of Financial Statements to Form 5500
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SUPPLEMENTARY INFORMATION | ||
Schedule H, Line 4(a) - Schedule of Delinquent Participant Contributions as of December 31, 2020
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Schedule H, Line 4(i) - Schedule of Assets (Held at End of Year) as of December 31, 2020
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Term | Definition |
BNYM | Bank of New York Mellon |
Board | Nordstrom, Inc.'s Board of Directors |
CARES Act | Coronavirus Aid, Relief and Economic Security Act |
Company | Nordstrom, Inc. and its participating subsidiaries |
CCT | Common/collective trust |
DOL | Department of Labor |
ERISA | Employee Retirement Income Security Act of 1974 |
GAAP | Generally accepted accounting principles |
IRA | Individual Retirement Account |
IRC | Internal Revenue Code |
IRS | Internal Revenue Service |
NAV | Net asset value |
Plan | Nordstrom 401(k) Plan |
Plan Administrator | Nordstrom Retirement Committee |
PTE | Prohibited Transaction Exemption |
QACA | Qualified Automatic Contribution Arrangement |
VFCP | Voluntary Fiduciary Correction Program |
December 31, | ||
2020 | 2019 | |
Assets | ||
Participant-directed investments at fair value (see Note 3: Fair Value Measurements) | $3,769,501 | $3,513,264 |
Company contributions receivable | - | 84,512 |
Notes receivable from participants | 80,364 | 97,287 |
Accrued income and broker receivable | 16,635 | 26,661 |
Total assets | 3,866,500 | 3,721,724 |
Liabilities | ||
Administrative expenses and other payables | 1,504 | 1,735 |
Excess contributions payable to participants | 1,098 | 2,988 |
Due to broker for securities purchased | 29,736 | 14,128 |
Total liabilities | 32,338 | 18,851 |
Net assets available for benefits | $3,834,162 | $3,702,873 |
Plan year ended | December 31, 2020 |
Additions | |
Contributions | |
Company contributions | $- |
Employee contributions | 145,949 |
Total contributions | 145,949 |
Investment income | |
Net appreciation in fair value of investments | 471,520 |
Interest and dividends | 35,945 |
Total investment income | 507,465 |
Total additions | 653,414 |
Deductions | |
Benefit payments to participants | 519,407 |
Administrative expenses and other, net | 2,718 |
Total deductions | 522,125 |
Net increase in net assets | 131,289 |
Net assets available for benefits at beginning of year | 3,702,873 |
Net assets available for benefits at end of year | $3,834,162 |
Years of Service | Vesting Percentage |
Less than one | 0% |
One | 33% |
Two | 67% |
Three or more | 100% |
December 31, 2020 | |||
Level 1 | Level 2 | Total | |
Fair value hierarchy: | |||
Common stock | $1,060,718 | $- | $1,060,718 |
Debt securities | 18,841 | 179,762 | 198,603 |
Mutual funds | 831,404 | - | 831,404 |
Brokerage securities | 37,325 | 4,911 | 42,236 |
Other1
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(5,328) | - | (5,328) |
Total assets in fair value hierarchy | $1,942,960 | $184,673 | $2,127,633 |
Investments measured at NAV practical expedient | 1,641,868 | ||
Total participant-directed investments at fair value | $3,769,501 |
December 31, 2019 | |||
Level 1 | Level 2 | Total | |
Fair value hierarchy: | |||
Common stock | $1,039,179 | $- | $1,039,179 |
Debt securities | 46,708 | 142,990 | 189,698 |
Mutual funds | 1,277,946 | - | 1,277,946 |
Brokerage securities | 26,213 | 5,285 | 31,498 |
Other1
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(3,751) | - | (3,751) |
Total assets in fair value hierarchy | $2,386,295 | $148,275 | $2,534,570 |
Investments measured at NAV practical expedient | 978,694 | ||
Total participant-directed investments at fair value | $3,513,264 |
Total That Constitute Nonexempt Prohibited Transactions | Total Fully Corrected Under VFCP and PTE 2002-51 | |||
Participant Contributions Transferred Late to the Plan | Contributions Not Corrected | Contributions Corrected Outside of VFCP* | Contributions Pending Correction in VFCP | |
Check here if late participant loan contributions are included: | ||||
2020 | - | $9,520 | - | - |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
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Capital Group EuroPacific Fund | CCT | ** | 567,906 | |
* | EB Temporary Investment Fund | CCT - due 12/31/2049 - 1.147% | ** | 34,583 |
Loomis Core Plus Fixed Income Fund | CCT | ** | 426,538 | |
Putnam Stable Value Fund | CCT | ** | 310,824 | |
Schroder International Multi-Cap Equity Trust - Class 2 | CCT | ** | 236,354 | |
SSGA Tips Index | CCT | ** | 65,662 | |
10X Genomics, Inc. | Common stock | ** | 3,416 | |
Abiomed, Inc. | Common stock | ** | 2,620 | |
Acadia Healthcare Co., Inc. | Common stock | ** | 2,224 | |
Advance Auto Parts, Inc. | Common stock | ** | 3,323 | |
Advanced Micro Devices, Inc. | Common stock | ** | 6,060 | |
Aegon N.V. | Common stock | ** | 1,494 | |
Agilent Technologies, Inc. | Common stock | ** | 4,480 | |
Alarm.Com Holdings, Inc. | Common stock | ** | 4,882 | |
Align Technology, Inc. | Common stock | ** | 2,764 | |
Alnylam Pharmaceuticals, Inc. | Common stock | ** | 1,651 | |
Alphabet, Inc. Class A | Common stock | ** | 2,043 | |
Alphabet, Inc. Class C | Common stock | ** | 12,000 | |
Altice USA, Inc. | Common stock | ** | 2,215 | |
Amazon.Com, Inc. | Common stock | ** | 28,658 | |
Amedisys, Inc. | Common stock | ** | 4,401 | |
American Express Co. | Common stock | ** | 5,683 | |
AMETEK, Inc. | Common stock | ** | 2,800 | |
Apache Corp. | Common stock | ** | 2,285 | |
Apple, Inc. | Common stock | ** | 37,480 | |
Ares Management Corp. | Common stock | ** | 3,015 | |
Aspen Technology, Inc. | Common stock | ** | 3,779 | |
AstraZeneca PLC | Common stock | ** | 315 | |
Autodesk, Inc. | Common stock | ** | 4,944 | |
Avalara, Inc. | Common stock | ** | 4,245 | |
Avery Dennison Corp. | Common stock | ** | 1,785 | |
Axon Enterprise, Inc. | Common stock | ** | 4,203 | |
Baker Hughes Co. | Common stock | ** | 5,540 | |
Bank Of America Corp. | Common stock | ** | 10,381 | |
Biomarin Pharmaceutical, Inc. | Common stock | ** | 2,613 | |
Bio-Techne Corp. | Common stock | ** | 4,413 | |
BJ'S Wholesale Club Holdings I | Common stock | ** | 4,138 | |
Blueprint Medicines Corp. | Common stock | ** | 1,970 | |
Booking Holdings, Inc. | Common stock | ** | 6,014 | |
Booz Allen Hamilton Holding Co. | Common stock | ** | 2,056 | |
Bright Horizons Family Solutions, Inc. | Common stock | ** | 3,862 | |
Brighthouse Financial, Inc. | Common stock | ** | 1,195 | |
Bristol-Myers Squibb Co. | Common stock | ** | 5,297 | |
Brooks Automation, Inc. | Common stock | ** | 4,231 | |
*Party-in-interest | ||||
**Cost information is not required for participant-directed investments and therefore is not included. |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
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Builders FirstSource, Inc. | Common stock | ** | 3,660 | |
Burlington Stores, Inc. | Common stock | ** | 2,504 | |
BWX Technologies, Inc. | Common stock | ** | 6,961 | |
Cable One, Inc. | Common stock | ** | 4,433 | |
Cadence Design Systems, Inc. | Common stock | ** | 3,345 | |
Cameco Corp. | Common stock | ** | 3,051 | |
Capital One Financial Corp. | Common stock | ** | 15,559 | |
Carrier Global Corp. | Common stock | ** | 3,519 | |
Celanese Corp. | Common stock | ** | 3,703 | |
Charter Communications, Inc. | Common stock | ** | 9,328 | |
Church & Dwight Co., Inc. | Common stock | ** | 1,636 | |
Cigna Corp. | Common stock | ** | 10,694 | |
Cisco Systems, Inc. | Common stock | ** | 5,862 | |
Cognizant Technology Solutions | Common stock | ** | 5,818 | |
Comcast Corp. | Common stock | ** | 12,356 | |
Concho Resources, Inc. | Common stock | ** | 3,513 | |
Constellation Brands, Inc. | Common stock | ** | 4,705 | |
Costar Group, Inc. | Common stock | ** | 2,247 | |
Cree, Inc. | Common stock | ** | 3,230 | |
Crown Holdings, Inc. | Common stock | ** | 8,876 | |
CSX Corp. | Common stock | ** | 4,929 | |
CVS Health Corp. | Common stock | ** | 3,231 | |
Danaher Corp. | Common stock | ** | 5,798 | |
Darden Restaurants, Inc. | Common stock | ** | 3,044 | |
Dell Technologies, Inc. | Common stock | ** | 8,494 | |
Dexcom, Inc. | Common stock | ** | 3,754 | |
Dish Network Corp. | Common stock | ** | 2,959 | |
Eli Lilly & Company | Common stock | ** | 9,240 | |
Encompass Health Corp. | Common stock | ** | 6,253 | |
Entegris, Inc. | Common stock | ** | 4,163 | |
Etsy, Inc. | Common stock | ** | 6,981 | |
Euronet Worldwide, Inc. | Common stock | ** | 4,490 | |
Exact Sciences Corp. | Common stock | ** | 2,927 | |
Expedia Group, Inc. | Common stock | ** | 3,129 | |
Facebook, Inc. | Common stock | ** | 20,047 | |
Fedex Corp. | Common stock | ** | 10,696 | |
FirstCash, Inc. | Common stock | ** | 2,343 | |
FirstService Corp. | Common stock | ** | 3,076 | |
Fiserv, Inc. | Common stock | ** | 2,494 | |
Five Below, Inc. | Common stock | ** | 3,739 | |
Five9, Inc. | Common stock | ** | 2,692 | |
Fox Corp. | Common stock | ** | 4,808 | |
Generac Holdings, Inc. | Common stock | ** | 3,542 | |
Gilead Sciences, Inc. | Common stock | ** | 3,402 | |
GlaxoSmithKline PLC | Common stock | ** | 8,004 | |
Global Payments, Inc. | Common stock | ** | 3,585 | |
GoDaddy, Inc. | Common stock | ** | 3,637 | |
Grand Canyon Education, Inc. | Common stock | ** | 6,387 | |
Guidewire Software, Inc. | Common stock | ** | 2,331 | |
Halliburton Co. | Common stock | ** | 2,056 | |
Halozyme Therapeutics, Inc. | Common stock | ** | 4,692 | |
Healthequity, Inc. | Common stock | ** | 4,425 | |
HEICO Corp. | Common stock | ** | 2,217 |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
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Helen of Troy Ltd. | Common stock | ** | 4,037 | |
Hess Corp. | Common stock | ** | 3,088 | |
Hewlett Packard Enterprise Co. | Common stock | ** | 5,872 | |
Horizon Therapeutics PLC | Common stock | ** | 8,904 | |
HP, Inc. | Common stock | ** | 11,582 | |
Humana, Inc. | Common stock | ** | 4,283 | |
Incyte Corp. | Common stock | ** | 1,000 | |
Insmed, Inc. | Common stock | ** | 1,921 | |
Inspire Medical Systems, Inc. | Common stock | ** | 1,985 | |
Insulet Corp. | Common stock | ** | 4,188 | |
Intuit, Inc. | Common stock | ** | 9,133 | |
J2 Global, Inc. | Common stock | ** | 2,964 | |
Johnson Controls International PLC | Common stock | ** | 9,747 | |
JPMorgan Chase & Co. | Common stock | ** | 4,930 | |
Juniper Networks, Inc. | Common stock | ** | 3,606 | |
Lam Research Corp. | Common stock | ** | 3,964 | |
Ligand Pharmaceuticals, Inc. | Common stock | ** | 3,100 | |
Lincoln Electric Holdings, Inc. | Common stock | ** | 2,148 | |
Lincoln National Corp. | Common stock | ** | 858 | |
Live Nation Entertainment, Inc. | Common stock | ** | 3,050 | |
Liveramp Holdings, Inc. | Common stock | ** | 3,623 | |
LyondellBasell Industries NV | Common stock | ** | 1,742 | |
Martin Marietta Materials, Inc. | Common stock | ** | 6,358 | |
Masimo Corp. | Common stock | ** | 2,357 | |
Maximus, Inc. | Common stock | ** | 1,556 | |
Medtronic PLC | Common stock | ** | 2,284 | |
Mercury Systems, Inc. | Common stock | ** | 5,281 | |
Merit Medical Systems, Inc. | Common stock | ** | 2,666 | |
MetLife, Inc. | Common stock | ** | 10,090 | |
Micro Focus International PLC | Common stock | ** | 669 | |
Microchip Technology, Inc. | Common stock | ** | 8,024 | |
Microsoft Corp. | Common stock | ** | 19,471 | |
Molson Coors Beverage Co. | Common stock | ** | 3,895 | |
Mongodb, Inc. | Common stock | ** | 3,519 | |
Monolithic Power Systems, Inc. | Common stock | ** | 3,259 | |
National Instruments Corp. | Common stock | ** | 2,974 | |
National Oilwell Varco, Inc. | Common stock | ** | 894 | |
National Vision Holdings, Inc. | Common stock | ** | 2,806 | |
New Fortress Energy, Inc. | Common stock | ** | 2,364 | |
News Corp. | Common stock | ** | 767 | |
Nice Ltd. | Common stock | ** | 6,267 | |
* | Nordstrom, Inc. | Common stock | ** | 113,519 |
Novanta, Inc. | Common stock | ** | 2,103 | |
Novartis AG | Common stock | ** | 6,893 | |
Occidental Petroleum Corp. | Common stock | ** | 6,469 | |
O'Reilly Automotive, Inc. | Common stock | ** | 5,320 | |
Otis Worldwide Corp. | Common stock | ** | 1,496 | |
Paycom Software, Inc. | Common stock | ** | 4,151 | |
Paypal Holdings, Inc. | Common stock | ** | 7,486 | |
Penumbra, Inc. | Common stock | ** | 4,073 | |
Philip Morris International Inc. | Common stock | ** | 7,052 | |
Proofpoint, Inc. | Common stock | ** | 2,556 | |
Pure Storage, Inc. | Common stock | ** | 5,386 |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
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Qualcomm, Inc. | Common stock | ** | 5,870 | |
Qurate Retail, Inc. | Common stock | ** | 2,156 | |
Raytheon Technologies Corp. | Common stock | ** | 8,703 | |
Ringcentral, Inc. | Common stock | ** | 5,592 | |
Ritchie Bros Auctioneers, Inc. | Common stock | ** | 4,934 | |
Roche Holding AG | Common stock | ** | 3,170 | |
Roper Technologies, Inc. | Common stock | ** | 3,721 | |
Ross Stores, Inc. | Common stock | ** | 5,622 | |
S&P Global, Inc. | Common stock | ** | 3,779 | |
Sanofi | Common stock | ** | 6,394 | |
SBA Communications Corp. | Common stock | ** | 3,847 | |
Schlumberger Ltd. | Common stock | ** | 3,796 | |
ServiceNow, Inc. | Common stock | ** | 6,330 | |
Snap, Inc. | Common stock | ** | 3,866 | |
Solaredge Technologies, Inc. | Common stock | ** | 4,767 | |
Spotify Technology SA | Common stock | ** | 3,411 | |
Star Peak Energy Transition Co. | Common stock | ** | 1,591 | |
State Street Corp. | Common stock | ** | 5,095 | |
Steris PLC | Common stock | ** | 3,853 | |
Take-Two Interactive Software, Inc. | Common stock | ** | 5,756 | |
Tandem Diabetes Care, Inc. | Common stock | ** | 1,436 | |
TE Connectivity Ltd. | Common stock | ** | 6,840 | |
Teledyne Technologies, Inc. | Common stock | ** | 3,219 | |
Teleflex, Inc. | Common stock | ** | 3,584 | |
Terminix Global Holdings, Inc. | Common stock | ** | 2,650 | |
* | The Bank of New York Mellon Corp. | Common stock | ** | 8,339 |
The Brink's Co. | Common stock | ** | 5,822 | |
The Charles Schwab Corp. | Common stock | ** | 14,703 | |
The Gap, Inc. | Common stock | ** | 1,831 | |
The Goldman Sachs Group, Inc. | Common stock | ** | 7,911 | |
The Progressive Corp. | Common stock | ** | 2,291 | |
The Williams Cos., Inc. | Common stock | ** | 3,198 | |
T-Mobile US, Inc. | Common stock | ** | 1,038 | |
Trex Co, Inc. | Common stock | ** | 4,922 | |
Truist Financial Corp. | Common stock | ** | 3,834 | |
Twilio, Inc. | Common stock | ** | 4,997 | |
Twist Bioscience Corp. | Common stock | ** | 1,632 | |
Ulta Beauty, Inc. | Common stock | ** | 1,927 | |
UnitedHealth Group, Inc. | Common stock | ** | 5,436 | |
Varonis Systems, Inc. | Common stock | ** | 3,515 | |
Veeva Systems, Inc. | Common stock | ** | 1,392 | |
Veracyte, Inc. | Common stock | ** | 4,404 | |
VIRTU Financial, Inc. | Common stock | ** | 2,799 | |
Visa, Inc. | Common stock | ** | 14,068 | |
VMware, Inc. | Common stock | ** | 2,581 | |
Waste Connections, Inc. | Common stock | ** | 285 | |
Wells Fargo & Co. | Common stock | ** | 13,964 | |
Western Alliance Bancorp. | Common stock | ** | 2,156 | |
Zebra Technologies Corp. | Common stock | ** | 1,624 | |
Zendesk, Inc. | Common stock | ** | 2,870 | |
Zynga, Inc. | Common stock | ** | 3,654 | |
Abbvie, Inc. | Corporate Debt - due 11/21/2049 - 4.250% | ** | 188 | |
Abbvie, Inc. | Corporate Debt - due 11/21/2039 - 4.050% | ** | 750 |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
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Anheuser-Busch Cos. LLC | Corporate Debt - due 02/01/2046 - 4.900% | ** | 228 | |
Anheuser-Busch InBev Worldwide | Corporate Debt - due 06/01/2060 - 4.600% | ** | 257 | |
Anheuser-Busch InBev Worldwide | Corporate Debt - due 06/01/2030 - 3.500% | ** | 434 | |
AT&T, Inc. | Corporate Debt - due 03/09/2048 - 4.500% | ** | 333 | |
AT&T, Inc. | Corporate Debt - due 11/15/2031 - Variable | ** | 145 | |
AT&T, Inc. 144A | Corporate Debt - due 09/15/2055 - 3.550% | ** | 205 | |
AT&T, Inc. 144A | Corporate Debt - due 09/15/2059 - 3.650% | ** | 1,149 | |
AT&T, Inc. 144A | Corporate Debt - due 09/15/2053 - 3.500% | ** | 516 | |
Bank Of America Corp. | Corporate Debt - due 03/20/2051 - Variable | ** | 505 | |
Bank Of America Corp. | Corporate Debt - due 11/25/2027 - 4.183% | ** | 261 | |
Bank Of America Corp. | Corporate Debt - due 12/20/2023 - Variable | ** | 1,495 | |
Bank Of America Corp. | Corporate Debt - due 03/03/2026 - 4.450% | ** | 175 | |
Bank Of America Corp. | Corporate Debt - due 08/26/2024 - 4.200% | ** | 504 | |
Barclays PLC | Corporate Debt - due 09/11/2024 - 4.375% | ** | 334 | |
Barclays PLC | Corporate Debt - due 05/09/2028 - 4.836% | ** | 663 | |
B.A.T. Capital Corp. | Corporate Debt - due 09/25/2040 - 3.734% | ** | 52 | |
B.A.T. Capital Corp. | Corporate Debt - due 09/25/2050 - 3.984% | ** | 78 | |
B.A.T. Capital Corp. | Corporate Debt - due 03/25/2028 - 2.259% | ** | 156 | |
B.A.T. Capital Corp. | Corporate Debt - due 03/25/2031 - 2.726% | ** | 388 | |
Bayer US Finance II LLC 144A | Corporate Debt - due 12/15/2028 - 4.375% | ** | 1,029 | |
BNP Paribas S.A. | Corporate Debt - due 10/15/2024 - 4.250% | ** | 929 | |
BNP Paribas S.A. 144A | Corporate Debt - due 03/13/2027 - 4.625% | ** | 611 | |
BNP Paribas S.A. 144A | Corporate Debt - due 09/28/2025 - 4.375% | ** | 829 | |
BNSF Railway Co. | Corporate Debt - due 04/01/2024 - 5.996% | ** | 107 | |
Boston Properties LP | Corporate Debt - due 02/01/2023 - 3.850% | ** | 426 | |
Boston Properties LP | Corporate Debt - due 02/01/2026 - 3.650% | ** | 256 | |
Boston Properties LP | Corporate Debt - due 05/15/2021 - 4.125% | ** | 126 | |
Boston Properties LP | Corporate Debt - due 01/15/2025 - 3.200% | ** | 191 | |
Boston Properties LP | Corporate Debt - due 03/15/2030 - 2.900% | ** | 323 | |
Burlington Northern And Santa | Corporate Debt - due 01/15/2021 - 8.251% | ** | 25 | |
Burlington Northern And Santa | Corporate Debt - due 09/01/2023 - 3.850% | ** | 217 | |
Capital One Financial Corp. | Corporate Debt - due 02/05/2025 - 3.200% | ** | 464 | |
Capital One Financial Corp. | Corporate Debt - due 10/29/2025 - 4.200% | ** | 542 | |
Cemex SAB de CV 144A | Corporate Debt - due 09/17/2030 - 5.200% | ** | 685 | |
Cemex SAB de CV 144A | Corporate Debt - due 04/16/2026 - 7.750% | ** | 395 | |
Cemex SAB de CV 144A | Corporate Debt - due 01/11/2025 - 5.700% | ** | 613 | |
Charter Communications Operating LLC | Corporate Debt - due 04/01/2048 - 5.750% | ** | 818 | |
Charter Communications Operating LLC | Corporate Debt - due 10/23/2045 - 6.484% | ** | 2,122 | |
Charter Communications Operating LLC | Corporate Debt - due 05/01/2047 - 5.375% | ** | 406 | |
Cigna Corp. | Corporate Debt - due 05/15/2027 - 7.875% | ** | 258 | |
Cigna Corp. | Corporate Debt - due 07/15/2023 - 3.750% | ** | 197 | |
Citigroup, Inc. | Corporate Debt - due 05/15/2023 - 3.500% | ** | 107 | |
Citigroup, Inc. | Corporate Debt - due 08/05/2024 - 4.000% | ** | 807 | |
Cox Communications, Inc. 144A | Corporate Debt - due 02/01/2025 - 3.850% | ** | 457 | |
Cox Communications, Inc. 144A | Corporate Debt - due 08/15/2027 - 3.500% | ** | 339 | |
CSX Transportation, Inc. | Corporate Debt - due 01/15/2023 - 6.251% | ** | 151 | |
CVS Health Corp. | Corporate Debt - due 03/25/2038 - 4.780% | ** | 570 | |
CVS Health Corp. | Corporate Debt - due 04/01/2040 - 4.125% | ** | 210 | |
Dell International LLC / 144A | Corporate Debt - due 07/15/2027 - 6.100% | ** | 404 | |
Dillard's, Inc. | Corporate Debt - due 05/15/2027 - 7.750% | ** | 466 | |
Dominion Energy, Inc. | Corporate Debt - due 04/01/2021 - Step rate | ** | 177 | |
Dominion Energy, Inc. | Corporate Debt - due 10/01/2054 - Variable | ** | 780 | |
Dow Chemical Co/The | Corporate Debt - due 11/01/2029 - 7.375% | ** | 250 |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
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Dow Chemical Co/The | Corporate Debt - due 05/15/2039 - 9.400% | ** | 628 | |
Dow Chemical Co/The | Corporate Debt - due 11/30/2048 - 5.550% | ** | 647 | |
Elanco Animal Health, Inc. | Corporate Debt - due 08/28/2023 - Variable | ** | 109 | |
Elanco Animal Health, Inc. | Corporate Debt - due 08/27/2021 - Variable | ** | 102 | |
Elanco Animal Health, Inc. | Corporate Debt - due 08/28/2028 - Variable | ** | 443 | |
Enel Finance International 144A | Corporate Debt - due 10/07/2039 - 6.000% | ** | 713 | |
Enel Finance International 144A | Corporate Debt - due 09/15/2037 - 6.800% | ** | 846 | |
ERP Operating LP | Corporate Debt - due 04/15/2023 - 3.000% | ** | 790 | |
Exxon Mobil Corp. | Corporate Debt - due 03/19/2040 - 4.227% | ** | 467 | |
Exxon Mobil Corp. | Corporate Debt - due 10/15/2030 - 2.610% | ** | 300 | |
Exxon Mobil Corp. | Corporate Debt - due 03/19/2050 - 4.327% | ** | 786 | |
Exxon Mobil Corp. | Corporate Debt - due 04/15/2051 - 3.452% | ** | 314 | |
Federal Express Corp. 1998 Pass | Corporate Debt - due 07/15/2023 - 6.720% | ** | 21 | |
Fedex Corp. | Corporate Debt - due 05/15/2050 - 5.250% | ** | 567 | |
Fedex Corp. | Corporate Debt - due 05/15/2030 - 4.250% | ** | 213 | |
Ford Motor Credit Co. LLC | Corporate Debt - due 08/02/2021 - 5.875% | ** | 716 | |
Ford Motor Credit Co. LLC | Corporate Debt - due 08/06/2023 - 4.375% | ** | 467 | |
Ford Motor Credit Co. LLC | Corporate Debt - due 11/13/2025 - 3.375% | ** | 205 | |
Ford Motor Credit Co. LLC | Corporate Debt - due 02/01/2021 - 5.750% | ** | 201 | |
Ford Motor Credit Co. LLC | Corporate Debt - due 10/12/2021 - 3.813% | ** | 581 | |
Ford Motor Credit Co. LLC | Corporate Debt - due 01/07/2022 - 5.596% | ** | 336 | |
Ford Motor Credit Co. LLC | Corporate Debt - due 11/01/2024 - 4.063% | ** | 525 | |
HCA, Inc. | Corporate Debt - due 06/15/2029 - 4.125% | ** | 261 | |
HCA, Inc. | Corporate Debt - due 06/15/2039 - 5.125% | ** | 320 | |
HSBC Holdings PLC | Corporate Debt - due 03/31/2030 - 4.950% | ** | 846 | |
HSBC Holdings PLC | Corporate Debt - due 08/18/2031 - Variable | ** | 516 | |
HSBC Holdings PLC | Corporate Debt - due 03/08/2026 - 4.300% | ** | 230 | |
HSBC Holdings PLC | Corporate Debt - due 05/02/2036 - 6.500% | ** | 1,267 | |
HSBC Holdings PLC | Corporate Debt - due 09/15/2037 - 6.500% | ** | 915 | |
Imperial Brands Finance PLC 144A | Corporate Debt - due 07/26/2029 - 3.875% | ** | 866 | |
Imperial Brands Finance PLC 144A | Corporate Debt - due 07/21/2025 - 4.250% | ** | 1,661 | |
JPMorgan Chase & Co. | Corporate Debt - due 12/15/2026 - 4.125% | ** | 526 | |
JPMorgan Chase & Co. | Corporate Debt - due 10/01/2027 - 4.250% | ** | 208 | |
JPMorgan Chase & Co. | Corporate Debt - due 07/23/2024 - Variable | ** | 895 | |
JPMorgan Chase & Co. | Corporate Debt - due 04/22/2031 - Variable | ** | 349 | |
JPMorgan Chase & Co. | Corporate Debt - due 05/13/2031 - Variable | ** | 439 | |
Kinder Morgan Energy Partners | Corporate Debt - due 09/01/2039 - 6.500% | ** | 326 | |
Kinder Morgan Energy Partners | Corporate Debt - due 08/15/2042 - 5.000% | ** | 909 | |
Kinder Morgan Energy Partners | Corporate Debt - due 09/01/2044 - 5.400% | ** | 846 | |
Kraft Heinz Foods Co. 144A | Corporate Debt - due 06/01/2050 - 5.500% | ** | 315 | |
Lloyds Banking Group PLC | Corporate Debt - due 11/04/2024 - 4.500% | ** | 643 | |
Lloyds Banking Group PLC | Corporate Debt - due 03/24/2026 - 4.650% | ** | 604 | |
LYB International Finance III | Corporate Debt - due 10/01/2030 - 2.250% | ** | 51 | |
LYB International Finance III | Corporate Debt - due 04/01/2051 - 3.625% | ** | 219 | |
Macy'S Retail Holdings LLC 144A | Corporate Debt - due 09/15/2028 - 6.700% | ** | 229 | |
Macy'S Retail Holdings LLC | Corporate Debt - due 03/15/2037 - 6.375% | ** | 130 | |
NatWest Group PLC | Corporate Debt - due 12/19/2023 - 6.000% | ** | 629 | |
NatWest Group PLC | Corporate Debt - due 12/15/2022 - 6.125% | ** | 1,265 | |
* | Nordstrom, Inc. | Corporate Debt - due 03/15/2028 - 6.950% | ** | 304 |
Occidental Petroleum Corp. | Corporate Debt - due 08/15/2024 - 2.900% | ** | 1,035 | |
Occidental Petroleum Corp. | Corporate Debt - due 08/15/2026 - 3.200% | ** | 94 | |
Oracle Corp. | Corporate Debt - due 04/01/2030 - 2.950% | ** | 196 | |
Oracle Corp. | Corporate Debt - due 04/01/2040 - 3.600% | ** | 264 |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
|
Petrobras Global Finance B.V. | Corporate Debt - due 03/19/2049 - 6.900% | ** | 665 | |
Petrobras Global Finance B.V. | Corporate Debt - due 03/17/2044 - 7.250% | ** | 258 | |
Petrobras Global Finance B.V. | Corporate Debt - due 01/15/2030 - 5.093% | ** | 616 | |
Petroleos Mexicanos | Corporate Debt - due 08/04/2026 - 6.875% | ** | 191 | |
Petroleos Mexicanos | Corporate Debt - due 03/13/2027 - 6.500% | ** | 843 | |
Petroleos Mexicanos | Corporate Debt - due 01/23/2045 - 6.375% | ** | 458 | |
Petroleos Mexicanos | Corporate Debt - due 01/23/2030 - 6.840% | ** | 267 | |
Petroleos Mexicanos | Corporate Debt - due 01/23/2050 - 7.690% | ** | 1,437 | |
Petroleos Mexicanos | Corporate Debt - due 06/15/2035 - 6.625% | ** | 693 | |
Prosus NV 144A | Corporate Debt - due 07/21/2025 - 5.500% | ** | 975 | |
Prosus NV 144A | Corporate Debt - due 07/06/2027 - 4.850% | ** | 747 | |
Prosus NV 144A | Corporate Debt - due 01/21/2030 - 3.680% | ** | 598 | |
RELX Capital, Inc. | Corporate Debt - due 03/18/2029 - 4.000% | ** | 297 | |
Rio Oil Finance Trust Series 144A | Corporate Debt - due 04/06/2028 - 8.200% | ** | 412 | |
Rio Oil Finance Trust Series 144A | Corporate Debt - due 07/06/2024 - 9.250% | ** | 782 | |
Rio Oil Finance Trust Series 144A | Corporate Debt - due 01/06/2027 - 9.750% | ** | 757 | |
SLM Student Loan Trust 20 3 A6 | Corporate Debt - due 04/25/2040 - Variable | ** | 4,020 | |
SLM Student Loan Trust 20 8 A6 | Corporate Debt - due 01/25/2041 - Variable | ** | 4,545 | |
Telecom Italia Capital S.A. | Corporate Debt - due 07/18/2036 - 7.200% | ** | 169 | |
Telecom Italia Capital S.A. | Corporate Debt - due 06/04/2038 - 7.721% | ** | 765 | |
Telecom Italia Spa/Milano 144A | Corporate Debt - due 05/30/2024 - 5.303% | ** | 924 | |
The Coca-Cola Co. | Corporate Debt - due 03/25/2030 - 3.450% | ** | 413 | |
The Coca-Cola Co. | Corporate Debt - due 06/01/2030 - 1.650% | ** | 359 | |
The Southern Co. | Corporate Debt - due 01/15/2051 - Variable | ** | 795 | |
The Walt Disney Co. | Corporate Debt - due 11/15/2037 - 6.650% | ** | 711 | |
The Williams Cos., Inc. | Corporate Debt - due 11/15/2030 - 3.500% | ** | 566 | |
Time Warner Cable LLC | Corporate Debt - due 07/01/2038 - 7.300% | ** | 482 | |
Time Warner Cable LLC | Corporate Debt - due 09/01/2021 - 4.000% | ** | 228 | |
T-Mobile USA, Inc. 144A | Corporate Debt - due 04/15/2030 - 3.875% | ** | 492 | |
T-Mobile USA, Inc. 144A | Corporate Debt - due 04/15/2040 - 4.375% | ** | 183 | |
T-Mobile USA, Inc. 144A | Corporate Debt - due 04/15/2050 - 4.500% | ** | 123 | |
TransCanada Trust | Corporate Debt - due 08/15/2076 - Variable | ** | 558 | |
TransCanada Trust | Corporate Debt - due 03/15/2077 - Variable | ** | 954 | |
TransCanada Trust | Corporate Debt - due 05/20/2075 - Variable | ** | 630 | |
TransCanada Trust | Corporate Debt - due 09/15/2079 - Variable | ** | 660 | |
Ultrapar International S.A.144A | Corporate Debt - due 10/06/2026 - 5.250% | ** | 389 | |
Ultrapar International S.A.144A | Corporate Debt - due 06/06/2029 - 5.250% | ** | 807 | |
Unicredit Spa 144A | Corporate Debt - due 04/02/2034 - Variable | ** | 1,028 | |
Unicredit Spa 144A | Corporate Debt - due 06/30/2035 - Variable | ** | 385 | |
Union Pacific Railroad Co. 2006 | Corporate Debt - due 07/02/2030 - 5.866% | ** | 580 | |
UNUM Group | Corporate Debt - due 03/15/2028 - 7.250% | ** | 288 | |
Verizon Communications, Inc. | Corporate Debt - due 01/15/2036 - 4.272% | ** | 589 | |
Wells Fargo & Co. | Corporate Debt - due 04/04/2051 - Variable | ** | 1,315 | |
Wells Fargo & Co. | Corporate Debt - due 06/03/2026 - 4.100% | ** | 287 | |
Wells Fargo & Co. | Corporate Debt - due 07/22/2027 - 4.300% | ** | 908 | |
Wells Fargo Bank NA | Corporate Debt - due 08/14/2023 - 3.550% | ** | 891 | |
Zoetis, Inc. | Corporate Debt - due 11/13/2025 - 4.500% | ** | 409 | |
* | BNY Mellon Cash Reserve | Interest-Bearing Cash - due 12/31/2049 - 0.100% | ** | 103 |
California State | Municipal Debt - due 04/01/2034 - 7.500% | ** | 358 | |
California State | Municipal Debt - due 10/01/2039 - 7.300% | ** | 949 | |
Illinois State | Municipal Debt - due 06/01/2033 - 5.100% | ** | 1,076 | |
Los Angeles CA Unified School District | Municipal Debt - due 07/01/2034 - 6.758% | ** | 639 | |
New Jersey State Turnpike Authority | Municipal Debt - due 01/01/2041 - 7.102% | ** | 980 |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
|
Neuberger Berman Genesis Fund Class R-6 | Mutual Fund | ** | 205,771 | |
Vanguard Institutional Index Fund Institutional + | Mutual Fund | ** | 625,633 | |
SDB Money Market Fund | Self-directed Brokerage Money Market Fund | ** | 4,911 | |
Brokerage Securities | Self-directed Brokerage Securities | ** | 37,325 | |
* | Participant Loans | Loan interest rates range from 4.25% to 10.5% with various maturities through January 2041 | ** | 80,364 |
Citigroup Capital XIII | Preferred Stock - due 10/30/2040 - 6.556% | ** | 849 | |
JPMorgan Chase & Co. | Preferred Stock - due 09/01/2030 - 8.750% | ** | 670 | |
Qurate Retail, Inc. | Preferred Stock - 8.000% | ** | 292 | |
Vodafone Group PLC | Preferred Stock - due 04/04/2079 - Variable | ** | 746 | |
Commitment to purchase FNMA Sf Mtg | U.S. Government Securities - due 03/01/2051 - 2.000% | ** | 3,770 | |
Commitment to purchase FNMA Sf Mtg | U.S. Government Securities - due 02/01/2051 - 2.500% | ** | 6,799 | |
FHLMC Pool #1H-2592 | U.S. Government Securities - due 01/01/2036 - Variable | ** | 63 | |
FHLMC Pool #78-1274 | U.S. Government Securities - due 02/01/2034 - Variable | ** | 52 | |
FHLMC Pool #84-0286 | U.S. Government Securities - due 05/01/2046 - Variable | ** | 238 | |
FHLMC Pool #84-9254 | U.S. Government Securities - due 01/01/2042 - Variable | ** | 59 | |
FHLMC Pool #84-9327 | U.S. Government Securities - due 05/01/2044 - Variable | ** | 305 | |
FHLMC Pool #84-9505 | U.S. Government Securities - due 10/01/2044 - Variable | ** | 100 | |
FHLMC Pool #84-9544 | U.S. Government Securities - due 12/01/2044 - Variable | ** | 170 | |
FHLMC Pool #84-9625 | U.S. Government Securities - due 01/01/2045 - Variable | ** | 154 | |
FHLMC Pool #84-9626 | U.S. Government Securities - due 08/01/2044 - Variable | ** | 213 | |
FHLMC Pool #84-9849 | U.S. Government Securities - due 10/01/2045 - Variable | ** | 74 | |
FHLMC Pool #C9-0981 | U.S. Government Securities - due 07/01/2026 - 6.500% | ** | 115 | |
FHLMC Pool #C9-1013 | U.S. Government Securities - due 01/01/2027 - 6.500% | ** | 83 | |
FHLMC Pool #G0-7600 | U.S. Government Securities - due 03/01/2042 - 4.500% | ** | 249 | |
FHLMC Pool #G0-8723 | U.S. Government Securities - due 08/01/2046 - 4.000% | ** | 1,680 | |
FHLMC Pool #G0-8768 | U.S. Government Securities - due 06/01/2047 - 4.500% | ** | 1,951 | |
FHLMC Pool #G0-8772 | U.S. Government Securities - due 07/01/2047 - 4.500% | ** | 690 | |
FHLMC Pool #G6-0153 | U.S. Government Securities - due 10/01/2044 - 4.500% | ** | 163 | |
FHLMC Pool #G6-0764 | U.S. Government Securities - due 10/01/2042 - 4.500% | ** | 228 | |
FHLMC Pool #G6-1080 | U.S. Government Securities - due 03/01/2047 - 4.500% | ** | 1,825 | |
FHLMC Pool #H0-1774 | U.S. Government Securities - due 09/01/2037 - 6.500% | ** | 13 | |
FHLMC Pool #H0-9197 | U.S. Government Securities - due 10/01/2038 - 6.500% | ** | 11 | |
FHLMC Pool #H0-9212 | U.S. Government Securities - due 05/01/2038 - 5.500% | ** | 14 | |
FHLMC Pool #Q0-3517 | U.S. Government Securities - due 09/01/2041 - 4.500% | ** | 213 | |
FHLMC Pool #Q5-5948 | U.S. Government Securities - due 05/01/2048 - 4.500% | ** | 0 | |
FHLMC Pool #RA-2958 | U.S. Government Securities - due 07/01/2050 - 2.000% | ** | 2,096 | |
FHLMC Pool #RA-3053 | U.S. Government Securities - due 07/01/2050 - 2.000% | ** | 871 | |
FHLMC Pool #RA-3167 | U.S. Government Securities - due 07/01/2050 - 2.000% | ** | 3,253 | |
FHLMC Multiclass MTG 2957 VZ | U.S. Government Securities - due 02/15/2035 - 5.000% | ** | 431 | |
FHLMC Multiclass MTG 4283 EW | U.S. Government Securities - due 12/15/2043 - Variable | ** | 148 | |
FHLMC Multiclass Mtg 4319 MA | U.S. Government Securities - due 03/15/2044 - Variable | ** | 291 | |
FNMA Pool #0256851 | U.S. Government Securities - due 08/01/2037 - 7.000% | ** | 23 | |
FNMA Pool #0735503 | U.S. Government Securities - due 04/01/2035 - 6.000% | ** | 80 | |
FNMA Pool #0735608 | U.S. Government Securities - due 03/01/2035 - Variable | ** | 119 | |
FNMA Pool #0745329 | U.S. Government Securities - due 07/01/2035 - 6.000% | ** | 123 | |
FNMA Pool #0884704 | U.S. Government Securities - due 06/01/2036 - Variable | ** | 26 | |
FNMA Pool #0888154 | U.S. Government Securities - due 11/01/2036 - Variable | ** | 77 | |
FNMA Pool #0888367 | U.S. Government Securities - due 03/01/2037 - 7.000% | ** | 227 | |
FNMA Pool #0889634 | U.S. Government Securities - due 02/01/2023 - 6.000% | ** | 29 | |
FNMA Pool #0889984 | U.S. Government Securities - due 10/01/2038 - 6.500% | ** | 91 | |
FNMA Pool #0976853 | U.S. Government Securities - due 11/01/2029 - 5.500% | ** | 98 | |
FNMA Pool #0995487 | U.S. Government Securities - due 08/01/2037 - 6.000% | ** | 152 |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
|
FNMA Pool #0AB1763 | U.S. Government Securities - due 11/01/2030 - 4.000% | ** | 63 | |
FNMA Pool #0AB8086 | U.S. Government Securities - due 10/01/2037 - 6.000% | ** | 39 | |
FNMA Pool #0AD0121 | U.S. Government Securities - due 09/01/2029 - 4.500% | ** | 215 | |
FNMA Pool #0AD0130 | U.S. Government Securities - due 08/01/2039 - 6.500% | ** | 22 | |
FNMA Pool #0AD0198 | U.S. Government Securities - due 09/01/2038 - 5.500% | ** | 61 | |
FNMA Pool #0AD0217 | U.S. Government Securities - due 08/01/2037 - 6.000% | ** | 143 | |
FNMA Pool #0AD0218 | U.S. Government Securities - due 09/01/2036 - 6.000% | ** | 145 | |
FNMA Pool #0AD0964 | U.S. Government Securities - due 11/01/2039 - 5.500% | ** | 289 | |
FNMA Pool #0AL1845 | U.S. Government Securities - due 06/01/2039 - Variable | ** | 29 | |
FNMA Pool #0AL1900 | U.S. Government Securities - due 08/01/2026 - 4.500% | ** | 93 | |
FNMA Pool #0AL4577 | U.S. Government Securities - due 01/01/2034 - 4.500% | ** | 214 | |
FNMA Pool #0AL5145 | U.S. Government Securities - due 10/01/2033 - 4.000% | ** | 327 | |
FNMA Pool #0AL5749 | U.S. Government Securities - due 07/01/2042 - 4.500% | ** | 240 | |
FNMA Pool #0AL6120 | U.S. Government Securities - due 11/01/2044 - Variable | ** | 632 | |
FNMA Pool #0AL6132 | U.S. Government Securities - due 03/01/2029 - 4.500% | ** | 108 | |
FNMA Pool #0AL6209 | U.S. Government Securities - due 07/01/2021 - Variable | ** | 30 | |
FNMA Pool #0AL6245 | U.S. Government Securities - due 01/01/2045 - Variable | ** | 184 | |
FNMA Pool #0AL7205 | U.S. Government Securities - due 12/01/2029 - 3.500% | ** | 263 | |
FNMA Pool #0AL7384 | U.S. Government Securities - due 09/01/2045 - 4.500% | ** | 202 | |
FNMA Pool #0AL8556 | U.S. Government Securities - due 08/01/2044 - 4.500% | ** | 1,222 | |
FNMA Pool #0AL8816 | U.S. Government Securities - due 09/01/2045 - 4.500% | ** | 291 | |
FNMA Pool #0AL8919 | U.S. Government Securities - due 07/01/2046 - Variable | ** | 131 | |
FNMA Pool #0AL9407 | U.S. Government Securities - due 09/01/2042 - 4.500% | ** | 121 | |
FNMA Pool #0AL9781 | U.S. Government Securities - due 02/01/2046 - 4.500% | ** | 424 | |
FNMA Pool #0AO4105 | U.S. Government Securities - due 06/01/2042 - Variable | ** | 130 | |
FNMA Pool #0AO8469 | U.S. Government Securities - due 05/01/2042 - Variable | ** | 43 | |
FNMA Pool #0AP7562 | U.S. Government Securities - due 09/01/2042 - Variable | ** | 495 | |
FNMA Pool #0AW4697 | U.S. Government Securities - due 05/01/2044 - Variable | ** | 108 | |
FNMA Pool #0AX3721 | U.S. Government Securities - due 07/01/2027 - 3.500% | ** | 220 | |
FNMA Pool #0BF0118 | U.S. Government Securities - due 06/01/2056 - 4.500% | ** | 558 | |
FNMA Pool #0BH7071 | U.S. Government Securities - due 12/01/2047 - 4.500% | ** | 451 | |
FNMA Pool #0BK0922 | U.S. Government Securities - due 07/01/2048 - 4.500% | ** | 438 | |
FNMA Pool #0BM1357 | U.S. Government Securities - due 01/01/2043 - 4.500% | ** | 574 | |
FNMA Pool #0BM6149 | U.S. Government Securities - due 10/01/2049 - Variable | ** | 582 | |
FNMA Pool #0BN7702 | U.S. Government Securities - due 08/01/2049 - 3.500% | ** | 6 | |
FNMA Pool #0CA6271 | U.S. Government Securities - due 07/01/2050 - 2.500% | ** | 4,862 | |
FNMA Pool #0CA6329 | U.S. Government Securities - due 07/01/2050 - 2.500% | ** | 5,907 | |
FNMA Pool #0CA6398 | U.S. Government Securities - due 07/01/2050 - 2.500% | ** | 1,727 | |
FNMA Pool #0CA6925 | U.S. Government Securities - due 09/01/2050 - 2.000% | ** | 1,714 | |
FNMA Pool #0CA8099 | U.S. Government Securities - due 12/01/2050 - 2.000% | ** | 2,601 | |
FNMA Pool #0FM4714 | U.S. Government Securities - due 10/01/2050 - 2.500% | ** | 3,623 | |
FNMA Pool #0MA0232 | U.S. Government Securities - due 11/01/2029 - 4.500% | ** | 275 | |
FNMA Pool #0MA2366 | U.S. Government Securities - due 08/01/2035 - 4.000% | ** | 238 | |
FNMA Pool #0MA2455 | U.S. Government Securities - due 11/01/2035 - 4.000% | ** | 547 | |
FNMA Pool #0MA2480 | U.S. Government Securities - due 12/01/2035 - 4.000% | ** | 278 | |
FNMA Pool #0MA2880 | U.S. Government Securities - due 01/01/2037 - 4.000% | ** | 1,232 | |
FNMA Pool #0MA2923 | U.S. Government Securities - due 03/01/2037 - 3.500% | ** | 628 | |
FNMA GTD Remic P/T 01-79 BA | U.S. Government Securities - due 03/25/2045 - 7.000% | ** | 25 | |
FNMA GTD Remic P/T 01-T10 A1 | U.S. Government Securities - due 12/25/2041 - 7.000% | ** | 161 | |
FNMA GTD Remic P/T 04-W2 5A | U.S. Government Securities - due 03/25/2044 - 7.500% | ** | 162 | |
FNMA GTD Remic P/T 07-50 DZ | U.S. Government Securities - due 06/25/2037 - 5.500% | ** | 341 | |
FNMA GTD Remic P/T 07-W10 2A | U.S. Government Securities - due 08/25/2047 - Variable | ** | 114 | |
FNMA GTD Remic P/T 12-46 BA | U.S. Government Securities - due 05/25/2042 - 6.000% | ** | 293 |
(a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost |
(e) Current Value
|
FNMA GTD Remic P/T 13-128 CF | U.S. Government Securities - due 12/25/2043 - Variable | ** | 661 | |
GNMA GTD Remic P/T 15-H23 FA | U.S. Government Securities - due 09/20/2065 - Variable | ** | 658 | |
GNMA GTD Remic P/T 16-H24 FD | U.S. Government Securities - due 11/20/2066 - Variable | ** | 1,344 | |
GNMA GTD Remic P/T 17-H24 FG | U.S. Government Securities - due 11/20/2067 - Variable | ** | 2,001 | |
GNMA GTD Remic P/T 19-H02 FG | U.S. Government Securities - due 12/20/2068 - Variable | ** | 497 | |
GNMA GTD Remic P/T 19-H17 FA | U.S. Government Securities - due 11/20/2069 - Variable | ** | 786 | |
GNMA GTD Remic P/T 20-H01 FV | U.S. Government Securities - due 01/20/2070 - Variable | ** | 4,466 | |
SBA Gtd Partn Ctfs 2006-20E 1 | U.S. Government Securities - due 05/01/2026 - 5.870% | ** | 52 | |
SBA Gtd Partn Ctfs 2007-20B 1 | U.S. Government Securities - due 02/01/2027 - 5.490% | ** | 61 | |
SBA Gtd Partn Ctfs 2007-20D 1 | U.S. Government Securities - due 04/01/2027 - 5.320% | ** | 42 | |
U.S. Treasury Bond | U.S. Government Securities - due 11/15/2050 - 1.625% | ** | 921 | |
U.S. Treasury Note | U.S. Government Securities - due 11/30/2022 - 0.125% | ** | 2,425 | |
U.S. Treasury Note | U.S. Government Securities - due 11/15/2030 - 0.875% | ** | 6,822 | |
U.S. Treasury Note | U.S. Government Securities - due 10/31/2025 - 0.250% | ** | 3,485 | |
U.S. Treasury Note | U.S. Government Securities - due 09/30/2022 - 0.125% | ** | 650 | |
U.S. Treasury Note | U.S. Government Securities - due 08/15/2030 - 0.625% | ** | 583 | |
U.S. Treasury Note | U.S. Government Securities - due 06/30/2022 - 0.125% | ** | 2,290 | |
U.S. Treasury Note | U.S. Government Securities - due 05/31/2022 - 0.125% | ** | 1,665 |