TPEx announced the promulgate of regulations including ' Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds', the amendment of 'Taipei Exchange Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers', and 'Directions for the Content and Hours of Pre-Service and In-Service Training Courses for Associated Persons of Securities Firms Operating Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds' in Attachment to take effect from the date of promulgation.

Date: 2021/05/13

The announcement of regulations is in accordance with FSC letter NO. 1100135203 dated on May 6, 2021.