Northern Lights Fund Trust II
08/15/2022 | Press release | Distributed by Public on 08/15/2022 09:28
Annual Proxy Voting Report by Investment Company - Form N-PX
|
0MB APPROVAL OMB Number: 3235-0582 Expires: July 31, 2024 Estimated average burden hours per response 4 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22549
NORTHERN LIGHTS FUND TRUST II
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporate Trust Center
251 Little Falls Drive
Wilmington, DE 19808
(Name and address of agent for service) Registrant's telephone number, including area code: 631-470-2635
Date of fiscal year end: October 31, November 30, December 31, May 31, August 31 and February 28
Date of reporting period: _July 1, 2021 to June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of1940 and rule 30bl-4 thereunder (17 CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The 0MB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
GENERAL INSTRUCTIONS
| A. | Rule as to Use of Form N-PX. |
Form N-PX is to be used for reports pursuant to Section 30 of the Investment Company Act of1940 (the "Act") and Rule 30bl-4 under the Act (17 CFR 270.30b1-4) by all registered management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file their complete proxy voting record not later than August 31 of each year for the most recent twelve-month period ended June 30.
| B. | Application of General Rules and Regulations. |
The General Rules and Regulations under the Act contain certain general requirements that are applicable to reporting on any form under the Act. These general requirements should be carefully read and observed in the preparation and filing of reports on this form, except that any provision in the form or in these instructions shall be controlling.
|
SEC 2451 (4-22) |
Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. |
| C. | Preparation of Report. |
| I. | This Form is not to be used as a blank form to be filled in,but only as a guide in preparing the report in accordance with Rules Sb-I I (17 CFR 270.Sb-11) and Sb-12 (17 CFR 270.Sb-12) under the Act. The Commission does not furnish blank copies of this form to be filled in for filing. |
2. These general instructions are not to be filed with the report.
| D. | Incorporation by Reference. |
No items of this Form shall be answered by incorporating any information by reference.
| E. | Definitions. |
Unless the context clearly indicates the contrary,terms used in this Form N-PX have meanings as defined in the Act and the rules and regulations thereunder.Unless otherwise indicated, all references in the form to statutory sections or to rules are sections of the Act and the rules and regulations thereunder.
| F. | Signature and Filing of Report. |
I.If the report is filed in paper pursuant to a hardship exemption from electronic filing (see Item 201 et seq. of Regulation S-T (17 CFR 232.201 et seq.)), eight complete copies of the report shall be filed with the Commission. Atleastone complete copy of the report filed with the Commission must be manually signed. Copies not manually signed must bear typed or printed signatures.
| 2. | (a) The report must be signed by the registrant,and on behalf of the registrant by its principal executive officer or officers. |
(b) The name and title of each person who signs the report shall be typed or printed beneath his or her signature. Attention is directed to Rule 8b-l1 under the Act (17 CFR 270.Sb-11) concerning manual signatures and signatures pursuant to powers of attorney.
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
| (a) | The name of the issuer of the portfolio security; |
| (b) | The exchange ticker symbol of the portfolio security; |
| (c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
| (d) | The shareholder meeting date; |
| (e) | A brief identification of the matter voted on; |
(t) Whether the matter was proposed by the issuer or by a security holder;
| (g) | Whether the registrant cast its vote on the matter; |
| (h) | How the registrant cast its vote( , for oragainst proposal,or abstain;for or withhold regarding election of directors);and |
| (i) | Whether the registrant cast its vote for or against management. |
Instructions.
| 1. | In the case of a registrant that offers multiple series of shares, provide the information required by this Item separately for each series. The term "series" means shares offered by a registrant that represent undivided interests in a portfolio of investments and that are preferred over all other series of shares for assets specifically allocated to that series in accordance with Rule 18f-2(a) under the Act (17 CFR 270.18f-2(a)). |
| 2. | The exchange ticker symbol or CUSIP number required by paragraph (b) or (c) of this Item may be omitted if it is not available through reasonably practicable means, e.g. in the case of certain securities of foreign issuers. |
| Registrant: | NORTHERN LIGHTS FUND TRUST II North Star Bond Fund | Item 1, Exhibit A | ||||||||
| Investment Company Act file number: 811-22549 | ||||||||||
| Reporting Period: | July 1, 2021 through June 30, 2022 | |||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | ||||||||||
| 2 | ||||||||||
| 3 | The Fund did not receive nor vote any proxies during the reporting period ended June 30, 2022 because the Fund is a bond fund | |||||||||
| 4 | and does not invest in individual securities. | |||||||||
| 5 | ||||||||||
| 6 | ||||||||||
| 7 | ||||||||||
| 8 | ||||||||||
| 9 | ||||||||||
| 10 | ||||||||||
| 11 | ||||||||||
| 12 | ||||||||||
| 13 | ||||||||||
| 14 | ||||||||||
| 15 | ||||||||||
| 16 | ||||||||||
| 17 | ||||||||||
| 18 | ||||||||||
| 19 | ||||||||||
| 20 | ||||||||||
| 21 | ||||||||||
| 22 | ||||||||||
| 23 | ||||||||||
| 24 | ||||||||||
| 25 | ||||||||||
| 26 | ||||||||||
| 27 | ||||||||||
| 28 | ||||||||||
| 29 | ||||||||||
| 30 | ||||||||||
| CONTENT KEY: | ||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
| B. | Ticker - e.g., MSFT | |||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
| D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
| I. | Management Recommendation - FOR or AGAINST |
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type Code | Proposal Long Text | Proposal Short Text | For/Against Preferred Provider Recommendation | Vote | Account Name | Internal Account Number |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Sara E. Armbruster | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Timothy C. E. Brown | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Connie K. Duckworth | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: James P. Keane | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Todd P. Kelsey | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Jennifer C. Niemann | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Robert C. Pew III | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Cathy D. Ross | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Catherine C. B. Schmelter | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Peter M. Wege II | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Linda K. Williams | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Election of Director: Kate Pew Wolters | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Advisory vote to approve named executive officer compensation. | 14A Executive Compensation | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Approval of the Steelcase Inc. Incentive Compensation Plan. | Approve Stock Compensation Plan | F | North Star Dividend Fund NSDVX | 6734305800 | |
| STEELCASE INC. | SCS | 858155203 | 14-Jul-2021 | A | Ratification of independent registered public accounting firm. | Ratify Appointment of Independent Auditors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| GRAHAM CORPORATION | GHM | 384556106 | 28-Jul-2021 | A | DIRECTOR | Election of Directors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| GRAHAM CORPORATION | GHM | 384556106 | 28-Jul-2021 | A | DIRECTOR | Election of Directors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| GRAHAM CORPORATION | GHM | 384556106 | 28-Jul-2021 | A | DIRECTOR | Election of Directors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| GRAHAM CORPORATION | GHM | 384556106 | 28-Jul-2021 | A | To approve, on an advisory basis, the compensation of our named executive officers. | 14A Executive Compensation | F | North Star Dividend Fund NSDVX | 6734305800 | |
| GRAHAM CORPORATION | GHM | 384556106 | 28-Jul-2021 | A | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. | Ratify Appointment of Independent Auditors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| PETMED EXPRESS, INC. | PETS | 716382106 | 30-Jul-2021 | A | Election of Director: Leslie C.G. Campbell | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| PETMED EXPRESS, INC. | PETS | 716382106 | 30-Jul-2021 | A | Election of Director: Peter S. Cobb | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| PETMED EXPRESS, INC. | PETS | 716382106 | 30-Jul-2021 | A | Election of Director: Gian M. Fulgoni | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| PETMED EXPRESS, INC. | PETS | 716382106 | 30-Jul-2021 | A | Election of Director: Ronald J. Korn | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| PETMED EXPRESS, INC. | PETS | 716382106 | 30-Jul-2021 | A | Election of Director: Jodi Watson | Election of Directors (Majority Voting) | F | North Star Dividend Fund NSDVX | 6734305800 | |
| PETMED EXPRESS, INC. | PETS | 716382106 | 30-Jul-2021 | A | An advisory (non-binding) vote on executive compensation. | 14A Executive Compensation | F | North Star Dividend Fund NSDVX | 6734305800 | |
| PETMED EXPRESS, INC. | PETS | 716382106 | 30-Jul-2021 | A | To ratify the appointment of RSM US LLP as the independent registered public accounting firm for the Company to serve for the 2022 fiscal year. | Ratify Appointment of Independent Auditors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| PETMED EXPRESS, INC. | PETS | 716382106 | 30-Jul-2021 | A | To consider and vote upon a stockholder proposal regarding mandatory retirement age for directors, if properly presented at the Annual Meeting. | S/H Proposal - Director Retirement Age | N | North Star Dividend Fund NSDVX | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 03-Aug-2021 | S | To approve amendments to the Second Amended and Restated Trust Agreement, as amended to date (the "Trust Agreement"), of Compass Diversified Holdings (the "Trust") to authorize Compass Group Diversified Holdings LLC (the "Company"), acting through its board of directors, to cause the Trust to elect to be treated as a corporation for U.S. federal income tax purposes, without further approval of the shareholders, including amendments to Sections 1.1(a)(i), 2.4(b), 2.8, 2.11, 3.1, 3.3 & 9.2, certain deletions and related new or revised definitions. | Miscellaneous Corporate Actions | F | North Star Dividend Fund NSDVX | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 03-Aug-2021 | S | To approve amendments to the Trust Agreement to authorize the Company, acting through its board of directors, to, at its election in the future, cause the Trust to be converted to a corporation, without further approval of the shareholders, including amendments to Sections 7.1 and 10.2 of the Trust Agreement. | Amend Articles-Board Related | F | North Star Dividend Fund NSDVX | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 03-Aug-2021 | S | To approve amendments to the Fifth Amended and Restated Operating Agreement, as amended to date (the "LLC Agreement"), of the Company to authorize the board of directors of the Company to, if the Trust is converted into a corporation, amend the LLC Agreement as the board determines is necessary or appropriate to reflect such conversion, without further approval of the members of the Company (other than in certain circumstances, the allocation member of the Company), including amendments to Article 12 of the LLC Agreement. | Miscellaneous Corporate Actions | F | North Star Dividend Fund NSDVX | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 03-Aug-2021 | S | To adjourn the Special Meeting, if necessary or appropriate, to establish a quorum or to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting in favor of Proposal 1, Proposal 2 or Proposal 3. | Approve Motion to Adjourn Meeting | F | North Star Dividend Fund NSDVX | 6734305800 | |
| BGSF, INC. | BGSF | 05601C105 | 04-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| BGSF, INC. | BGSF | 05601C105 | 04-Aug-2021 | A | To ratify BGSF, Inc.'s Audit Committee's appointment of Whitley Penn LLP as independent registered public accounting firm for the fiscal year ending December 26, 2021. | Ratify Appointment of Independent Auditors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| BGSF, INC. | BGSF | 05601C105 | 04-Aug-2021 | A | Advisory vote to approve named executive officer compensation. | 14A Executive Compensation | F | North Star Dividend Fund NSDVX | 6734305800 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending April 3, 2022. | Ratify Appointment of Independent Auditors | F | North Star Dividend Fund NSDVX | 6734305800 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | 14A Executive Compensation | F | North Star Dividend Fund NSDVX | 6734305800 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | Approval of the Crown Crafts, Inc. 2021 Incentive Plan. | Approve Stock Compensation Plan | F | North Star Dividend Fund NSDVX | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as amended and restated as of August 15, 2021 and as it may be further amended from time to time (the "Merger Agreement"), by and among MNR, EQC and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Approve Merger Agreement | F | North Star Dividend Fund NSDVX | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | F | North Star Dividend Fund NSDVX | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To authorize the board of directors of MNR, to approve one or more adjournments of the MNR special meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Approve Motion to Adjourn Meeting | F | North Star Dividend Fund NSDVX | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among MNR, EQC, and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Miscellaneous Corporate Governance | North Star Dividend Fund NSDVX | 6734305800 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | North Star Dividend Fund NSDVX | 6734305800 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To authorize the board of directors of MNR to approve one or more adjournments of the MNR special meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Miscellaneous Corporate Governance | North Star Dividend Fund NSDVX | 6734305800 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as amended and restated as of August 15, 2021 and as it may be further amended from time to time (the "Merger Agreement"), by and among MNR, EQC and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Approve Merger Agreement | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To authorize the board of directors of MNR, to approve one or more adjournments of the MNR special meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Approve Motion to Adjourn Meeting | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among MNR, EQC, and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Miscellaneous Corporate Governance | 6734305800 | 6734305800 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | 6734305800 | 6734305800 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To authorize the board of directors of MNR to approve one or more adjournments of the MNR special meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Miscellaneous Corporate Governance | 6734305800 | 6734305800 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | Company Proposal: Approve the proposed merger of the Company with and into EQC Maple Industrial LLC and the other transactions contemplated by the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time, by and among the Company, Equity Commonwealth and EQC Maple Industrial LLC (the "Merger Agreement"). | Miscellaneous Corporate Governance | 6734305800 | 6734305800 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | Company Proposal: Approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to the Company's five named executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | 6734305800 | 6734305800 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | Company Proposal: Authorize the Board to approve one or more adjournments of the Special Meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of Proposal 1. | Miscellaneous Corporate Governance | 6734305800 | 6734305800 | ||
| OLD NATIONAL BANCORP | ONB | 680033107 | 15-Sep-2021 | S | Approval and adoption of the Agreement and Plan of Merger, dated as of May 30, 2021, by and between Old National Bancorp and First Midwest Bancorp, Inc, pursuant to which First Midwest Bancorp, Inc. will merge with and into Old National Bancorp (the "Old National merger proposal"). | Approve Merger Agreement | F | North Star Dividend Fund NSDVX | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 15-Sep-2021 | S | Approval of an amendment to the Fifth Amended and Restated Articles of Incorporation of Old National Bancorp to increase the number of authorized shares of Old National Bancorp's common stock from three hundred million (300,000,000) shares to six hundred million (600,000,000) shares (the "Old National articles amendment proposal"). | Authorize Common Stock Increase | F | North Star Dividend Fund NSDVX | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 15-Sep-2021 | S | Adjourn the Old National Bancorp special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Old National merger proposal or the Old National articles amendment proposal, or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of Old National Bancorp common stock. | Approve Motion to Adjourn Meeting | F | North Star Dividend Fund NSDVX | 6734305800 | |
| JOHN WILEY & SONS, INC. | JWA | 968223206 | 30-Sep-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| JOHN WILEY & SONS, INC. | JWA | 968223206 | 30-Sep-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| JOHN WILEY & SONS, INC. | JWA | 968223206 | 30-Sep-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| JOHN WILEY & SONS, INC. | JWA | 968223206 | 30-Sep-2021 | A | Ratification of the appointment of KPMG LLP as independent accountants for the fiscal year ending April 30, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| JOHN WILEY & SONS, INC. | JWA | 968223206 | 30-Sep-2021 | A | Approval, on an advisory basis, of the compensation of the named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| VALUE LINE, INC. | VALU | 920437100 | 08-Oct-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VALUE LINE, INC. | VALU | 920437100 | 08-Oct-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VALUE LINE, INC. | VALU | 920437100 | 08-Oct-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VALUE LINE, INC. | VALU | 920437100 | 08-Oct-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VALUE LINE, INC. | VALU | 920437100 | 08-Oct-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VALUE LINE, INC. | VALU | 920437100 | 08-Oct-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| RESOURCES CONNECTION, INC. | RGP | 76122Q105 | 21-Oct-2021 | A | Election of Director: Donald B. Murray | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| RESOURCES CONNECTION, INC. | RGP | 76122Q105 | 21-Oct-2021 | A | Election of Director: Lisa M. Pierozzi | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| RESOURCES CONNECTION, INC. | RGP | 76122Q105 | 21-Oct-2021 | A | Election of Director: A. Robert Pisano | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| RESOURCES CONNECTION, INC. | RGP | 76122Q105 | 21-Oct-2021 | A | The ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| RESOURCES CONNECTION, INC. | RGP | 76122Q105 | 21-Oct-2021 | A | The approval, on an advisory basis, of the Company's executive compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | Advisory vote on the compensation of the named executive officers as described in the Company's proxy statement (the "Say-on-Pay vote"). | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | Amendment of the Company's Articles of Incorporation to increase the number of authorized shares of the Company's common stock by 10 million shares. | Authorize Common Stock Increase | F | 6734305800 | 6734305800 | |
| LSI INDUSTRIES INC. | LYTS | 50216C108 | 02-Nov-2021 | A | Approval of the Company's Employee Stock Purchase Plan. | Adopt Employee Stock Purchase Plan | F | 6734305800 | 6734305800 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: M. Farooq Kathwari | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Dr. John Clark | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: John J. Dooner, Jr. | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Cynthia Ekberg Tsai | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: David M. Sable | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Tara I. Stacom | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | To approve by a non-binding advisory vote, executive compensation of the Company's Named Executive Officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| THE MARKETING ALLIANCE, INC. | MAAL | 57061M107 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| THE MARKETING ALLIANCE, INC. | MAAL | 57061M107 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| THE MARKETING ALLIANCE, INC. | MAAL | 57061M107 | 07-Dec-2021 | A | APPROVAL OF AUDITORS: Designation of UHY LLP, Certified Public Accountants, as auditors for the Company for the fiscal year ending March 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| FLEXSTEEL INDUSTRIES, INC. | FLXS | 339382103 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| FLEXSTEEL INDUSTRIES, INC. | FLXS | 339382103 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| FLEXSTEEL INDUSTRIES, INC. | FLXS | 339382103 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| FLEXSTEEL INDUSTRIES, INC. | FLXS | 339382103 | 08-Dec-2021 | A | To approve, on an advisory basis, the compensation of the Company's named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| FLEXSTEEL INDUSTRIES, INC. | FLXS | 339382103 | 08-Dec-2021 | A | To approve, an amendment to Article V, Section 3 of the Amended and Restated Bylaws to increase from 72 to 75 the age a person must be less than to be elected or appointed as a director. | Approve Charter Amendment | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OIL-DRI CORPORATION OF AMERICA | ODC | 677864100 | 08-Dec-2021 | A | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | Ratification of the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for fiscal year ending June 30, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | Approval, in a non-binding advisory vote, of the compensation of the Company's named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | Ratification of the appointment of PKF O'Connor Davies, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | An advisory resolution for the executive compensation of the Company's named executive officers for the fiscal year ended September 30, 2021 as more fully described in the proxy statement. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| VILLAGE SUPER MARKET, INC. | VLGEA | 927107409 | 17-Dec-2021 | A | Ratification of KPMG LLP as the independent registered public accounting firm for fiscal 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| RGC RESOURCES, INC. | RGCO | 74955L103 | 24-Jan-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| RGC RESOURCES, INC. | RGCO | 74955L103 | 24-Jan-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| RGC RESOURCES, INC. | RGCO | 74955L103 | 24-Jan-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| RGC RESOURCES, INC. | RGCO | 74955L103 | 24-Jan-2022 | A | Ratify the selection of Brown, Edwards & Company, L.L.P. as the independent registered public accounting firm. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| RGC RESOURCES, INC. | RGCO | 74955L103 | 24-Jan-2022 | A | A non-binding shareholder advisory vote on executive compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Gerald W. Evans, Jr. | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Richard J. Freeland | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Stephen F. Kirk | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Carol H. Kruse | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Stephen E. Macadam | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Vada O. Manager | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Samuel J. Mitchell, Jr. | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Charles M. Sonsteby | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Election of Director: Mary J. Twinem | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Ratification of the appointment of Ernst & Young LLP as Valvoline's independent registered public accounting firm for fiscal 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| VALVOLINE INC. | VVV | 92047W101 | 25-Jan-2022 | A | Non-binding advisory resolution approving our executive compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 17-Feb-2022 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation, a Maryland corporation ("Monmouth"), with and into Maple Delaware Merger Sub LLC ("Merger Sub"), a subsidiary of Industrial Logistics Properties Trust, a Maryland real estate investment trust ("ILPT"), pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (as it may be amended, the "Merger Agreement"), by and among Monmouth, ILPT, and Merger Sub (the "Merger Proposal"). | Approve Merger Agreement | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 17-Feb-2022 | S | To approve on a non-binding, advisory basis, certain compensation that may be paid or become payable to Monmouth's named executive officers in connection with the Merger Agreement and the transactions contemplated thereby (the "Compensation Proposal"). | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 17-Feb-2022 | S | To approve any adjournment of the special meeting of the shareholders of Monmouth, if necessary or appropriate, including to solicit additional proxies in favor of the Merger Proposal (the "Adjournment Proposal"). | Approve Motion to Adjourn Meeting | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: John E. Kiernan | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: George R. Brokaw | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: R. Greg Eisner | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: Katherine R. English | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: Benjamin D. Fishman | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: W. Andrew Krusen Jr. | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: Toby K. Purse | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: Adam H. Putnam | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | Election of Director: Henry R. Slack | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ALICO, INC. | ALCO | 016230104 | 24-Feb-2022 | A | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF RSM US LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | Election of Director: Quincy L. Allen | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | Election of Director: LeighAnne G. Baker | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | Election of Director: Linda Chavez | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | Election of Director: Art A. Garcia | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | Election of Director: Jill M. Golder | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | Election of Director: Sudhakar Kesavan | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | Election of Director: Scott Salmirs | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | Advisory vote to approve executive compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| ABM INDUSTRIES INCORPORATED | ABM | 000957100 | 23-Mar-2022 | A | To ratify the appointment of KPMG LLP as ABM Industries Incorporated's independent registered public accounting firm for the fiscal year ending October 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| OTTER TAIL CORPORATION | OTTR | 689648103 | 11-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OTTER TAIL CORPORATION | OTTR | 689648103 | 11-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OTTER TAIL CORPORATION | OTTR | 689648103 | 11-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OTTER TAIL CORPORATION | OTTR | 689648103 | 11-Apr-2022 | A | To approve, in a non-binding advisory vote, the compensation provided to the Named Executive Officers as described in the Proxy Statement. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| OTTER TAIL CORPORATION | OTTR | 689648103 | 11-Apr-2022 | A | To ratify the appointment of Deloitte & Touche, LLP as Otter Tail Corporation's independent registered public accounting firm for the year 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Election of Director: W. Allen Doane | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Election of Director: Faye W. Kurren | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Election of Director: Robert S. Harrison | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Election of Director: James S. Moffatt | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Election of Director: Kelly A. Thompson | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Election of Director: Allen B. Uyeda | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Election of Director: Vanessa L. Washington | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Election of Director: C. Scott Wo | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | Ratification of the appointment of Deloitte and Touche LLP to serve as the independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| FIRST HAWAIIAN, INC. | FHB | 32051X108 | 20-Apr-2022 | A | An advisory vote on the compensation of the Company's named executive officers as disclosed in the proxy statement. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: Diane M. Aigotti | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: Anne L. Arvia | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: Brian A. Kenney | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: Robert C. Lyons | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: James B. Ream | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: Adam L. Stanley | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: David S. Sutherland | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: Stephen R. Wilson | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | Election of Director: Paul G. Yovovich | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| GATX CORPORATION | GATX | 361448103 | 22-Apr-2022 | A | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval of the 2022 Employee Stock Option Plan. | Adopt Employee Stock Purchase Plan | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval of an amendment to the 2017 Non-Salaried Director Stock Option Plan to increase the number of shares authorized for issuance. | Amend Director Stock Option Plan | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval, by non-binding advisory vote, of the compensation of the named executive officers of the Company as described in the Proxy Statement. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Ratification of the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | Ratify the appointment of BKD, LLP, as the independent registered public accounting firm for Escalade, Incorporated for 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | To approve, by non-binding vote, the compensation of our named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| DOUGLAS DYNAMICS, INC | PLOW | 25960R105 | 26-Apr-2022 | A | Election of Director: Margaret S. Dano | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| DOUGLAS DYNAMICS, INC | PLOW | 25960R105 | 26-Apr-2022 | A | Election of Director: Donald W. Sturdivant | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| DOUGLAS DYNAMICS, INC | PLOW | 25960R105 | 26-Apr-2022 | A | Election of Director: Robert L. McCormick | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| DOUGLAS DYNAMICS, INC | PLOW | 25960R105 | 26-Apr-2022 | A | Advisory vote (non-binding) to approve the compensation of the Company's named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| DOUGLAS DYNAMICS, INC | PLOW | 25960R105 | 26-Apr-2022 | A | The ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| UNITIL CORPORATION | UTL | 913259107 | 27-Apr-2022 | A | Election of Class I Director for a term of three years: Edward F. Godfrey | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| UNITIL CORPORATION | UTL | 913259107 | 27-Apr-2022 | A | Election of Class I Director for a term of three years: Eben S. Moulton | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| UNITIL CORPORATION | UTL | 913259107 | 27-Apr-2022 | A | Election of Class I Director for a term of three years: David A. Whiteley | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| UNITIL CORPORATION | UTL | 913259107 | 27-Apr-2022 | A | To ratify the selection of independent registered accounting firm, Deloitte & Touche LLP, for fiscal year 2022 | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| UNITIL CORPORATION | UTL | 913259107 | 27-Apr-2022 | A | Advisory vote on the approval of Executive Compensation | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | Ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| NORTHWESTERN CORPORATION | NWE | 668074305 | 29-Apr-2022 | A | Advisory vote to approve named executive officer compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: S. Haunani Apoliona | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Mark A. Burak | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: John C. Erickson | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Joshua D. Feldman | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Peter S. Ho | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Michelle E. Hulst | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Kent T. Lucien | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Elliot K. Mills | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Alicia E. Moy | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Victor K. Nichols | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Barbara J. Tanabe | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Dana M. Tokioka | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Raymond P. Vara, Jr | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Election of Director: Robert W. Wo | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Say on Pay - An advisory vote to approve executive compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| BANK OF HAWAII CORPORATION | BOH | 062540109 | 29-Apr-2022 | A | Ratification of Re-appointment of Ernst & Young LLP for 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: Anne M. Busquet | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: Robert M. Dutkowsky | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: Mary J. Steele Guilfoile | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: S. Douglas Hutcheson | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: Marc B. Lautenbach | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: Michael I. Roth | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: Linda S. Sanford | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: David L. Shedlarz | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Election of Director: Sheila A. Stamps | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Ratification of the Audit Committee's Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accountants for 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Non-binding Advisory Vote to Approve Executive Compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| PITNEY BOWES INC. | PBI | 724479100 | 02-May-2022 | A | Approval of the Amended and Restated Pitney Bowes Inc. 2018 Stock Plan. | Amend Stock Option Plan | F | 6734305800 | 6734305800 | |
| WEYCO GROUP, INC. | WEYS | 962149100 | 03-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| WEYCO GROUP, INC. | WEYS | 962149100 | 03-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| WEYCO GROUP, INC. | WEYS | 962149100 | 03-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| WEYCO GROUP, INC. | WEYS | 962149100 | 03-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| WEYCO GROUP, INC. | WEYS | 962149100 | 03-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| WEYCO GROUP, INC. | WEYS | 962149100 | 03-May-2022 | A | Ratification of the appointment of Baker Tilly US, LLP as independent registered public accountants for 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | Ratification of independent registered public accounting firm. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | Approval, on an advisory basis, of the compensation of the company's named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| GLOBAL WATER RESOURCES, INC. | GWRS | 379463102 | 05-May-2022 | A | Approval, on an advisory basis, of the preferred frequency of future advisory votes on the compensation of the company's named executive officers. | 14A Executive Compensation Vote Frequency | 1 | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | Appointment of KPMG LLP as Auditor of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | Ordinary resolution to ratify and approve amendments to the Corporation's By-Law No.1, as more particularly described in the management information circular of the Corporation in connection with the Meeting. | Approve Charter Amendment | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | Advisory vote to approve named executive officer compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| TRINITY INDUSTRIES, INC. | TRN | 896522109 | 09-May-2022 | A | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| DALLASNEWS CORPORATION | DALN | 235050101 | 12-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| DALLASNEWS CORPORATION | DALN | 235050101 | 12-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| DALLASNEWS CORPORATION | DALN | 235050101 | 12-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| DALLASNEWS CORPORATION | DALN | 235050101 | 12-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| DALLASNEWS CORPORATION | DALN | 235050101 | 12-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| DALLASNEWS CORPORATION | DALN | 235050101 | 12-May-2022 | A | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Gina R. Boswell | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Kathleen S. Dvorak | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Boris Elisman | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Pradeep Jotwani | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Robert J. Keller | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Thomas Kroeger | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Ron Lombardi | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Graciela I. Monteagudo | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: E. Mark Rajkowski | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | The approval, by non-binding advisory vote, of the compensation of our named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | The approval of the 2022 ACCO Brands Corporation Incentive Plan. | Approve Stock Compensation Plan | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Daina H. Belair | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Matthew L. Caras | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: David M. Colter | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Steven H. Dimick | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Martha T. Dudman | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Lauri E. Fernald | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Debra B. Miller | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Brendan J. O'Halloran | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Curtis C. Simard | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Kenneth E. Smith | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Scott G. Toothaker | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: David B. Woodside | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON THE 2021 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | RATIFICATION OF THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2022 | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | Approval of an amendment to the Old National Bancorp Amended and Restated 2008 Incentive Compensation Plan to increase the number of shares authorized for issuance under the Plan by 9,000,000 shares. | Amend Stock Compensation Plan | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | Approval of a non-binding advisory proposal on Executive Compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| OLD NATIONAL BANCORP | ONB | 680033107 | 18-May-2022 | A | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 18-May-2022 | A | Election of Director to serve until the next Annual Meeting: Alan Gold | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 18-May-2022 | A | Election of Director to serve until the next Annual Meeting: Gary Kreitzer | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 18-May-2022 | A | Election of Director to serve until the next Annual Meeting: Mary Curran | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 18-May-2022 | A | Election of Director to serve until the next Annual Meeting: Scott Shoemaker | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 18-May-2022 | A | Election of Director to serve until the next Annual Meeting: Paul Smithers | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 18-May-2022 | A | Election of Director to serve until the next Annual Meeting: David Stecher | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 18-May-2022 | A | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | 18-May-2022 | A | Approval on a non-binding advisory basis of the compensation of the Company's named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433829 | 19-May-2022 | A | Election of Director: C. A. Davis | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433829 | 19-May-2022 | A | Election of Director: G. W. Off | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433829 | 19-May-2022 | A | Election of Director: W. Oosterman | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433829 | 19-May-2022 | A | Election of Director: D. S. Woessner | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433829 | 19-May-2022 | A | Ratify Accountants for 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433829 | 19-May-2022 | A | TDS 2022 Long-Term Incentive Plan. | Approve Stock Compensation Plan | F | 6734305800 | 6734305800 | |
| TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433829 | 19-May-2022 | A | Advisory vote to approve executive compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433829 | 19-May-2022 | A | Shareholder proposal to recapitalize TDS' outstanding stock to have an equal vote per share. | S/H Proposal - Corporate Governance | F | 6734305800 | 6734305800 | |
| NORTHWEST NATURAL HOLDING COMPANY | NWN | 66765N105 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWEST NATURAL HOLDING COMPANY | NWN | 66765N105 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWEST NATURAL HOLDING COMPANY | NWN | 66765N105 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWEST NATURAL HOLDING COMPANY | NWN | 66765N105 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| NORTHWEST NATURAL HOLDING COMPANY | NWN | 66765N105 | 23-May-2022 | A | Amend the Company's Employee Stock Purchase Plan to modify eligibility requirements and increase shares reserved for issuance. | Amend Employee Stock Purchase Plan | F | 6734305800 | 6734305800 | |
| NORTHWEST NATURAL HOLDING COMPANY | NWN | 66765N105 | 23-May-2022 | A | Advisory vote to approve Named Executive Officer Compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| NORTHWEST NATURAL HOLDING COMPANY | NWN | 66765N105 | 23-May-2022 | A | The ratification of the appointment of PricewaterhouseCoopers LLP as Northwest Natural Holding Company's independent registered public accountants for the fiscal year 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: Thomas A. Bradley | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: Mark S. Casady | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: Daniel A. Domenech | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: Perry G. Hines | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: Mark E. Konen | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: Beverley J. McClure | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: H. Wade Reece | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: Elaine A. Sarsynski | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Election of Director: Marita Zuraitis | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Approve the advisory resolution to approve Named Executive Officers' compensation. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| HORACE MANN EDUCATORS CORPORATION | HMN | 440327104 | 25-May-2022 | A | Ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the company's auditors for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: Michael L. Finn | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: G. Courtney Haning | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: William L. Jordan | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: Curtis A. Loveland | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: Robert B. Moore, Jr. | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | To ratify the selection of Schneider Downs & Co., Inc. as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | To approve, on a non-binding and advisory basis, the resolution approving the compensation of our named executive officers as disclosed in the Proxy Statement ("Say-on-Pay Vote"). | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | To ratify the appointment of Grant Thornton LLP to serve as independent auditor for the Company and the Trust for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Elizabeth H. Connelly | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Peter D. Crist | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Bruce K. Crowther | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: William J. Doyle | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Marla F. Glabe | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: H. Patrick Hackett, Jr. | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Scott K. Heitmann | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Deborah L. Hall Lefevre | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Suzet M. McKinney | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Gary D. "Joe" Sweeney | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Karin Gustafson Teglia | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Alex E. Washington, III | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Election of Director: Edward J. Wehmer | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Proposal to approve the Wintrust Financial Corporation 2022 Stock Incentive Plan. | Approve Stock Compensation Plan | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Proposal to approve, on an advisory (non-binding) basis, the Company's executive compensation as described in the 2022 Proxy Statement. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| WINTRUST FINANCIAL CORPORATION | WTFC | 97650W108 | 26-May-2022 | A | Proposal to ratify the appointment of Ernst & Young LLP to serve as the independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: Diane S. Casey | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: Daniela Castagnino | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: Robert L. Frome | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: Laura Grant | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: John J. McFadden | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: Dino D. Ottaviano | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: Kurt Simmons, Jr. | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: Jude Visconto | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | Election of Director: Theodore Wahl | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | To approve and ratify the selection of Grant Thornton LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 31-May-2022 | A | To hold an advisory vote to approve the compensation of the named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | Election of Director to serve until the 2023 Annual Meeting: Kimberly A. Box | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | Election of Director to serve until the 2023 Annual Meeting: Smita Conjeevaram | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | Election of Director to serve until the 2023 Annual Meeting: William J. Dawson | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | Election of Director to serve until the 2023 Annual Meeting: Elizabeth A. Fetter | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | Election of Director to serve until the 2023 Annual Meeting: Joseph F. Hanna | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | Election of Director to serve until the 2023 Annual Meeting: Bradley M. Shuster | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | Election of Director to serve until the 2023 Annual Meeting: M. Richard Smith | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | Election of Director to serve until the 2023 Annual Meeting: Dennis P. Stradford | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | To ratify the appointment of Grant Thornton LLP as the independent auditors for the Company for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| MCGRATH RENTCORP | MGRC | 580589109 | 08-Jun-2022 | A | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | Election of Class III Director: Frank G. Heard | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | Election of Class III Director: Elizabeth M. Lilly | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | Election of Class III Director: Mark A. Pompa | Election of Directors (Majority Voting) | F | 6734305800 | 6734305800 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | ADVISORY VOTE TO APPROVE APOGEE'S EXECUTIVE COMPENSATION. | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | ADVISORY VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2023. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2023. | Ratify Appointment of Independent Auditors | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement under "Executive Compensation". | 14A Executive Compensation | F | 6734305800 | 6734305800 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | To approve the amendment of the Deferred Compensation Plan for Executives. | Miscellaneous Compensation Plans | F | 6734305800 | 6734305800 |
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type Code | Proposal Long Text | Proposal Short Text | For/Against Preferred Provider Recommendation | Vote | Account Name | Internal Account Number |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | Advisory vote on the approval of the compensation of the Company's named executive officers as disclosed in the proxy statement. | 14A Executive Compensation | F | North Star Micro Cap NSMVX | 6734305810 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | Ratification of BDO USA, LLP to serve as the Company's independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | North Star Micro Cap NSMVX | 6734305810 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending April 3, 2022. | Ratify Appointment of Independent Auditors | F | North Star Micro Cap NSMVX | 6734305810 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | 14A Executive Compensation | F | North Star Micro Cap NSMVX | 6734305810 | |
| CROWN CRAFTS, INC. | CRWS | 228309100 | 10-Aug-2021 | A | Approval of the Crown Crafts, Inc. 2021 Incentive Plan. | Approve Stock Compensation Plan | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | To vote on a non-binding advisory resolution to approve the compensation paid to named executive officers for fiscal 2021 ("say-on-pay"). | 14A Executive Compensation | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | To vote to approve an amendment to the 2020 Plan to amend the aggregate limit on the value of awards that may be granted under the 2020 Plan to non-employee directors in any fiscal year. | Amend Non-Employee Director Plan | F | North Star Micro Cap NSMVX | 6734305810 | |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 25-Aug-2021 | A | Ratification of Deloitte & Touche LLP as the independent auditor for the fiscal year ended March 26, 2022. | Ratify Appointment of Independent Auditors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | DIRECTOR | Election of Directors | F | North Star Micro Cap NSMVX | 6734305810 | |
| NATHAN'S FAMOUS, INC. | NATH | 632347100 | 02-Sep-2021 | A | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan's Famous, Inc. for fiscal 2022. | Ratify Appointment of Independent Auditors | F | North Star Micro Cap NSMVX | 6734305810 | |
| PHIBRO ANIMAL HEALTH CORPORATION | PAHC | 71742Q106 | 01-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| PHIBRO ANIMAL HEALTH CORPORATION | PAHC | 71742Q106 | 01-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| PHIBRO ANIMAL HEALTH CORPORATION | PAHC | 71742Q106 | 01-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| PHIBRO ANIMAL HEALTH CORPORATION | PAHC | 71742Q106 | 01-Nov-2021 | A | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| SHARPS COMPLIANCE CORP. | SMED | 820017101 | 18-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SHARPS COMPLIANCE CORP. | SMED | 820017101 | 18-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SHARPS COMPLIANCE CORP. | SMED | 820017101 | 18-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SHARPS COMPLIANCE CORP. | SMED | 820017101 | 18-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SHARPS COMPLIANCE CORP. | SMED | 820017101 | 18-Nov-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SHARPS COMPLIANCE CORP. | SMED | 820017101 | 18-Nov-2021 | A | TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| SHARPS COMPLIANCE CORP. | SMED | 820017101 | 18-Nov-2021 | A | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: M. Farooq Kathwari | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Dr. John Clark | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: John J. Dooner, Jr. | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Cynthia Ekberg Tsai | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: David M. Sable | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Tara I. Stacom | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | To approve by a non-binding advisory vote, executive compensation of the Company's Named Executive Officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ETHAN ALLEN INTERIORS INC. | ETD | 297602104 | 30-Nov-2021 | A | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| NAPCO SECURITY TECHNOLOGIES, INC. | NSSC | 630402105 | 06-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| NAPCO SECURITY TECHNOLOGIES, INC. | NSSC | 630402105 | 06-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| NAPCO SECURITY TECHNOLOGIES, INC. | NSSC | 630402105 | 06-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| NAPCO SECURITY TECHNOLOGIES, INC. | NSSC | 630402105 | 06-Dec-2021 | A | TO CONSIDER AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (THE "CHARTER") TO INCREASE AUTHORIZED COMMON STOCK FROM FORTY MILLION SHARES TO ONE HUNDRED MILLION SHARES. | Authorize Common Stock Increase | F | 6734305810 | 6734305810 | |
| NAPCO SECURITY TECHNOLOGIES, INC. | NSSC | 630402105 | 06-Dec-2021 | A | RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY'S 2022 INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| 1-800-FLOWERS.COM, INC. | FLWS | 68243Q106 | 07-Dec-2021 | A | To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending July 3, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | Ratification of the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for fiscal year ending June 30, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| EVOLUTION PETROLEUM CORPORATION | EPM | 30049A107 | 09-Dec-2021 | A | Approval, in a non-binding advisory vote, of the compensation of the Company's named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| Q.E.P. CO., INC. | QEPC | 74727K102 | 10-Dec-2021 | A | DIRECTOR | Election of Directors | W | 6734305810 | 6734305810 | |
| Q.E.P. CO., INC. | QEPC | 74727K102 | 10-Dec-2021 | A | DIRECTOR | Election of Directors | W | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CENTRAL GARDEN & PET COMPANY | CENT | 153527106 | 08-Feb-2022 | A | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on September 24, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | To approve, on an advisory basis, the compensation of our named executive officers (as defined in the proxy statement). | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| DELTA APPAREL, INC. | DLA | 247368103 | 10-Feb-2022 | A | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending October 1, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| JOHNSON OUTDOORS INC. | JOUT | 479167108 | 24-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| JOHNSON OUTDOORS INC. | JOUT | 479167108 | 24-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| JOHNSON OUTDOORS INC. | JOUT | 479167108 | 24-Feb-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| JOHNSON OUTDOORS INC. | JOUT | 479167108 | 24-Feb-2022 | A | To ratify the appointment of RSM US LLP, an independent registered public accounting firm, as auditors of the Company for its fiscal year ending September 30, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| JOHNSON OUTDOORS INC. | JOUT | 479167108 | 24-Feb-2022 | A | To approve a non-binding advisory proposal on executive compensation. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| DEL TACO RESTAURANTS, INC. | TACO | 245496104 | 07-Mar-2022 | S | To adopt the Agreement and Plan of Merger, dated as of December 5, 2021 (the merger agreement), among Jack in the Box Inc., Epic Merger Sub Inc., and Del Taco Restaurants, Inc. (the merger). | Approve Merger Agreement | F | 6734305810 | 6734305810 | |
| DEL TACO RESTAURANTS, INC. | TACO | 245496104 | 07-Mar-2022 | S | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the named executive officers of Del Taco Restaurants, Inc. in connection with the merger and contemplated by the merger agreement. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| DEL TACO RESTAURANTS, INC. | TACO | 245496104 | 07-Mar-2022 | S | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Approve Motion to Adjourn Meeting | F | 6734305810 | 6734305810 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | To ratify the appointment of the Company's independent registered public accounting firm for the 2022 fiscal year. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| LAWSON PRODUCTS, INC. | LAWS | 520776105 | 15-Mar-2022 | S | Approval of the TestEquity Merger Agreement, the related agreements contemplated by the TestEquity Merger Agreement and the transactions contemplated thereby, including the TestEquity Merger and the issuance of shares of Lawson common stock in connection with the TestEquity Merger. | Approve Merger Agreement | F | 6734305810 | 6734305810 | |
| LAWSON PRODUCTS, INC. | LAWS | 520776105 | 15-Mar-2022 | S | Approval of the Gexpro Services Merger Agreement, the related agreements contemplated by the Gexpro Services Merger Agreement and the transactions contemplated thereby, including the Gexpro Services Merger and the issuance of shares of Lawson common stock in connection with the Gexpro Services Merger. | Approve Merger Agreement | F | 6734305810 | 6734305810 | |
| LAWSON PRODUCTS, INC. | LAWS | 520776105 | 15-Mar-2022 | S | Approval, by a non-binding advisory vote, of the compensation that will or may become payable to Lawson's named executive officers in connection with the Mergers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| LAWSON PRODUCTS, INC. | LAWS | 520776105 | 15-Mar-2022 | S | Authorization of the adjournment of the Lawson special meeting to a later date or dates if necessary or appropriate (a) to solicit additional proxies if there are insufficient votes, or insufficient shares of Lawson common stock present, at the time of the Lawson special meeting to approve the TestEquity Transactions Proposal and/or the Gexpro Services Transactions Proposal or (b) to ensure that any supplement or amendment to the proxy statement is timely provided to Lawson stockholders. | Approve Motion to Adjourn Meeting | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval of the 2022 Employee Stock Option Plan. | Adopt Employee Stock Purchase Plan | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval of an amendment to the 2017 Non-Salaried Director Stock Option Plan to increase the number of shares authorized for issuance. | Amend Director Stock Option Plan | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval, by non-binding advisory vote, of the compensation of the named executive officers of the Company as described in the Proxy Statement. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Ratification of the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| TENNANT COMPANY | TNC | 880345103 | 26-Apr-2022 | A | Election of Class III Director for three-year term: David W. Huml | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| TENNANT COMPANY | TNC | 880345103 | 26-Apr-2022 | A | Election of Class III Director for three-year term: David Windley | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| TENNANT COMPANY | TNC | 880345103 | 26-Apr-2022 | A | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm oF the Company for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| TENNANT COMPANY | TNC | 880345103 | 26-Apr-2022 | A | Advisory approval of executive compensation. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| THE EASTERN COMPANY | EML | 276317104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| THE EASTERN COMPANY | EML | 276317104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| THE EASTERN COMPANY | EML | 276317104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| THE EASTERN COMPANY | EML | 276317104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| THE EASTERN COMPANY | EML | 276317104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| THE EASTERN COMPANY | EML | 276317104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| THE EASTERN COMPANY | EML | 276317104 | 26-Apr-2022 | A | Advisory vote to approve the compensation of the named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| THE EASTERN COMPANY | EML | 276317104 | 26-Apr-2022 | A | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | Ratify the appointment of BKD, LLP, as the independent registered public accounting firm for Escalade, Incorporated for 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| ESCALADE, INCORPORATED | ESCA | 296056104 | 26-Apr-2022 | A | To approve, by non-binding vote, the compensation of our named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | Election of Director to hold office until the next annual meeting: Brian O. Casey | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | Election of Director to hold office until the next annual meeting: Richard M. Frank | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | Election of Director to hold office until the next annual meeting: Susan M. Byrne | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | Election of Director to hold office until the next annual meeting: Ellen H. Masterson | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | Election of Director to hold office until the next annual meeting: Geoffrey R. Norman | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | Election of Director to hold office until the next annual meeting: Randy A. Bowman | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | Ratification of the appointment of Deloitte & Touche LLP as Westwood's independent auditors for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | To approve the First Amendment to the Eighth Amended and Restated Westwood Holdings Group, Inc. Stock Incentive Plan. | Adopt Incentive Stock Option Plan | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | To cast a non-binding, advisory vote on Westwood's executive compensation. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| WESTWOOD HOLDINGS GROUP, INC. | WHG | 961765104 | 27-Apr-2022 | A | To approve amendments to Westwood's Certificate of Incorporation to eliminate supermajority voting requirements to amend the Certificate and Bylaws. | Miscellaneous Corporate Actions | F | 6734305810 | 6734305810 | |
| ARC DOCUMENT SOLUTIONS INC | ARC | 00191G103 | 28-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ARC DOCUMENT SOLUTIONS INC | ARC | 00191G103 | 28-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ARC DOCUMENT SOLUTIONS INC | ARC | 00191G103 | 28-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ARC DOCUMENT SOLUTIONS INC | ARC | 00191G103 | 28-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ARC DOCUMENT SOLUTIONS INC | ARC | 00191G103 | 28-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| ARC DOCUMENT SOLUTIONS INC | ARC | 00191G103 | 28-Apr-2022 | A | Ratify the appointment of Armanino LLP as ARC Document Solutions, Inc.'s independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| ARC DOCUMENT SOLUTIONS INC | ARC | 00191G103 | 28-Apr-2022 | A | Approve advisory, non-binding vote on executive compensation. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| UNITED STATES LIME & MINERALS, INC. | USLM | 911922102 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| UNITED STATES LIME & MINERALS, INC. | USLM | 911922102 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| UNITED STATES LIME & MINERALS, INC. | USLM | 911922102 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| UNITED STATES LIME & MINERALS, INC. | USLM | 911922102 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| UNITED STATES LIME & MINERALS, INC. | USLM | 911922102 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| UNITED STATES LIME & MINERALS, INC. | USLM | 911922102 | 29-Apr-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| UNITED STATES LIME & MINERALS, INC. | USLM | 911922102 | 29-Apr-2022 | A | To approve a non-binding advisory vote on executive compensation. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | Approval of Ernst & Young LLP, as the independent registered public accounting firm. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | CNSL | 209034107 | 02-May-2022 | A | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | Election of Director TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.B. Engel | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | Election of Director TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.D. Federico | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | Election of Director TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: S. C. Finch | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | Election of Director TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: J.J. Tanous | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | Election of Director TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: N. R. Tzetzo | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | Election of Director TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.S. Warzala | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | Election of Director TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: M.R. Winter | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ALLIED MOTION TECHNOLOGIES INC. | AMOT | 019330109 | 04-May-2022 | A | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| GREAT LAKES DREDGE & DOCK CORPORATION | GLDD | 390607109 | 04-May-2022 | A | Election of Director: Lawrence R. Dickerson | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| GREAT LAKES DREDGE & DOCK CORPORATION | GLDD | 390607109 | 04-May-2022 | A | Election of Director: Ronald R. Steger | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| GREAT LAKES DREDGE & DOCK CORPORATION | GLDD | 390607109 | 04-May-2022 | A | Election of Director: D. Michael Steuert | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| GREAT LAKES DREDGE & DOCK CORPORATION | GLDD | 390607109 | 04-May-2022 | A | To ratify Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| GREAT LAKES DREDGE & DOCK CORPORATION | GLDD | 390607109 | 04-May-2022 | A | To approve, on a non-binding advisory basis, the Company's executive compensation. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Roderick R. Baty | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Robert P. Bauer | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Eric P. Etchart | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Nina C. Grooms | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Tracy C. Jokinen | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Jeffery A. Leonard | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Richard W. Parod | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Ronald A. Robinson | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Election of Director: Lorie L. Tekorius | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Proposal FOR approval of the advisory vote on the compensation of the named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ALAMO GROUP INC. | ALG | 011311107 | 05-May-2022 | A | Proposal FOR ratification of the appointment of KPMG LLP as the Company's Independent Auditors for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| SP PLUS CORPORATION | SP | 78469C103 | 11-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SP PLUS CORPORATION | SP | 78469C103 | 11-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SP PLUS CORPORATION | SP | 78469C103 | 11-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SP PLUS CORPORATION | SP | 78469C103 | 11-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SP PLUS CORPORATION | SP | 78469C103 | 11-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SP PLUS CORPORATION | SP | 78469C103 | 11-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| SP PLUS CORPORATION | SP | 78469C103 | 11-May-2022 | A | To approve, in a non-binding advisory vote, the 2021 compensation paid to our named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| SP PLUS CORPORATION | SP | 78469C103 | 11-May-2022 | A | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | Election of Director: Sidney Kirschner | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | Election of Director: Michael Benstock | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | Election of Director: Robin Hensley | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | Election of Director: Paul Mellini | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | Election of Director: Todd Siegel | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | Election of Director: Venita Fields | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | Election of Director: Andrew D. Demott, Jr. | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | To approve the Superior Group of Companies, Inc. 2022 Equity Incentive and Awards Plan. | Approve Stock Compensation Plan | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| SUPERIOR GROUP OF COMPANIES, INC. | SGC | 868358102 | 13-May-2022 | A | To ratify the appointment of Mayer Hoffman McCann P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Gina R. Boswell | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Kathleen S. Dvorak | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Boris Elisman | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Pradeep Jotwani | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Robert J. Keller | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Thomas Kroeger | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Ron Lombardi | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: Graciela I. Monteagudo | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | Election of Director: E. Mark Rajkowski | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | The approval, by non-binding advisory vote, of the compensation of our named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ACCO BRANDS CORPORATION | ACCO | 00081T108 | 17-May-2022 | A | The approval of the 2022 ACCO Brands Corporation Incentive Plan. | Approve Stock Compensation Plan | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | Proposal to approve the Hamilton Beach Brands Holding Company Executive Long-Term Equity Incentive Plan (amended and restated effective March 1, 2022). | Amend Incentive Stock Option Plan | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | Proposal to approve, on an advisory basis, the Company's Named Executive Officer compensation. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| HAMILTON BEACH BRANDS HLDG CO. | HBB | 40701T104 | 17-May-2022 | A | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Daina H. Belair | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Matthew L. Caras | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: David M. Colter | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Steven H. Dimick | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Martha T. Dudman | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Lauri E. Fernald | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Debra B. Miller | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Brendan J. O'Halloran | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Curtis C. Simard | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Kenneth E. Smith | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: Scott G. Toothaker | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | Election of Director: David B. Woodside | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON THE 2021 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| BAR HARBOR BANKSHARES | BHB | 066849100 | 17-May-2022 | A | RATIFICATION OF THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2022 | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: Bernadette S. Aulestia | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: Olu Beck | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: Gregg R. Dedrick | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: José M. Gutiérrez | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: Brenda J. Lauderback | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: John C. Miller | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: Donald C. Robinson | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: Laysha Ward | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | Election of Director: F. Mark Wolfinger | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | A proposal to ratify the selection of KPMG LLP as the independent registered public accounting firm of Denny's Corporation and its subsidiaries for the fiscal year ending December 28, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | An advisory resolution to approve the executive compensation of the Company. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| DENNY'S CORPORATION | DENN | 24869P104 | 18-May-2022 | A | A stockholder proposal that requests the board of directors oversee the preparation of an analysis, made publicly available, of the feasibility of increasing tipped workers' starting wage to a full minimum wage, per state and federal levels, with tips on top to address worker retention issues and economic inequities. | S/H Proposal - Corporate Governance | N | 6734305810 | 6734305810 | |
| TERRITORIAL BANCORP INC. | TBNK | 88145X108 | 19-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TERRITORIAL BANCORP INC. | TBNK | 88145X108 | 19-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TERRITORIAL BANCORP INC. | TBNK | 88145X108 | 19-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TERRITORIAL BANCORP INC. | TBNK | 88145X108 | 19-May-2022 | A | The ratification of the appointment of Moss Adams LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| TERRITORIAL BANCORP INC. | TBNK | 88145X108 | 19-May-2022 | A | An advisory (non-binding) resolution to approve our executive compensation as described in the proxy statement. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | Company Proposal: To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | Company Proposal: An advisory vote on the compensation of our named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | 6734305810 | 6734305810 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | 6734305810 | 6734305810 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | 6734305810 | 6734305810 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | 6734305810 | 6734305810 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | 6734305810 | 6734305810 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | 6734305810 | 6734305810 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | 6734305810 | 6734305810 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | To approve, on an advisory basis, the compensation of the Company's named executive officers. | 14A Executive Compensation | 6734305810 | 6734305810 | ||
| CARPARTS.COM, INC. | PRTS | 14427M107 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CARPARTS.COM, INC. | PRTS | 14427M107 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CARPARTS.COM, INC. | PRTS | 14427M107 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| CARPARTS.COM, INC. | PRTS | 14427M107 | 25-May-2022 | A | Ratification of the appointment of RSM US LLP, an independent registered public accounting firm, as independent auditors of the Company for the fiscal year 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: Michael L. Finn | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: G. Courtney Haning | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: William L. Jordan | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: Curtis A. Loveland | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | Election of Class II Director to serve for a two-year term expiring at the 2024 Annual Meeting: Robert B. Moore, Jr. | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ROCKY BRANDS, INC. | RCKY | 774515100 | 25-May-2022 | A | To ratify the selection of Schneider Downs & Co., Inc. as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | To approve, in a non-binding, advisory vote, the compensation of our named executive officers, as described in the accompanying proxy statement, which is referred to as a "say-on-pay" proposal. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| FIRST BUSEY CORPORATION | BUSE | 319383204 | 25-May-2022 | A | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| MILLER INDUSTRIES, INC. | MLR | 600551204 | 27-May-2022 | A | Election of Director: Theodore H. Ashford III | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| MILLER INDUSTRIES, INC. | MLR | 600551204 | 27-May-2022 | A | Election of Director: A. Russell Chandler III | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| MILLER INDUSTRIES, INC. | MLR | 600551204 | 27-May-2022 | A | Election of Director: William G. Miller | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| MILLER INDUSTRIES, INC. | MLR | 600551204 | 27-May-2022 | A | Election of Director: William G. Miller II | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| MILLER INDUSTRIES, INC. | MLR | 600551204 | 27-May-2022 | A | Election of Director: Richard H. Roberts | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| MILLER INDUSTRIES, INC. | MLR | 600551204 | 27-May-2022 | A | Election of Director: Leigh Walton | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| MILLER INDUSTRIES, INC. | MLR | 600551204 | 27-May-2022 | A | Election of Director: Deborah L. Whitmire | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| MILLER INDUSTRIES, INC. | MLR | 600551204 | 27-May-2022 | A | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| GREEN BRICK PARTNERS, INC. | GRBK | 392709101 | 07-Jun-2022 | A | To ratify the appointment of RSM US LLP as the Independent Registered Public Accounting Firm of the Company to serve for the 2022 fiscal year. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | An advisory vote on the compensation of our named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Election of Director to a one-year term: Thomas J. Carley | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Election of Director to a one-year term: Thomas B. Cusick | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Election of Director to a one-year term: Jon L. Justesen | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Election of Director to a one-year term: Gary E. Kramer | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Election of Director to a one-year term: Anthony Meeker | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Election of Director to a one-year term: Carla A. Moradi | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Election of Director to a one-year term: Alexandra Morehouse | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Election of Director to a one-year term: Vincent P. Price | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Advisory vote to approve executive compensation. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| BARRETT BUSINESS SERVICES, INC. | BBSI | 068463108 | 07-Jun-2022 | A | Ratification of selection of Deloitte and Touche LLP as our independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| CENTURY CASINOS, INC. | CNTY | 156492100 | 09-Jun-2022 | A | Election of Class I Director: Dinah Corbaci | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| CENTURY CASINOS, INC. | CNTY | 156492100 | 09-Jun-2022 | A | Election of Class I Director: Eduard Berger | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| CENTURY CASINOS, INC. | CNTY | 156492100 | 09-Jun-2022 | A | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| CENTURY CASINOS, INC. | CNTY | 156492100 | 09-Jun-2022 | A | To consider and vote upon a proposal to approve an advisory (non-binding) resolution regarding the compensation of the Company's named executive officers. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| BUILD-A-BEAR WORKSHOP, INC. | BBW | 120076104 | 09-Jun-2022 | A | Election of Director: Robert L. Dixon, Jr. | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BUILD-A-BEAR WORKSHOP, INC. | BBW | 120076104 | 09-Jun-2022 | A | Election of Director: Craig Leavitt | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| BUILD-A-BEAR WORKSHOP, INC. | BBW | 120076104 | 09-Jun-2022 | A | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2022 | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| BUILD-A-BEAR WORKSHOP, INC. | BBW | 120076104 | 09-Jun-2022 | A | Non-binding approval of executive compensation | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| BUILD-A-BEAR WORKSHOP, INC. | BBW | 120076104 | 09-Jun-2022 | A | To transact such other business as may properly come before the meeting | Transact Other Business | F | 6734305810 | 6734305810 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| POSTAL REALTY TRUST INC | PSTL | 73757R102 | 10-Jun-2022 | A | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| ASTRONOVA, INC. | ALOT | 04638F108 | 14-Jun-2022 | A | Election of Director to serve until the next Annual meeting: Alexis P. Michas | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ASTRONOVA, INC. | ALOT | 04638F108 | 14-Jun-2022 | A | Election of Director to serve until the next Annual meeting: Mitchell I. Quain | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ASTRONOVA, INC. | ALOT | 04638F108 | 14-Jun-2022 | A | Election of Director to serve until the next Annual meeting: Yvonne E. Schlaeppi | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ASTRONOVA, INC. | ALOT | 04638F108 | 14-Jun-2022 | A | Election of Director to serve until the next Annual meeting: Richard S. Warzala | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ASTRONOVA, INC. | ALOT | 04638F108 | 14-Jun-2022 | A | Election of Director to serve until the next Annual meeting Gregory A. Woods | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| ASTRONOVA, INC. | ALOT | 04638F108 | 14-Jun-2022 | A | To approve, on an advisory, non-binding basis, the compensation paid to the Company's Named Executive Officers, as disclosed in the Company's proxy statement for the 2022 annual meeting of shareholders. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| ASTRONOVA, INC. | ALOT | 04638F108 | 14-Jun-2022 | A | To approve and adopt the AstroNova, Inc. 2022 Employee Stock Purchase Plan. | Adopt Employee Stock Purchase Plan | F | 6734305810 | 6734305810 | |
| ASTRONOVA, INC. | ALOT | 04638F108 | 14-Jun-2022 | A | To ratify the appointment of Wolf & Company, P.C. as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2023. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | Election of Class III Director: Frank G. Heard | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | Election of Class III Director: Elizabeth M. Lilly | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | Election of Class III Director: Mark A. Pompa | Election of Directors (Majority Voting) | F | 6734305810 | 6734305810 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | ADVISORY VOTE TO APPROVE APOGEE'S EXECUTIVE COMPENSATION. | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | 22-Jun-2022 | A | ADVISORY VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2023. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | DIRECTOR | Election of Directors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2023. | Ratify Appointment of Independent Auditors | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement under "Executive Compensation". | 14A Executive Compensation | F | 6734305810 | 6734305810 | |
| MOVADO GROUP, INC. | MOV | 624580106 | 23-Jun-2022 | A | To approve the amendment of the Deferred Compensation Plan for Executives. | Miscellaneous Compensation Plans | F | 6734305810 | 6734305810 |
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type Code | Proposal Long Text | Proposal Short Text | For/Against Preferred Provider Recommendation | Vote | Account Name | Internal Account Number |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 08-Jul-2021 | S | Approval of the issuance of Madison Square Garden Entertainment Corp. common stock as consideration for MSG Networks Inc. stockholders pursuant to the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time), among MSG Networks Inc., Madison Square Garden Entertainment Corp. and Broadway Sub Inc. | Stock Issuance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 08-Jul-2021 | S | Approval of the adjournment of Madison Square Garden Entertainment Corp.'s special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Approve Motion to Adjourn Meeting | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 08-Jul-2021 | S | Approval of the issuance of Madison Square Garden Entertainment Corp. common stock as consideration for MSG Networks Inc. stockholders pursuant to the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time), among MSG Networks Inc., Madison Square Garden Entertainment Corp. and Broadway Sub Inc. | Stock Issuance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 08-Jul-2021 | S | Approval of the adjournment of Madison Square Garden Entertainment Corp.'s special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Approve Motion to Adjourn Meeting | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | A | Stockholder proposal regarding diversity. | S/H Proposal - Corporate Governance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 03-Aug-2021 | S | To approve amendments to the Second Amended and Restated Trust Agreement, as amended to date (the "Trust Agreement"), of Compass Diversified Holdings (the "Trust") to authorize Compass Group Diversified Holdings LLC (the "Company"), acting through its board of directors, to cause the Trust to elect to be treated as a corporation for U.S. federal income tax purposes, without further approval of the shareholders, including amendments to Sections 1.1(a)(i), 2.4(b), 2.8, 2.11, 3.1, 3.3 & 9.2, certain deletions and related new or revised definitions. | Miscellaneous Corporate Actions | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 03-Aug-2021 | S | To approve amendments to the Trust Agreement to authorize the Company, acting through its board of directors, to, at its election in the future, cause the Trust to be converted to a corporation, without further approval of the shareholders, including amendments to Sections 7.1 and 10.2 of the Trust Agreement. | Amend Articles-Board Related | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 03-Aug-2021 | S | To approve amendments to the Fifth Amended and Restated Operating Agreement, as amended to date (the "LLC Agreement"), of the Company to authorize the board of directors of the Company to, if the Trust is converted into a corporation, amend the LLC Agreement as the board determines is necessary or appropriate to reflect such conversion, without further approval of the members of the Company (other than in certain circumstances, the allocation member of the Company), including amendments to Article 12 of the LLC Agreement. | Miscellaneous Corporate Actions | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 03-Aug-2021 | S | To adjourn the Special Meeting, if necessary or appropriate, to establish a quorum or to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting in favor of Proposal 1, Proposal 2 or Proposal 3. | Approve Motion to Adjourn Meeting | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BGSF, INC. | BGSF | 05601C105 | 04-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BGSF, INC. | BGSF | 05601C105 | 04-Aug-2021 | A | To ratify BGSF, Inc.'s Audit Committee's appointment of Whitley Penn LLP as independent registered public accounting firm for the fiscal year ending December 26, 2021. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BGSF, INC. | BGSF | 05601C105 | 04-Aug-2021 | A | Advisory vote to approve named executive officer compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | Advisory vote on the approval of the compensation of the Company's named executive officers as disclosed in the proxy statement. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ORION ENERGY SYSTEMS, INC. | OESX | 686275108 | 05-Aug-2021 | A | Ratification of BDO USA, LLP to serve as the Company's independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | BRG | 09627J102 | 12-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | BRG | 09627J102 | 12-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | BRG | 09627J102 | 12-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | BRG | 09627J102 | 12-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | BRG | 09627J102 | 12-Aug-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | BRG | 09627J102 | 12-Aug-2021 | A | The approval of the non-binding advisory resolution on the compensation of our named executive officers as disclosed in the proxy statement. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | BRG | 09627J102 | 12-Aug-2021 | A | The ratification of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Susan E. Chapman-Hughes | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Paul J. Dolan | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Jay L. Henderson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Kirk L. Perry | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Sandra Pianalto | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Alex Shumate | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Mark T. Smucker | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Richard K. Smucker | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Timothy P. Smucker | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Jodi L. Taylor | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Election of Director whose term of office will expire in 2022: Dawn C. Willoughby | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2022 fiscal year. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 18-Aug-2021 | A | Advisory approval of the Company's executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as amended and restated as of August 15, 2021 and as it may be further amended from time to time (the "Merger Agreement"), by and among MNR, EQC and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Approve Merger Agreement | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To authorize the board of directors of MNR, to approve one or more adjournments of the MNR special meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Approve Motion to Adjourn Meeting | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among MNR, EQC, and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Miscellaneous Corporate Governance | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To authorize the board of directors of MNR to approve one or more adjournments of the MNR special meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Miscellaneous Corporate Governance | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as amended and restated as of August 15, 2021 and as it may be further amended from time to time (the "Merger Agreement"), by and among MNR, EQC and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Approve Merger Agreement | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To authorize the board of directors of MNR, to approve one or more adjournments of the MNR special meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Approve Motion to Adjourn Meeting | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation ("MNR") with and into EQC Maple Industrial LLC (f/k/a RS18 LLC) ("Merger Sub"), a subsidiary of Equity Commonwealth ("EQC"), pursuant to the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time (the "Merger Agreement"), by and among MNR, EQC, and Merger Sub, and the other transactions contemplated by the Merger Agreement. | Miscellaneous Corporate Governance | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to MNR's five executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | To authorize the board of directors of MNR to approve one or more adjournments of the MNR special meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | Miscellaneous Corporate Governance | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | Company Proposal: Approve the proposed merger of the Company with and into EQC Maple Industrial LLC and the other transactions contemplated by the Agreement and Plan of Merger, dated as of May 4, 2021, as it may be amended from time to time, by and among the Company, Equity Commonwealth and EQC Maple Industrial LLC (the "Merger Agreement"). | Miscellaneous Corporate Governance | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | Company Proposal: Approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to the Company's five named executive officers in connection with the Merger Agreement and the transactions contemplated thereby. | 14A Executive Compensation | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 31-Aug-2021 | S | Company Proposal: Authorize the Board to approve one or more adjournments of the Special Meeting to another date, time, place or format, if necessary or appropriate, including to solicit additional proxies in favor of Proposal 1. | Miscellaneous Corporate Governance | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: MARVIN R. ELLISON | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: SUSAN PATRICIA GRIFFITH | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: KIMBERLY A. JABAL | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: SHIRLEY ANN JACKSON | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: R. BRAD MARTIN | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: JOSHUA COOPER RAMO | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: SUSAN C. SCHWAB | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: FREDERICK W. SMITH | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: DAVID P. STEINER | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: RAJESH SUBRAMANIAM | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Election of Director: PAUL S. WALSH | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Advisory vote to approve named executive officer compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Stockholder proposal regarding independent board chairman. | S/H Proposal - Establish Independent Chairman | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Stockholder proposal regarding report on alignment between company values and electioneering contributions. | S/H Proposal - Corporate Governance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Stockholder proposal regarding lobbying activity and expenditure report. | S/H Proposal - Political/Government | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Stockholder proposal regarding assessing inclusion in the workplace. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| FEDEX CORPORATION | FDX | 31428X106 | 27-Sep-2021 | A | Stockholder proposal regarding shareholder ratification of termination pay. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Election of Class II Director: James Murdoch | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Election of Class II Director: Kimbal Musk | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Tesla proposal for adoption of amendments to certificate of incorporation to reduce director terms to two years. | Amend Articles-Board Related | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Tesla proposal for adoption of amendments to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. | Eliminate Supermajority Requirements | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Tesla proposal to ratify the appointment of independent registered public accounting firm. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Stockholder proposal regarding reduction of director terms to one year. | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Stockholder proposal regarding additional reporting on diversity and inclusion efforts. | S/H Proposal - Add Women & Minorities to Board | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Stockholder proposal regarding reporting on employee arbitration. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Stockholder proposal regarding assigning responsibility for strategic oversight of human capital management to an independent board-level committee. | S/H Proposal - Corporate Governance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TESLA, INC. | TSLA | 88160R101 | 07-Oct-2021 | A | Stockholder proposal regarding additional reporting on human rights. | S/H Proposal - Human Rights Related | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: B. Thomas Golisano | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: Thomas F. Bonadio | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: Joseph G. Doody | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: David J.S. Flaschen | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: Pamela A. Joseph | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: Martin Mucci | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: Kevin A. Price | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: Joseph M. Tucci | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: Joseph M. Velli | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | Election of Director: Kara Wilson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PAYCHEX, INC. | PAYX | 704326107 | 14-Oct-2021 | A | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 10-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 10-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 10-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 10-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 10-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | MSGE | 55826T102 | 10-Dec-2021 | A | Ratification of the appointment of our independent registered public accounting firm. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | Ratification of the appointment of PKF O'Connor Davies, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 16-Dec-2021 | A | An advisory resolution for the executive compensation of the Company's named executive officers for the fiscal year ended September 30, 2021 as more fully described in the proxy statement. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 24-Jan-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 24-Jan-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 24-Jan-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 24-Jan-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 24-Jan-2022 | A | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 24-Jan-2022 | A | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 24-Jan-2022 | A | Approval of an amendment and restatement of The Scotts Miracle-Gro Company Long-Term Incentive Plan to, among other things, increase the maximum number of common shares available for grant to participants. | Amend Stock Compensation Plan | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 24-Jan-2022 | A | Approval, on an advisory basis, regarding the frequency with which future advisory votes on executive compensation will occur. | 14A Executive Compensation Vote Frequency | 1 | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Lloyd A. Carney | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Mary B. Cranston | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Francisco Javier Fernández-Carbajal | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Alfred F. Kelly, Jr. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Ramon Laguarta | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: John F. Lundgren | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Robert W. Matschullat | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Denise M. Morrison | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Linda J. Rendle | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | Election of Director: Maynard G. Webb, Jr. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | To approve, on an advisory basis, the compensation paid to our named executive officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | A | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 01-Feb-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 01-Feb-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 01-Feb-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 01-Feb-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 01-Feb-2022 | A | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 01-Feb-2022 | A | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 17-Feb-2022 | S | To approve the merger (the "Merger") of Monmouth Real Estate Investment Corporation, a Maryland corporation ("Monmouth"), with and into Maple Delaware Merger Sub LLC ("Merger Sub"), a subsidiary of Industrial Logistics Properties Trust, a Maryland real estate investment trust ("ILPT"), pursuant to the Agreement and Plan of Merger, dated as of November 5, 2021 (as it may be amended, the "Merger Agreement"), by and among Monmouth, ILPT, and Merger Sub (the "Merger Proposal"). | Approve Merger Agreement | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 17-Feb-2022 | S | To approve on a non-binding, advisory basis, certain compensation that may be paid or become payable to Monmouth's named executive officers in connection with the Merger Agreement and the transactions contemplated thereby (the "Compensation Proposal"). | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| MONMOUTH REAL ESTATE INVESTMENT CORP. | MNR | 609720107 | 17-Feb-2022 | S | To approve any adjournment of the special meeting of the shareholders of Monmouth, if necessary or appropriate, including to solicit additional proxies in favor of the Merger Proposal (the "Adjournment Proposal"). | Approve Motion to Adjourn Meeting | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: James Bell | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: Tim Cook | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: Al Gore | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: Alex Gorsky | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: Andrea Jung | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: Art Levinson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: Monica Lozano | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: Ron Sugar | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Election of Director: Sue Wagner | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Advisory vote to approve executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | Approval of the Apple Inc. 2022 Employee Stock Plan. | Adopt Employee Stock Purchase Plan | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | A shareholder proposal entitled "Transparency Reports". | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | A shareholder proposal entitled "Report on Forced Labor". | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | A shareholder proposal entitled "Pay Equity". | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | A shareholder proposal entitled "Civil Rights Audit". | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | A | A shareholder proposal entitled "Report on Concealment Clauses". | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Sylvia Acevedo | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Cristiano R. Amon | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Mark Fields | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Jeffrey W. Henderson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Gregory N. Johnson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Ann M. Livermore | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Mark D. McLaughlin | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Jamie S. Miller | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Irene B. Rosenfeld | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Kornelis (Neil) Smit | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Jean-Pascal Tricoire | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Election of Director: Anthony J. Vinciquerra | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | A | Advisory vote to approve the compensation of our Named Executive Officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BLUE BIRD CORPORATION | BLBD | 095306106 | 09-Mar-2022 | A | To ratify the appointment of the Company's independent registered public accounting firm for the 2022 fiscal year. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Susan E. Arnold | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Mary T. Barra | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Safra A. Catz | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Amy L. Chang | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Robert A. Chapek | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Francis A. deSouza | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Michael B.G. Froman | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Maria Elena Lagomasino | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Calvin R. McDonald | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Mark G. Parker | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Election of Director: Derica W. Rice | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Consideration of an advisory vote to approve executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. | S/H Proposal - Political/Government | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders. | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. | S/H Proposal - Human Rights Related | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | A | Shareholder proposal, if properly presented at the meeting, requesting a workplace non-discrimination audit and report. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Richard E. Allison, Jr. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Andrew Campion | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Mary N. Dillon | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Isabel Ge Mahe | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Mellody Hobson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Kevin R. Johnson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Jørgen Vig Knudstorp | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Satya Nadella | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Joshua Cooper Ramo | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Clara Shih | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Election of Director: Javier G. Teruel | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Approve amended and restated 2005 Long-Term Equity Incentive Plan. | Amend Stock Compensation Plan | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Approve, on an advisory, nonbinding basis,the compensation of our named executive officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | A | Annual Reports Regarding the Prevention of Harassment and Discrimination in the Workplace. | S/H Proposal - Human Rights Related | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval of the 2022 Employee Stock Option Plan. | Adopt Employee Stock Purchase Plan | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval of an amendment to the 2017 Non-Salaried Director Stock Option Plan to increase the number of shares authorized for issuance. | Amend Director Stock Option Plan | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Approval, by non-binding advisory vote, of the compensation of the named executive officers of the Company as described in the Proxy Statement. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ACME UNITED CORPORATION | ACU | 004816104 | 25-Apr-2022 | A | Ratification of the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Sharon L. Allen | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Frank P. Bramble, Sr. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Pierre J.P. de Weck | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Arnold W. Donald | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Linda P. Hudson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Monica C. Lozano | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Brian T. Moynihan | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Lionel L. Nowell III | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Denise L. Ramos | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Clayton S. Rose | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Michael D. White | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Thomas D. Woods | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: R. David Yost | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Election of Director: Maria T. Zuber | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution) | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Ratifying the appointment of our independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Ratifying the Delaware Exclusive Forum Provision in our Bylaws. | Approve Charter Amendment | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Shareholder proposal requesting a civil rights and nondiscrimination audit. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies. | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | A | Shareholder proposal requesting a report on charitable donations. | S/H Proposal - Corporate Governance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Ronald E. Blaylock | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Albert Bourla | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Susan Desmond-Hellmann | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Joseph J. Echevarria | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Scott Gottlieb | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Helen H. Hobbs | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Susan Hockfield | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Dan R. Littman | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Shantanu Narayen | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: Suzanne Nora Johnson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: James Quincey | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Election of Director: James C. Smith | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | 2022 advisory approval of executive compensation | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Shareholder proposal regarding amending proxy access | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Shareholder proposal regarding report on political expenditures congruency | S/H Proposal - Political/Government | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | A | Shareholder proposal regarding report on public health costs of protecting vaccine technology | S/H Proposal - Health Issues | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Peter J. Arduini | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Giovanni Caforio, M.D. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Julia A. Haller, M.D. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Paula A. Price | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Derica W. Rice | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Theodore R. Samuels | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Gerald L. Storch | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Karen H. Vousden, Ph.D. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Election of Director: Phyllis R. Yale | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Advisory Vote to Approve the Compensation of our Named Executive Officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 03-May-2022 | A | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | S/H Proposal - Establish Independent Chairman | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: Alan R. Buckwalter | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: Anthony L. Coelho | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: Jakki L. Haussler | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: Victor L. Lund | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: Ellen Ochoa | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: Thomas L. Ryan | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: C. Park Shaper | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: Sara Martinez Tucker | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: W. Blair Waltrip | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Election of Director: Marcus A. Watts | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 04-May-2022 | A | To approve, by advisory vote, named executive officer compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Segun Agbaje | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Shona L. Brown | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Cesar Conde | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Ian Cook | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Edith W. Cooper | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Dina Dublon | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Michelle Gass | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Ramon L. Laguarta | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Dave Lewis | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: David C. Page | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Robert C. Pohlad | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Daniel Vasella | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Darren Walker | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Election of Director: Alberto Weisser | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Advisory approval of the Company's executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Shareholder Proposal - Independent Board Chairman. | S/H Proposal - Establish Independent Chairman | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Shareholder Proposal - Report on Global Public Policy and Political Influence Outside the U.S. | S/H Proposal - Political/Government | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | A | Shareholder Proposal - Report on Public Health Costs. | S/H Proposal - Health Issues | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Carol B. Tomé | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Rodney C. Adkins | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Eva C. Boratto | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Michael J. Burns | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Wayne M. Hewett | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Angela Hwang | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Kate E. Johnson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: William R. Johnson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Ann M. Livermore | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Franck J. Moison | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Christiana Smith Shi | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Russell Stokes | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | Election of Director to serve until 2023 annual meeting: Kevin Warsh | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | To approve on an advisory basis named executive officer compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | To prepare an annual report on lobbying activities. | S/H Proposal - Political/Government | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | To prepare a report on alignment of lobbying activities with the Paris Climate Agreement. | S/H Proposal - Political/Government | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | S/H Proposal - Corporate Governance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | To require adoption of independently verified science-based greenhouse gas emissions reduction targets. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | To prepare a report on balancing climate measures and financial returns. | S/H Proposal - Environmental | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | A | To prepare an annual report assessing UPS's diversity and inclusion. | S/H Proposal - Add Women & Minorities to Board | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2022 | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | Say on Pay - An advisory vote on the approval of executive compensation | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Eliminate Supermajority Requirements | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | S/H Proposal - Establish Independent Chairman | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | Stockholder Proposal - to Seek Shareholder Approval of Certain Termination Pay Arrangements | S/H Proposal - Corporate Governance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | Stockholder Proposal - to Issue a Report on Board Oversight of Competition Practices | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | A | Stockholder Proposal - to Issue an Annual Report on Political Spending | S/H Proposal - Political/Government | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | Appointment of KPMG LLP as Auditor of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| SPROTT INC. | SII | 852066208 | 06-May-2022 | 1 | Ordinary resolution to ratify and approve amendments to the Corporation's By-Law No.1, as more particularly described in the management information circular of the Corporation in connection with the Meeting. | Approve Charter Amendment | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Fernando Aguirre | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: C. David Brown II | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Alecia A. DeCoudreaux | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Nancy-Ann M. DeParle | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Roger N. Farah | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Anne M. Finucane | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Edward J. Ludwig | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Karen S. Lynch | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Jean-Pierre Millon | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: Mary L. Schapiro | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Election of Director: William C. Weldon | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Ratification of the appointment of our independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Stockholder proposal for reducing our ownership threshold to request a special stockholder meeting. | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Stockholder proposal regarding our independent Board Chair. | S/H Proposal - Establish Independent Chairman | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Stockholder proposal on civil rights and non-discrimination audit focused on "non-diverse" employees. | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Stockholder proposal requesting paid sick leave for all employees. | S/H Proposal - Health Issues | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 11-May-2022 | A | Stockholder proposal regarding a report on the public health costs of our food business to diversified portfolios. | S/H Proposal - Health Issues | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: Linda B. Bammann | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: Stephen B. Burke | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: Todd A. Combs | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: James S. Crown | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: James Dimon | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: Timothy P. Flynn | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: Mellody Hobson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: Michael A. Neal | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: Phebe N. Novakovic | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Election of Director: Virginia M. Rometty | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Advisory resolution to approve executive compensation | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Ratification of independent registered public accounting firm | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Fossil fuel financing | S/H Proposal - Environmental | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Special shareholder meeting improvement | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Independent board chairman | S/H Proposal - Establish Independent Chairman | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Board diversity resolution | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Conversion to public benefit corporation | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | A | Report on setting absolute contraction targets | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Nelson Peltz | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Peter W. May | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Matthew H. Peltz | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Kristin A. Dolan | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Kenneth W. Gilbert | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Richard H. Gomez | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Joseph A. Levato | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Michelle J. Mathews-Spradlin | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Todd A. Penegor | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Peter H. Rothschild | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Election of Director: Arthur B. Winkleblack | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Advisory resolution to approve executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| THE WENDY'S COMPANY | WEN | 95058W100 | 18-May-2022 | A | Stockholder proposal requesting information on the use of gestation stalls in the Company's pork supply chain, if properly presented at the meeting. | S/H Proposal - Corporate Governance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: John E. Caldwell | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: Nora M. Denzel | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: Mark Durcan | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: Michael P. Gregoire | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: Joseph A. Householder | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: John W. Marren | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: Jon A. Olson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: Lisa T. Su | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: Abhi Y. Talwalkar | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Election of Director: Elizabeth W. Vanderslice | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | A | Advisory vote to approve the executive compensation of our named executive officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | A | Election of Director: Paul M. Bisaro | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | A | Election of Director: Frank A. D'Amelio | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | A | Election of Director: Michael B. McCallister | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | A | Advisory vote to approve our executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | A | Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. | Amend Stock Compensation Plan | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | A | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | A | Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. | Eliminate Supermajority Requirements | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | A | Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. | Declassify Board | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | Company Proposal: To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | Company Proposal: An advisory vote on the compensation of our named executive officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | DIRECTOR | Election of Directors | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 23-May-2022 | A | To approve, on an advisory basis, the compensation of the Company's named executive officers. | 14A Executive Compensation | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | ||
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | To consider and vote upon an advisory, non-binding resolution to approve the compensation of the named executive officers, as disclosed in the accompanying proxy statement. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | To consider and vote upon an amendment to our Declaration of Trust to increase the number of authorized shares of beneficial interest. | Authorize Common Stock Increase | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | To consider and vote upon a proposal to approve the LXP Industrial Trust 2022 Equity-Based Award Plan. | Miscellaneous Corporate Actions | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| LXP INDUSTRIAL TRUST | LXP | 529043101 | 24-May-2022 | A | To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Oliver G. Brewer III | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Erik J Anderson | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Samuel H. Armacost | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Scott H. Baxter | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Thomas G. Dundon | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Laura J. Flanagan | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Russell L. Fleischer | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Bavan M. Holloway | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: John F. Lundgren | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Scott M. Marimow | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Adebayo O. Ogunlesi | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Varsha R. Rao | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Linda B. Segre | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | Election of Director: Anthony S. Thornley | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | To ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022 | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | To approve, on an advisory basis, the compensation of the Company's named executive officers | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CALLAWAY GOLF COMPANY | ELY | 131193104 | 25-May-2022 | A | To approve the Callaway Golf Company 2022 Incentive Plan | Approve Stock Compensation Plan | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CARPARTS.COM, INC. | PRTS | 14427M107 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CARPARTS.COM, INC. | PRTS | 14427M107 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CARPARTS.COM, INC. | PRTS | 14427M107 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| CARPARTS.COM, INC. | PRTS | 14427M107 | 25-May-2022 | A | Ratification of the appointment of RSM US LLP, an independent registered public accounting firm, as independent auditors of the Company for the fiscal year 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Jeffrey P. Bezos | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Andrew R. Jassy | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Keith B. Alexander | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Edith W. Cooper | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Jamie S. Gorelick | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Daniel P. Huttenlocher | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Judith A. McGrath | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Indra K. Nooyi | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Jonathan J. Rubinstein | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Patricia Q. Stonesifer | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | Election of Director: Wendell P. Weeks | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Approve Reverse Stock Split | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | S/H Proposal - Report on Charitable Contributions | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | S/H Proposal - Research Renewable Energy | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | A | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | S/H Proposal - Corporate Governance | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | To approve, on a non-binding and advisory basis, the resolution approving the compensation of our named executive officers as disclosed in the Proxy Statement ("Say-on-Pay Vote"). | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| COMPASS DIVERSIFIED HOLDINGS | CODI | 20451Q104 | 25-May-2022 | A | To ratify the appointment of Grant Thornton LLP to serve as independent auditor for the Company and the Trust for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: Thomas M. Bloch | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: Peter C. Brown | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: James B. Connor | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: Jack A. Newman, Jr. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: Virginia E. Shanks | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: Gregory K. Silvers | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: Robin P. Sterneck | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: Lisa G. Trimberger | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | Election of Trustee: Caixia Ziegler | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in these proxy materials. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| EPR PROPERTIES | EPR | 26884U109 | 27-May-2022 | A | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| INDUSTRIAL LOGISTICS PROPERTY TRUST | ILPT | 456237106 | 01-Jun-2022 | A | Election of Independent Trustee: Lisa Harris Jones | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| INDUSTRIAL LOGISTICS PROPERTY TRUST | ILPT | 456237106 | 01-Jun-2022 | A | Election of Independent Trustee: Joseph L. Morea | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| INDUSTRIAL LOGISTICS PROPERTY TRUST | ILPT | 456237106 | 01-Jun-2022 | A | Election of Independent Trustee: Kevin C. Phelan | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| INDUSTRIAL LOGISTICS PROPERTY TRUST | ILPT | 456237106 | 01-Jun-2022 | A | Election of Managing Trustee: John G. Murray | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| INDUSTRIAL LOGISTICS PROPERTY TRUST | ILPT | 456237106 | 01-Jun-2022 | A | Advisory vote to approve executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| INDUSTRIAL LOGISTICS PROPERTY TRUST | ILPT | 456237106 | 01-Jun-2022 | A | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2022 fiscal year. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UMH PROPERTIES, INC. | UMH | 903002103 | 01-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UMH PROPERTIES, INC. | UMH | 903002103 | 01-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UMH PROPERTIES, INC. | UMH | 903002103 | 01-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UMH PROPERTIES, INC. | UMH | 903002103 | 01-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UMH PROPERTIES, INC. | UMH | 903002103 | 01-Jun-2022 | A | Ratification of the appointment of PKF O'Connor Davies, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: Larry Page | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: Sergey Brin | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: Sundar Pichai | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: John L. Hennessy | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: Frances H. Arnold | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: L. John Doerr | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: Roger W. Ferguson Jr. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: Ann Mather | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: K. Ram Shriram | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Election of Director: Robin L. Washington | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. | Amend Stock Option Plan | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares. | Approve Charter Amendment | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | S/H Proposal - Political/Government | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. | S/H Proposal - Environmental | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. | S/H Proposal - Environmental | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. | S/H Proposal - Environmental | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. | S/H Proposal - Political/Government | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. | S/H Proposal - Human Rights Related | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. | S/H Proposal - Corporate Governance | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting. | S/H Proposal - Environmental | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | A | A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Election of Director: Timothy P. Flynn | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Election of Director: Paul R. Garcia | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Election of Director: Stephen J. Hemsley | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Election of Director: Michele J. Hooper | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Election of Director: F. William McNabb III | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Election of Director: Valerie C. Montgomery Rice, M.D. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Election of Director: John H. Noseworthy, M.D. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Election of Director: Andrew Witty | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Advisory approval of the Company's executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | A | If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal regarding political contributions congruency report. | S/H Proposal - Corporate Governance | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | DIRECTOR | Election of Directors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TURTLE BEACH CORPORATION | HEAR | 900450206 | 07-Jun-2022 | A | An advisory vote on the compensation of our named executive officers. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: David P. Abney | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Douglas M. Baker, Jr. | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: George S. Barrett | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Gail K. Boudreaux | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Brian C. Cornell | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Robert L. Edwards | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Melanie L. Healey | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Donald R. Knauss | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Christine A. Leahy | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Monica C. Lozano | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Derica W. Rice | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Election of Director: Dmitri L. Stockton | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | A | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | S/H Proposal - Shareholders be Given Access to Proxy | N | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| PARAMOUNT GLOBAL | PARA | 92556H206 | 08-Jun-2022 | A | Non-Voting agenda | Approve Charter Amendment | A | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Robert Gamgort | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Michael Call | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Olivier Goudet | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Peter Harf | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Juliette Hickman | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Paul S. Michaels | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Pamela H. Patsley | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Lubomira Rochet | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Debra Sandler | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Robert Singer | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | Election of Director: Larry D. Young | Election of Directors (Majority Voting) | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | To approve an advisory resolution regarding Keurig Dr Pepper Inc.'s executive compensation. | 14A Executive Compensation | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 | |
| KEURIG DR PEPPER INC. | KDP | 49271V100 | 09-Jun-2022 | A | To ratify the appointment of Deloitte & Touche LLP as Keurig Dr Pepper Inc.'s independent registered public accounting firm for fiscal year 2022. | Ratify Appointment of Independent Auditors | F | NORTHERN LIGHTS-NORTH STAR OPP FUND | 6734304710 |
| Registrant: | NORTHERN LIGHTS FUND TRUST II WOA US All Cap | Item 1, Exhibit A | ||||||||
| Investment Company Act file number: 811-22549 | ||||||||||
| Reporting Period: | July 1, 2021 through June 30, 2022 | |||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | ||||||||||
| 2 | The WOA US All Cap was not operational during the reporting period ended June 30, 2022. | |||||||||
| 3 | ||||||||||
| 4 | ||||||||||
| 5 | ||||||||||
| 6 | ||||||||||
| 7 | ||||||||||
| 8 | ||||||||||
| 9 | ||||||||||
| 10 | ||||||||||
| 11 | ||||||||||
| 12 | ||||||||||
| 13 | ||||||||||
| 14 | ||||||||||
| 15 | ||||||||||
| 16 | ||||||||||
| 17 | ||||||||||
| 18 | ||||||||||
| 19 | ||||||||||
| 20 | ||||||||||
| 21 | ||||||||||
| 22 | ||||||||||
| 23 | ||||||||||
| 24 | ||||||||||
| 25 | ||||||||||
| 26 | ||||||||||
| 27 | ||||||||||
| 28 | ||||||||||
| 29 | ||||||||||
| 30 | ||||||||||
| CONTENT KEY: | ||||||||||
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | |||||||||
| B. | Ticker - e.g., MSFT | |||||||||
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | |||||||||
| D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | |||||||||
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | |||||||||
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | |||||||||
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | |||||||||
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | |||||||||
| I. | Management Recommendation - FOR or AGAINST |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
and Title)* /s/ Kevin Wolf, President
By: Kevin Wolf, President
Date: August 15, 2022
* Print the name and title of each signing officer under his or her signature.