05/20/2022 | Press release | Distributed by Public on 05/20/2022 15:36
FORM 3/A
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DS Private Equity Co., Ltd. ONE INTERNATIONAL FINANCE CENTRE 14TH FL 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU SEOUL, M507326 |
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DS Asset Management Co., Ltd. 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU 14TH FLOOR SEOUL, M507326 |
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Dok Soo Jang 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU 14TH FLOOR SEOUL, M507326 |
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DS Private Equity Co., Ltd. /s/ Steve S. Herr Managing Director | 2022-05-20 |
**Signature of Reporting Person | Date |
DS Asset Management Co., Ltd. /s/ Yundeok Wi Chief Executive Officer | 2022-05-20 |
**Signature of Reporting Person | Date |
/s/ Dok Soo Jang | 2022-05-20 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | DS Private Equity Co., Ltd. beneficially owns 5,210,000 shares of Class A Common Stock of NuScale Power Corporation (the "Issuer") directly. |
(2) | DS Asset Management Co., Ltd. beneficially owns 2,790,000 shares of Class A Common Stock of the Issuer directly. |
(3) | Dok Soo Jang beneficially owns shares of Class A Common Stock indirectly through his 60% ownership of DS Private Equity Co., Ltd. and his 87.6% ownership of DS Asset Management Co., Ltd. |
(4) | Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |