Barclays plc

11/08/2018 | Press release | Distributed by Public on 11/08/2018 05:14

Form 8 (DD) - Barrick Gold Corporation

LONDON--(BUSINESS WIRE)--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the 'Code')

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BARRICK GOLD CORPORATION
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO THE OFFEREE
(e) Date position held/dealing undertaken: 07 November 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,388,099 0.12% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 665,400 0.06% 2,685,000 0.23%
TOTAL: 2,053,499 0.18% 2,685,000 0.23%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant Purchase/sale Number of Price per unit
security securities
Ordinary NPV Purchase 5 13.0900 USD
Ordinary NPV Purchase 22 13.0700 USD
Ordinary NPV Purchase 173 12.9800 USD
Ordinary NPV Purchase 345 13.0500 USD
Ordinary NPV Purchase 600 13.1500 USD
Ordinary NPV Purchase 1,300 17.1292 CAD
Ordinary NPV Purchase 2,100 13.0328 USD
Ordinary NPV Purchase 2,960 12.9989 USD
Ordinary NPV Purchase 3,900 13.1310 USD
Ordinary NPV Purchase 10,900 13.0873 USD
Ordinary NPV Purchase 11,700 13.0940 USD
Ordinary NPV Purchase 11,709 13.2400 USD
Ordinary NPV Purchase 14,414 13.1127 USD
Ordinary NPV Purchase 17,100 13.1169 USD
Ordinary NPV Purchase 29,600 13.0924 USD
Ordinary NPV Purchase 30,000 13.0788 USD
Ordinary NPV Purchase 36,792 13.1243 USD
Ordinary NPV Purchase 42,320 13.1218 USD
Ordinary NPV Purchase 60,857 13.0834 USD
Ordinary NPV Purchase 62,700 13.0827 USD
Ordinary NPV Purchase 145,000 13.0100 USD
Ordinary NPV Purchase 156,184 13.1003 USD
Ordinary NPV Sale 1,300 17.1292 CAD
Ordinary NPV Sale 27 13.0737 USD
Ordinary NPV Sale 173 12.9800 USD
Ordinary NPV Sale 345 13.0500 USD
Ordinary NPV Sale 460 13.0000 USD
Ordinary NPV Sale 500 13.0160 USD
Ordinary NPV Sale 600 13.1050 USD
Ordinary NPV Sale 900 13.0266 USD
Ordinary NPV Sale 1,000 13.0760 USD
Ordinary NPV Sale 1,100 13.1318 USD
Ordinary NPV Sale 2,100 13.1278 USD
Ordinary NPV Sale 2,300 13.0534 USD
Ordinary NPV Sale 2,500 12.9988 USD
Ordinary NPV Sale 2,600 13.0773 USD
Ordinary NPV Sale 2,700 13.0225 USD
Ordinary NPV Sale 3,150 13.1346 USD
Ordinary NPV Sale 3,600 13.0477 USD
Ordinary NPV Sale 4,896 13.0779 USD
Ordinary NPV Sale 7,900 13.0974 USD
Ordinary NPV Sale 9,950 13.0642 USD
Ordinary NPV Sale 11,709 13.2400 USD
Ordinary NPV Sale 14,600 13.0551 USD
Ordinary NPV Sale 16,200 13.0912 USD
Ordinary NPV Sale 18,600 13.0900 USD
Ordinary NPV Sale 29,161 13.0842 USD
Ordinary NPV Sale 41,600 13.0845 USD
Ordinary NPV Sale 46,000 13.0894 USD
Ordinary NPV Sale 145,000 13.0100 USD
Ordinary NPV Sale 277,410 13.1080 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
Ordinary NPV Call Options Purchasing 100 15 USD American 18 Jan 2019 0.2600 USD
Ordinary NPV Call Options Purchasing 300 15 USD American 18 Apr 2019 0.5500 USD
Ordinary NPV Call Options Purchasing 100 17 USD American 18 Jan 2019 0.0500 USD
Ordinary NPV Call Options Purchasing 14,600 17 USD American 18 Apr 2019 0.2400 USD
Ordinary NPV Call Options Purchasing 800 22 USD American 18 Jan 2019 0.0100 USD
Ordinary NPV Call Options Selling 200 10 USD American 18 Apr 2019 3.3000 USD
Ordinary NPV Put Options Purchasing 100 13 USD American 18 Apr 2019 1.0000 USD
Ordinary NPV Put Options Selling 2,000 20 USD American 18 Jan 2019 6.9580 USD

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none'

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state 'none'

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 8 Nov 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the 'Code')

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose BARRICK GOLD CORPORATION
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
Ordinary NPV Call Options Purchased 100 15.0000 American 30 Nov 2018
Ordinary NPV Call Options Purchased 100 6.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 100 11.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 200 20.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 200 16.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 200 12.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 300 14.0000 American 23 Nov 2018
Ordinary NPV Call Options Purchased 300 11.0000 American 23 Nov 2018
Ordinary NPV Call Options Purchased 400 15.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 600 25.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 600 14.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 900 13.0000 American 23 Nov 2018
Ordinary NPV Call Options Purchased 1,000 13.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 1,500 14.0000 American 30 Nov 2018
Ordinary NPV Call Options Purchased 1,600 10.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 1,700 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 1,900 8.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 1,900 11.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 3,700 18.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 4,700 16.0000 American 30 Nov 2018
Ordinary NPV Call Options Purchased 6,800 15.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 8,300 12.0000 American 9 Nov 2018
Ordinary NPV Call Options Purchased 10,500 14.0000 American 9 Nov 2018
Ordinary NPV Call Options Purchased 11,600 14.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 11,700 35.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 15,100 16.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 15,900 17.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 18,600 11.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 18,900 13.0000 American 16 Nov 2018
Ordinary NPV Call Options Purchased 24,900 13.0000 American 9 Nov 2018
Ordinary NPV Call Options Purchased 27,500 9.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 32,100 10.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 38,600 10.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 45,000 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 177,100 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -274,800 15.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -256,200 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -183,600 12.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -162,400 17.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -118,400 13.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -114,100 16.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -97,100 15.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -80,800 30.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -77,600 14.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -60,700 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -56,400 17.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -55,600 12.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -46,800 11.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -44,100 35.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -35,700 25.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -35,300 11.0000 American 9 Nov 2018
Ordinary NPV Call Options Written -22,800 13.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -20,800 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -18,300 20.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -15,600 37.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -13,900 15.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -13,300 27.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -11,600 10.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -11,200 18.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -5,900 27.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -5,300 19.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -5,000 18.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -5,000 16.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -4,800 21.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -4,700 24.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -3,500 22.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -3,500 15.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -3,400 12.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -1,800 17.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -1,700 13.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -1,500 15.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -1,400 8.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -1,000 10.0000 American 15 Jan 2021
Ordinary NPV Call Options Written -1,000 14.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -800 14.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -700 26.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -400 15.0000 American 9 Nov 2018
Ordinary NPV Call Options Written -400 9.0000 American 16 Nov 2018
Ordinary NPV Call Options Written -300 10.0000 American 14 Dec 2018
Ordinary NPV Call Options Written -100 9.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -100 12.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -300,000 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -155,100 9.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -137,700 10.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -73,000 10.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -53,400 9.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -27,700 13.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -18,700 13.0000 American 16 Nov 2018
Ordinary NPV Put Options Purchased -13,600 8.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -10,700 11.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -5,000 13.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -3,000 20.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -1,900 8.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -1,500 10.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -1,300 11.0000 American 16 Nov 2018
Ordinary NPV Put Options Purchased -1,000 13.0000 American 9 Nov 2018
Ordinary NPV Put Options Purchased -500 14.0000 American 16 Nov 2018
Ordinary NPV Put Options Purchased -500 14.0000 American 9 Nov 2018
Ordinary NPV Put Options Purchased -500 11.0000 American 7 Dec 2018
Ordinary NPV Put Options Purchased -300 8.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -200 13.0000 American 30 Nov 2018
Ordinary NPV Put Options Written 200 10.0000 American 16 Nov 2018
Ordinary NPV Put Options Written 300 19.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 400 22.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 400 11.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 400 17.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 600 7.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 600 5.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 600 8.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 700 10.0000 American 30 Nov 2018
Ordinary NPV Put Options Written 700 16.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 800 13.0000 American 23 Nov 2018
Ordinary NPV Put Options Written 900 13.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 1,000 12.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 1,000 14.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 1,000 15.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 1,100 20.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 1,400 14.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 1,600 12.0000 American 9 Nov 2018
Ordinary NPV Put Options Written 1,700 13.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 2,000 14.0000 American 7 Dec 2018
Ordinary NPV Put Options Written 2,600 20.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 4,000 12.0000 American 16 Nov 2018
Ordinary NPV Put Options Written 5,000 15.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 5,900 12.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 19,200 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 22,400 17.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 33,300 15.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 71,000 12.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181108005377/en/

BARCLAYS PLC

Source: BARCLAYS PLC