DT Midstream Inc.

08/10/2022 | Press release | Distributed by Public on 08/10/2022 18:27

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Ellis Wendy
2. Issuer Name and Ticker or Trading Symbol
DT Midstream, Inc. [DTM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
E.V.P., Gen Counsel & Corp Sec /
(Last) (First) (Middle)
500 WOODWARD AVE., 29TH FLOOR
3. Date of Earliest Transaction (Month/Day/Year)
(Street)
DETROIT MI 48226
4. If Amendment, Date Original Filed(Month/Day/Year)
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code 4. Securities Acquired (A) or Disposed of (D) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) 6. Ownership Form: Direct (D) or Indirect (I) 7. Nature of Indirect Beneficial Ownership
Code V Amount (A) or (D) Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security 8. Price of Derivative Security 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership
Code V (A) (D) Date Exercisable Expriation Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ellis Wendy
500 WOODWARD AVE., 29TH FLOOR

DETROIT, MI48226


E.V.P., Gen Counsel & Corp Sec

Signatures

/s/ Wendy Ellis, Attorney-in-Fact 2022-08-10
**Signature of Reporting Person Date

Explanation of Responses:

(*) If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) In connection with the legal and structural separation of the Issuer from DTE Energy Company ("DTE"), the Reporting Person received shares of the Issuer's common stock in the Reporting Person's DTE 401(k) plan account. Pursuant to the terms of the DTE 401(k) plan and applicable law, DTE was forced to liquidate and sell all shares of Issuer common stock in the DTE 401(k) plan.
(2) Includes shares of the Issuer's common stock acquired under the Issuer's dividend reinvestment plan.
(3) Upon concluding the above-described sales, the proceeds from such sales were distributed to plan participants on a prorated basis based on the proportion of the Issuer's common stock held by the DTE 401(k) plan attributable to the participant. The price set forth in this Form is the per share consideration received by the reporting person for the disposition of the shares attributable to the Reporting Person.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.