01/28/2022 | Press release | Distributed by Public on 01/28/2022 12:28
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Delaware
(State or other jurisdiction of incorporation or organization) |
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20-2777218
(I.R.S. Employer Identification Number) |
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| Large accelerated filer ☒ | | | Accelerated filer ☐ | | | Non-accelerated filer ☐ | | | Smaller reporting company ☐ | |
| | | | | | | | | | Emerging growth company ☐ | |
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Title of Each Class of Securities
to be Registered |
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Amount to be
Registered |
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Proposed Maximum
Offering Price Per Unit(1) |
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Proposed Maximum
Aggregate Offering Price(1) |
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Amount of
Registration Fee(1) |
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Common Stock, par value $0.001 per share
|
| | |
7,000,000 Shares
|
| | |
$102.12
|
| | |
$714,840,000
|
| | |
$52,791.19
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Page
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The Company
|
| | | | 1 | | |
Summary of the Plan
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| | | | 2 | | |
Risk Factors
|
| | | | 3 | | |
Forward-Looking Statements
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| | | | 3 | | |
Use of Proceeds
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| | | | 3 | | |
Administration of the Plan
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| | | | 3 | | |
Telephone Numbers and Mailing Address
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| | | | 4 | | |
Enrollment
|
| | | | 4 | | |
Online Enrollment and Account Maintenance
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| | | | 5 | | |
Investment Options
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| | | | 5 | | |
Optional Investments
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| | | | 6 | | |
Purchase of Shares
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| | | | 8 | | |
Sale of Shares
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| | | | 8 | | |
Safekeeping of Certificates
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| | | | 9 | | |
Gifts or Transfers of Shares
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| | | | 10 | | |
Direct Registration
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| | | | 10 | | |
Statements of Account
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| | | | 11 | | |
Termination of Participation
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| | | | 11 | | |
Other Information
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| | | | 11 | | |
Certain U.S. Federal Income Tax Consequences
|
| | | | 12 | | |
Interpretation of The Plan
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| | | | 14 | | |
Plan of Distribution
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| | | | 14 | | |
Experts
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| | | | 14 | | |
Certain Legal Matters
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| | | | 14 | | |
Where You Can Find More Information
|
| | | | 15 | | |
| Duke Energy | | | For Overnight Delivery: | |
| Investor Relations | | | 526 South Church Street | |
| Department | | | Charlotte, NC 28202-1904 | |
| P.O. Box 1005 | | | | |
| Charlotte, NC 28201-1005 | | | | |
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SEC Filing Fee (Actual)
|
| | | $ | 52,791 | | |
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Printing Costs
|
| | | | 10,000 | | |
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Legal Fees and Expenses
|
| | | | 500 | | |
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Accounting Fees
|
| | | | 40,000 | | |
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Blue Sky Fees and Expenses
|
| | | | 5,000 | | |
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TOTAL
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| | | $ | 108,291 | | |
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Signature
|
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Title
|
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Date
|
|
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/s/ LYNN J. GOOD*
Lynn J. Good
|
| |
Director and Chairman, President and Chief Executive Officer (Principal Executive Officer) |
| |
January 28, 2022 |
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/s/ STEVEN K. YOUNG*
Steven K. Young
|
| | Executive Vice President and Chief Financial Officer (Principal Financial Officer) | | |
January 28, 2022
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/s/ CYNTHIA S. LEE*
Cynthia S. Lee
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| | Vice President, Chief Accounting Officer and Controller (Principal Accounting Officer) | | |
January 28, 2022
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Majority of Directors:
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/s/ MICHAEL G. BROWNING*
Michael G. Browning
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| | Director | | |
January 28, 2022
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/s/ANNETTE K. CLAYTON
Annette K. Clayton
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| | Director | | |
January 28, 2022
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/s/ THEODORE F. CRAVER, JR.*
Theodore F. Craver, Jr.
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| | Director | | |
January 28, 2022
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/s/ ROBERT M. DAVIS*
Robert M. Davis
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| | Director | | |
January 28, 2022
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/s/ CAROLINE D. DORSA*
Caroline D. Dorsa
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| | Director | | |
January 28, 2022
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/s/ W. ROY DUNBAR*
W. Roy Dunbar
|
| | Director | | |
January 28, 2022
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Signature
|
| |
Title
|
| |
Date
|
|
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/s/ NICHOLAS C. FANANDAKIS*
Nicholas C. Fanandakis
|
| | Director | | |
January 28, 2022
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/s/ JOHN T. HERRON*
John T. Heron
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| | Director | | |
January 28, 2022
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/s/ IDALENE F. KESNER*
Idalene F. Kesner
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| | Director | | |
January 28, 2022
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/s/ E. MARIE E. MCKEE*
E.Marie E. McKee
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| | Director | | |
January 28, 2022
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/s/ MICHAEL J. PACILIO*
Michael J. Pacilio
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| | Director | | |
January 28, 2022
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/s/ THOMAS E. SKAINS*
Thomas E. Skains
|
| | Director | | |
January 28, 2022
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/s/ WILLIAM E. WEBSTER, JR.*
Williams E. Webster, Jr.
|
| | Director | | |
January 28, 2022
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| | | | | | | | |
| By: | | |
/s/ ROBERT T. LUCAS II
Attorney-in-Fact
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| |
January 28, 2022
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Exhibit
No. |
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Exhibit
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| 3.1* | | | | |
| 3.2* | | | | |
| 5 | | |
Opinion of Robert T. Lucas III, Esq.
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| 23.1 | | |
Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm for Duke Energy Corporation
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| 24.1 | | |
Power of Attorney of certain officers and directors of Duke Energy Corporation
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| 24.2 | | |
Resolution of Duke Energy Corporation regarding Power of Attorney
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| 99* | | | Duke Energy Corporation InvestorDirect Choice Plan - Optional Investments Over Maximum Monthly Amount (filed with Form S-3;File No.333-191494, filed October 1, 2013, as Exhibit 99) | |