Evergy Inc.
12/02/2021 | Press release | Distributed by Public on 12/02/2021 16:34
Statement of Changes in Beneficial Ownership (Form 4)
Ownership Submission
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
| Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
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WILDER C JOHN C/O EVERGY, INC. 1200 MAIN STREET KANSAS CITY, MO64105 |
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Signatures
| Executed on behalf of C. John Wilder by Jeffrey C. DeBruin, attorney-in-fact | 2021-12-02 |
| **Signature of Reporting Person | Date |
Explanation of Responses:
| (*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| (**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $63.15 to $64.09, inclusive. The reporting person undertakes to provide to Evergy, Inc. ("Evergy"), any security holder of Evergy, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. |
| (2) | Represents shares directly beneficially owned by BEP Special Situations V LLC. The reporting person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is the managing member of Bluescape Energy Partners IV GP LLC ("Main Fund") and Main Fund is acting as the Manager of BEP Special Situations V LLC. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| (3) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $64.19 to $64.97, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. |
| (4) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $63.13 to $64.13, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. |
| (5) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $64.14 to $64.98, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. |
| (6) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $63.60 to $64.36, inclusive. The reporting person undertakes to provide to Evergy, any security holder of Evergy, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. |
| (7) | Director Deferred Share Units represent the right to receive one share of Evergy common stock, plus, if applicable, stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person. |
| (8) | Represents warrants to purchase shares of common stock of Evergy directly beneficially owned by BEP Special Situations V LLC. The reporting person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is the managing member of Main Fund and Main Fund is acting as the Manager of BEP Special Situations V LLC. |