11/24/2021 | Press release | Distributed by Public on 11/24/2021 05:26
| Filed by the Registrant ☒ | | | Filed by a Party other than the Registrant ☐ | |
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Annual Meeting Proposals
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Recommendation of the Board
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(1)
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| | Election of two directors to serve as Class A directors on our Board of Directors to serve until our 2024 Annual Meeting of Stockholders or until successors have been duly elected and qualified. | | |
FOR
each of the Company's nominees listed on the WHITE proxy card |
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(2)
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| | Ratification of the appointment of Citrin Cooperman & Company, LLP as our independent registered public accounting firm for the 2021 fiscal year. | | |
FOR
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(3)
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| | Such other proper business as may arise and that may properly be conducted at the Annual Meeting or any adjournment or postponement thereof. | | | | |
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By Order of the Board of Directors,
/s/ Joshua R. Lamstein
Joshua R. Lamstein
Chairman and Director |
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Name and Address of Beneficial Owner(1)
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No. of Shares
of Common Stock Beneficially Owned |
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Approximate
Percentage of Outstanding Shares of Common Stock |
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5% Stockholders | | | | | | | | | | | | | |
Morris C. Laster, M.D.(2)
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| | | | 6,006,000 | | | | | | 33.2% | | |
HCFP/Capital Partners 18B-2 LLC(3)
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| | | | 3,000,000 | | | | | | 14.2% | | |
Moreglade Pty. Limited
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| | | | 1,903,636 | | | | | | 10.2% | | |
HCFP/Capital Partners 18B-1 LLC
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| | | | 1,350,000 | | | | | | 7.5% | | |
SCPS/Strategic Capital Partners LLC
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| | | | 1,068,016 | | | | | | 5.6% | | |
Directors and Executive Officers | | | | | | | | | | | | | |
Ira Scott Greenspan(4)
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| | | | 5,655,108 | | | | | | 25.4% | | |
Joshua R. Lamstein(5)
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| | | | 5,569,144 | | | | | | 25.1% | | |
Paul E. Hopper(6)
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| | | | 1,920,859 | | | | | | 10.3% | | |
Ashish P. Sanghrajka(7)
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| | | | 516,702 | | | | | | 2.8% | | |
Robert J. Gibson(8)
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| | | | 219,020 | | | | | | 1.2% | | |
David A. Buckel(9)
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| | | | 32,374 | | | | | | 0.2% | | |
David S. Battleman, M.D.(10)
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| | | | 26,433 | | | | | | 0.1% | | |
Raphael Hofstein, Ph.D.(11)
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| | | | 26,433 | | | | | | 0.1% | | |
David Weild IV(12)
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| | | | 26,433 | | | | | | 0.1% | | |
All directors and executive officers as a group (9 individuals)(3)(4)(5)(6)(7)(8)(9)(10)(11)(12)
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| | | | 8,574,490 | | | | | | 37.3% | | |