Investment Managers Series Trust
08/17/2022 | Press release | Distributed by Public on 08/17/2022 11:17
Annual Proxy Voting Report by Investment Company - Form N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21719
INVESTMENT MANAGERS SERIES TRUST
(Exact name of registrant as specified in charter)
| 235 W. Galena Street, Milwaukee, WI | 53212 | |
| (Address of principal executive offices) | (Zip code) |
Diane J. Drake
Mutual Fund Administration, LLC
2220 E. Route 66, Suite 226
Glendora, California 91740
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 385-5777
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
| Form N-PX | |
| Fund Name: | West Loop Realty Fund |
| Reporting Period: | July 1, 2021 - June 30, 2022 |
Vote Summary
| VICI PROPERTIES INC. | |||||||||
| Security | 925652109 | Meeting Type | Special | ||||||
| Ticker Symbol | VICI | Meeting Date | 29-Oct-2021 | ||||||
| ISIN | US9256521090 | Agenda | 935500163 - Management | ||||||
| Record Date | 21-Sep-2021 | Holding Recon Date | 21-Sep-2021 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 28-Oct-2021 | ||||
| SEDOL(s) | Quick Code | ||||||||
|
Item |
Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
||||
| 1. | To approve the issuance of common stock, $0.01 par value per share, in connection with the transactions contemplated by the Master Transaction Agreement, dated August 4, 2021, by and among MGM Growth Properties LLC, MGM Growth Properties Operating Partnership LP, VICI Properties Inc., Venus Sub LLC, VICI Properties L.P., VICI Properties OP LLC and MGM Resorts International. | Management | For | For | For | ||||
| 2. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | For | ||||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date |
Date Confirmed |
||
| 141213.1 | REIIX | REIIX | UMB BANK, N.A. | 30,000 | 0 | 25-Sep-2021 | 25-Sep-2021 | ||
| ALEXANDER & BALDWIN, INC. | |||||||||
| Security | 014491104 | Meeting Type | Annual | ||||||
| Ticker Symbol | ALEX | Meeting Date | 26-Apr-2022 | ||||||
| ISIN | US0144911049 | Agenda | 935558924 - Management | ||||||
| Record Date | 17-Feb-2022 | Holding Recon Date | 17-Feb-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Adopt Omnibus Stock Option Plan | Management | For | For | For | None | None | ||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
39,350 | 0 | 16-Mar-2022 | |||
| AMERICAN HOMES 4 RENT | |||||||||
| Security | 02665T306 | Meeting Type | Annual | ||||||
| Ticker Symbol | AMH | Meeting Date | 03-May-2022 | ||||||
| ISIN | US02665T3068 | Agenda | 935562098 - Management | ||||||
| Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 02-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
45,000 | 0 | 23-Mar-2022 | |||
| CAMDEN PROPERTY TRUST | |||||||||
| Security | 133131102 | Meeting Type | Annual | ||||||
| Ticker Symbol | CPT | Meeting Date | 12-May-2022 | ||||||
| ISIN | US1331311027 | Agenda | 935574980 - Management | ||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 11-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 | Richard J. Campo | For | For | For | None | None | |||
| 2 | Javier E. Benito | For | For | For | None | None | |||
| 3 | Heather J. Brunner | For | For | For | None | None | |||
| 4 | Mark D. Gibson | For | For | For | None | None | |||
| 5 | Scott S. Ingraham | For | For | For | None | None | |||
| 6 | Renu Khator | For | For | For | None | None | |||
| 7 | D. Keith Oden | For | For | For | None | None | |||
| 8 | F. A. Sevilla-Sacasa | For | For | For | None | None | |||
| 9 | Steven A. Webster | For | For | For | None | None | |||
| 10 | Kelvin R. Westbrook | For | For | For | None | None | |||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
10,000 | 0 | 25-Mar-2022 | |||
| COUSINS PROPERTIES INCORPORATED | |||||||||
| Security | 222795502 | Meeting Type | Annual | ||||||
| Ticker Symbol | CUZ | Meeting Date | 26-Apr-2022 | ||||||
| ISIN | US2227955026 | Agenda | 935562012 - Management | ||||||
| Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 25-Apr-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None | ||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
31,000 | 0 | 17-Mar-2022 | |||
| ESSEX PROPERTY TRUST, INC. | |||||||||
| Security | 297178105 | Meeting Type | Annual | ||||||
| Ticker Symbol | ESS | Meeting Date | 10-May-2022 | ||||||
| ISIN | US2971781057 | Agenda | 935573697 - Management | ||||||
| Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 09-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 | Keith R. Guericke | For | For | For | None | None | |||
| 2 | Maria R. Hawthorne | For | For | For | None | None | |||
| 3 | Amal M. Johnson | For | For | For | None | None | |||
| 4 | Mary Kasaris | For | For | For | None | None | |||
| 5 | Irving F. Lyons, III | For | For | For | None | None | |||
| 6 | George M. Marcus | For | For | For | None | None | |||
| 7 | Thomas E. Robinson | For | For | For | None | None | |||
| 8 | Michael J. Schall | For | For | For | None | None | |||
| 9 | Byron A. Scordelis | For | For | For | None | None | |||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
2,650 | 0 | 26-Mar-2022 | |||
| INVENTRUST PROPERTIES CORP. | |||||||||
| Security | 46124J201 | Meeting Type | Annual | ||||||
| Ticker Symbol | IVT | Meeting Date | 05-May-2022 | ||||||
| ISIN | US46124J2015 | Agenda | 935562024 - Management | ||||||
| Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 04-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | Approve Charter Amendment | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
40,000 | 0 | 11-Mar-2022 | |||
| PROLOGIS, INC. | |||||||||
| Security | 74340W103 | Meeting Type | Annual | ||||||
| Ticker Symbol | PLD | Meeting Date | 04-May-2022 | ||||||
| ISIN | US74340W1036 | Agenda | 935572380 - Management | ||||||
| Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 03-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
22,500 | 0 | 26-Mar-2022 | |||
| PUBLIC STORAGE | |||||||||
| Security | 74460D109 | Meeting Type | Annual | ||||||
| Ticker Symbol | PSA | Meeting Date | 28-Apr-2022 | ||||||
| ISIN | US74460D1090 | Agenda | 935564547 - Management | ||||||
| Record Date | 28-Feb-2022 | Holding Recon Date | 28-Feb-2022 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 27-Apr-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 4. | Eliminate Supermajority Requirements | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian Ballot Shares |
Unavailable Shares |
Vote Date | ||||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. 5,000 |
0 | 23-Mar-2022 | ||||
| SBA COMMUNICATIONS CORPORATION | |||||||||
| Security | 78410G104 | Meeting Type | Annual | ||||||
| Ticker Symbol | SBAC | Meeting Date | 12-May-2022 | ||||||
| ISIN | US78410G1040 | Agenda | 935579613 - Management | ||||||
| Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | ||||||
| City / | Country | / |
United States |
Vote Deadline Date | 11-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal |
Proposed by |
Vote |
Management Recommendation |
For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
|
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares |
Unavailable Shares |
Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
7,700 | 0 | 31-Mar-2022 | |||
| ALEXANDER & BALDWIN, INC. | |||||||||
| Security | 014491104 | Meeting Type | Annual | ||||||
| Ticker Symbol | ALEX | Meeting Date | 26-Apr-2022 | ||||||
| ISIN | US0144911049 | Agenda | 935558924 - Management | ||||||
| Record Date | 17-Feb-2022 | Holding Recon Date | 17-Feb-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Adopt Omnibus Stock Option Plan | Management | For | For | For | None | None | ||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
39,350 | 0 | 26-Apr-2022 | |||
| AMERICAN ASSETS TRUST, INC. | |||||||||
| Security | 024013104 | Meeting Type | Annual | ||||||
| Ticker Symbol | AAT | Meeting Date | 07-Jun-2022 | ||||||
| ISIN | US0240131047 | Agenda | 935596518 - Management | ||||||
| Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 06-Jun-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 Ernest S. Rady | For | For | For | None | None | ||||
| 2 Dr. Robert S. Sullivan | For | For | For | None | None | ||||
| 3 Thomas S. Olinger | For | For | For | None | None | ||||
| 4 Joy L. Schaefer | For | For | For | None | None | ||||
| 5 Nina A. Tran | For | For | For | None | None | ||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
30,500 | 0 | 12-Apr-2022 | |||
| AMERICAN CAMPUS COMMUNITIES, INC. | |||||||||
| Security | 024835100 | Meeting Type | Annual | ||||||
| Ticker Symbol | ACC | Meeting Date | 24-May-2022 | ||||||
| ISIN | US0248351001 | Agenda | 935633291 - Management | ||||||
| Record Date | 08-Apr-2022 | Holding Recon Date | 08-Apr-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 23-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
30,000 | 0 | 28-Apr-2022 | |||
| AMERICAN HOMES 4 RENT | |||||||||
| Security | 02665T306 | Meeting Type | Annual | ||||||
| Ticker Symbol | AMH | Meeting Date | 03-May-2022 | ||||||
| ISIN | US02665T3068 | Agenda | 935562098 - Management | ||||||
| Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 02-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
45,000 | 0 | 26-Apr-2022 | |||
| AMERICOLD REALTY TRUST | |||||||||
| Security | 03064D108 | Meeting Type | Annual | ||||||
| Ticker Symbol | COLD | Meeting Date | 17-May-2022 | ||||||
| ISIN | US03064D1081 | Agenda | 935588535 - Management | ||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 16-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. |
14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | None | None | ||
| 4. | Miscellaneous Corporate Actions | Management | For | For | For | None | None | ||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
45,000 | 0 | 12-Apr-2022 | |||
| ARMADA HOFFLER PROPERTIES, INC. | |||||||||
| Security | 04208T108 | Meeting Type | Annual | ||||||
| Ticker Symbol | AHH | Meeting Date | 15-Jun-2022 | ||||||
| ISIN | US04208T1088 | Agenda | 935630803 - Management | ||||||
| Record Date | 18-Apr-2022 | Holding Recon Date | 18-Apr-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 14-Jun-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 George F. Allen | For | For | For | None | None | ||||
| 2 James A. Carroll | For | For | For | None | None | ||||
| 3 James C. Cherry | For | For | For | None | None | ||||
| 4 Louis S. Haddad | For | For | For | None | None | ||||
| 5 Eva S. Hardy | For | For | For | None | None | ||||
| 6 Daniel A. Hoffler | For | For | For | None | None | ||||
| 7 A. Russell Kirk | For | For | For | None | None | ||||
| 8 Dorothy S. McAuliffe | For | For | For | None | None | ||||
| 9 John W. Snow | For | For | For | None | None | ||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
65,000 | 0 | 27-Apr-2022 | |||
| AVALONBAY COMMUNITIES, INC. | |||||||||
| Security | 053484101 | Meeting Type | Annual | ||||||
| Ticker Symbol | AVB | Meeting Date | 19-May-2022 | ||||||
| ISIN | US0534841012 | Agenda | 935589323 - Management | ||||||
| Record Date | 24-Mar-2022 | Holding Recon Date | 24-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
10,000 | 0 | 12-Apr-2022 | |||
| COUSINS PROPERTIES INCORPORATED | |||||||||
| Security | 222795502 | Meeting Type | Annual | ||||||
| Ticker Symbol | CUZ | Meeting Date | 26-Apr-2022 | ||||||
| ISIN | US2227955026 | Agenda | 935562012 - Management | ||||||
| Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None | ||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
31,000 | 0 | 26-Apr-2022 | |||
| CROWN CASTLE INTERNATIONAL CORP. | |||||||||
| Security | 22822V101 | Meeting Type | Annual | ||||||
| Ticker Symbol | CCI | Meeting Date | 19-May-2022 | ||||||
| ISIN | US22822V1017 | Agenda | 935580793 - Management | ||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None | ||
| 4. | Authorize Common Stock Increase | Management | For | For | For | None | None | ||
| 5. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
18,000 | 0 | 05-Apr-2022 | |||
| CTO REALTY GROWTH, INC. | |||||||||
| Security | 22948Q101 | Meeting Type | Annual | ||||||
| Ticker Symbol | CTO | Meeting Date | 22-Jun-2022 | ||||||
| ISIN | US22948Q1013 | Agenda | 935632186 - Management | ||||||
| Record Date | 22-Apr-2022 | Holding Recon Date | 22-Apr-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 21-Jun-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 John P. Albright | For | For | For | None | None | ||||
| 2 George R. Brokaw | For | For | For | None | None | ||||
| 3 Christopher J. Drew | For | For | For | None | None | ||||
| 4 Laura M. Franklin | For | For | For | None | None | ||||
| 5 R. Blakeslee Gable | For | For | For | None | None | ||||
| 6 Christopher W. Haga | For | For | For | None | None | ||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
15,000 | 0 | 30-Apr-2022 | |||
| EQUINIX, INC. | |||||||||
| Security | 29444U700 | Meeting Type | Annual | ||||||
| Ticker Symbol | EQIX | Meeting Date | 25-May-2022 | ||||||
| ISIN | US29444U7000 | Agenda | 935602501 - Management | ||||||
| Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 24-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
3,800 | 0 | 15-Apr-2022 | |||
| INVITATION HOMES INC. | |||||||||
| Security | 46187W107 | Meeting Type | Annual | ||||||
| Ticker Symbol | INVH | Meeting Date | 17-May-2022 | ||||||
| ISIN | US46187W1071 | Agenda | 935583004 - Management | ||||||
| Record Date | 22-Mar-2022 | Holding Recon Date | 22-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 16-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 Michael D. Fascitelli | For | For | For | None | None | ||||
| 2 Dallas B. Tanner | For | For | For | None | None | ||||
| 3 Jana Cohen Barbe | For | For | For | None | None | ||||
| 4 Richard D. Bronson | For | For | For | None | None | ||||
| 5 Jeffrey E. Kelter | For | For | For | None | None | ||||
| 6 Joseph D. Margolis | For | For | For | None | None | ||||
| 7 John B. Rhea | For | For | For | None | None | ||||
| 8 J. Heidi Roizen | For | For | For | None | None | ||||
| 9 Janice L. Sears | For | For | For | None | None | ||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
42,000 | 0 | 06-Apr-2022 | |||
| LIFE STORAGE, INC. | |||||||||
| Security | 53223X107 | Meeting Type | Annual | ||||||
| Ticker Symbol | LSI | Meeting Date | 26-May-2022 | ||||||
| ISIN | US53223X1072 | Agenda | 935594374 - Management | ||||||
| Record Date | 29-Mar-2022 | Holding Recon Date | 29-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 25-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 Mark G. Barberio | For | For | For | None | None | ||||
| 2 Joseph V. Saffire | For | For | For | None | None | ||||
| 3 Stephen R. Rusmisel | For | For | For | None | None | ||||
| 4 Arthur L. Havener, Jr. | For | For | For | None | None | ||||
| 5 Dana Hamilton | For | For | For | None | None | ||||
| 6 Edward J. Pettinella | For | For | For | None | None | ||||
| 7 David L. Rogers | For | For | For | None | None | ||||
| 8 Susan Harnett | For | For | For | None | None | ||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
12,000 | 0 | 15-Apr-2022 | |||
| PLYMOUTH INDUSTRIAL REIT, INC. | |||||||||
| Security | 729640102 | Meeting Type | Annual | ||||||
| Ticker Symbol | PLYM | Meeting Date | 30-Jun-2022 | ||||||
| ISIN | US7296401026 | Agenda | 935636742 - Management | ||||||
| Record Date | 11-Apr-2022 | Holding Recon Date | 11-Apr-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 29-Jun-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 Martin Barber | For | For | For | None | None | ||||
| 2 Philip S. Cottone | For | For | For | None | None | ||||
| 3 Richard J. DeAgazio | For | For | For | None | None | ||||
| 4 David G. Gaw | For | For | For | None | None | ||||
| 5 John W. Guinee | For | For | For | None | None | ||||
| 6 Caitlin Murphy | For | For | For | None | None | ||||
| 7 Pendleton P. White, Jr. | For | For | For | None | None | ||||
| 8 Jeffrey E. Witherell | For | For | For | None | None | ||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
38,000 | 0 | 30-Apr-2022 | |||
| PUBLIC STORAGE | |||||||||
| Security | 74460D109 | Meeting Type | Annual | ||||||
| Ticker Symbol | PSA | Meeting Date | 28-Apr-2022 | ||||||
| ISIN | US74460D1090 | Agenda | 935564547 - Management | ||||||
| Record Date | 28-Feb-2022 | Holding Recon Date | 28-Feb-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 4. | Eliminate Supermajority Requirements | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
5,000 | 0 | 26-Apr-2022 | |||
| SABRA HEALTH CARE REIT, INC. | |||||||||
| Security | 78573L106 | Meeting Type | Annual | ||||||
| Ticker Symbol | SBRA | Meeting Date | 14-Jun-2022 | ||||||
| ISIN | US78573L1061 | Agenda | 935627440 - Management | ||||||
| Record Date | 18-Apr-2022 | Holding Recon Date | 18-Apr-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 13-Jun-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 3. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
45,000 | 0 | 26-Apr-2022 | |||
| SITE CENTERS CORP | |||||||||
| Security | 82981J109 | Meeting Type | Annual | ||||||
| Ticker Symbol | SITC | Meeting Date | 11-May-2022 | ||||||
| ISIN | US82981J1097 | Agenda | 935582850 - Management | ||||||
| Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 10-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
57,000 | 0 | 02-Apr-2022 | |||
| SUN COMMUNITIES, INC. | |||||||||
| Security | 866674104 | Meeting Type | Annual | ||||||
| Ticker Symbol | SUI | Meeting Date | 17-May-2022 | ||||||
| ISIN | US8666741041 | Agenda | 935587002 - Management | ||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 16-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
6,000 | 0 | 05-Apr-2022 | |||
| VENTAS, INC. | |||||||||
| Security | 92276F100 | Meeting Type | Contested-Annual | ||||||
| Ticker Symbol | VTR | Meeting Date | 27-Apr-2022 | ||||||
| ISIN | US92276F1003 | Agenda | 935589892 - Management | ||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 26-Apr-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1. | Election of Directors | Management | |||||||
| 1 Melody C. Barnes | For | For | For | None | None | ||||
| 2 Debra A. Cafaro | For | For | For | None | None | ||||
| 3 Michael J. Embler | For | For | For | None | None | ||||
| 4 Matthew J. Lustig | For | For | For | None | None | ||||
| 5 Roxanne M. Martino | For | For | For | None | None | ||||
| 6 Marguerite M. Nader | For | For | For | None | None | ||||
| 7 Sean P. Nolan | For | For | For | None | None | ||||
| 8 Walter C. Rakowich | For | For | For | None | None | ||||
| 9 Robert D. Reed | For | For | For | None | None | ||||
| 10 James D. Shelton | For | For | For | None | None | ||||
| 11 Maurice S. Smith | For | For | For | None | None | ||||
| 2. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None | ||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
34,500 | 0 | 05-Apr-2022 | |||
| WELLTOWER INC. | |||||||||
| Security | 95040Q104 | Meeting Type | Annual | ||||||
| Ticker Symbol | WELL | Meeting Date | 23-May-2022 | ||||||
| ISIN | US95040Q1040 | Agenda | 935604125 - Management | ||||||
| Record Date | 04-Apr-2022 | Holding Recon Date | 04-Apr-2022 | ||||||
| City / | Country | / | United States | Vote Deadline Date | 20-May-2022 | ||||
| SEDOL(s) | Quick Code | ||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
Preferred Provider Recommendation |
For/Against Preferred Provider Recommendation |
||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None | ||
| 2. | Approve Charter Amendment | Management | For | For | For | None | None | ||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None | ||
| 4. | 14A Executive Compensation | Management | For | For | For | None | None | ||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | |||
| 141213.1 | REIIX | REIIX |
UMB BANK, N.A. |
24,500 | 0 | 12-Apr-2022 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Investment Managers Series Trust |
| By (Signature and Title)* | /s/ Maureen Quill | |
| Maureen Quill, President & Principal Executive Officer | ||
| Date | August 17, 2022 |
| * | Print the name and title of each signing officer under his or her signature. |