10/27/2021 | Press release | Distributed by Public on 10/27/2021 12:37
Securities Act File No. 333-100654
Investment Company Act File No. 811-21237
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933x
Pre-Effective Amendment No. ¨
Post-Effective Amendment No. 519x
and/or
REGISTRATION STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940x
Amendment No. 520x
Unified Series Trust
(Exact Name of Registrant as Specified In Charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, Including Area Code: (513) 587-3400
Elisabeth Dahl
Secretary
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Name and Address of Agent for Service)
Copies to:
Cassandra W. Borchers, Esq.
Thompson Hine LLP
312 Walnut Street, 20th Floor
Cincinnati, OH 45202
(513) 352-6632
It is proposed that this filing will become effective:
□ | immediately upon filing pursuant to paragraph (b) |
x | on November 5, 2021 pursuant to paragraph (b) |
□ | 60 days after filing pursuant to paragraph (a)(1) |
□ | on _______ pursuant to paragraph (a)(1) |
□ | 75 days after filing pursuant to paragraph (a)(2) |
□ | on _______ pursuant to paragraph (a)(2) of rule 485 |
If appropriate check this box:
x |
this post-effective amendment designates a new effective date for a previously filed post-effective amendment |
The sole purpose of this filing is to delay the effectiveness of the Trust's Post-Effective Amendment No. 515 to its Registration Statement until November 5, 2021. Post-Effective Amendment No. 515 to the Trust's Registration Statement relates to the LHA Tactical Beta Variable Series Fund. Parts A, B and C of Registrant's Post-Effective Amendment No. 515 under the Securities Act of 1933 and Amendment No. 516 under the Investment Company Act of 1940, filed on August 17, 2021, are incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act and it has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Cincinnati and the State of Ohio on October 27, 2021.
UNIFIED SERIES TRUST | |||
By: | /s/ Martin R. Dean | ||
Martin R. Dean, President |
Attest:
By: | /s/ Zachary Richmond*+ | |
Zachary Richmond, Treasurer and Chief Financial Officer |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the date indicated.
Signature | Title | Date | |
/s/ David R. Carson | Interested Trustee | October 27, 2021 | |
David R. Carson | |||
/s/ Martin R. Dean | President | October 27, 2021 | |
Martin R. Dean | |||
/s/ Zachary Richmond*+ | Treasurer and CFO | October 27, 2021 | |
Zachary Richmond | |||
/s/ Daniel Condon* | Trustee | October 27, 2021 | |
Daniel Condon | |||
/s/ Gary E. Hippenstiel* | Trustee | October 27, 2021 | |
Gary E. Hippenstiel | |||
/s/ Stephen Little* | Trustee | October 27, 2021 | |
Stephen Little | |||
/s/ Ronald Tritschler* | Trustee | October 27, 2021 | |
Ronald Tritschler | |||
/s/ Kenneth Grant* | Trustee | October 27, 2021 | |
Kenneth Grant | |||
/s/ Elisabeth A. Dahl | |||
Elisabeth A. Dahl, Attorney in Fact |
* | Signed pursuant to a Power of Attorney dated May 14, 2018 (+and May 17, 2018) and filed with Registrant's registration statement on Form N-1A dated July 27, 2018 and incorporated herein by reference. |