FINRA - Financial Industry Regulatory Authority Inc.

07/19/2019 | Press release | Distributed by Public on 07/19/2019 15:35

Election Notice – 7/19/19

FINRA will conduct its Annual Meeting of firms on Monday, August 19, 2019, at 9:00 a.m. Eastern Time in the FINRA Visitors Center at 1735 K Street, NW, in Washington, D.C. The purpose of the meeting is to elect individuals to fill one small firm seat and one large firm seat on the FINRA Board of Governors (FINRA Board).1

It is important that all eligible firms be represented by proxy or in person at the Annual Meeting. Firms are urged to vote using one of the methods described below. In order for a proxy to be considered valid, it must be signed by the executive representative of the firm eligible to vote in the election.

Firms that are members of FINRA as of the close of business on Thursday, July 18, 2019 (the Annual Meeting record date), are eligible to vote.

Note: This Notice was mailed and sent electronically to the executive representative of each FINRA member firm. It is also posted on FINRA's website at www.finra.org/notices/election/071919.

Questions regarding this ElectionNotice may be directed to:

  • Marcia E. Asquith, Executive Vice President and Corporate Secretary; or
  • Jennifer Piorko Mitchell, Vice President and Deputy Corporate Secretary, by email​ or (202) 728-8949.