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Zalando SE
Zalando SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
25.05.2022 / 17:05
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Zalando SE
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Street:
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Valeska-Gert-Straße 5
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Postal code:
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10243
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City:
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Berlin
Germany
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Legal Entity Identifier (LEI):
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529900YRFFGH5AXU4S86
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
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5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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4.69 %
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2.80 %
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7.49 %
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262137691
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Previous notification
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5.36 %
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2.76 %
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8.12 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000ZAL1111
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0
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12290699
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0.00 %
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4.69 %
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Total
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12290699
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4.69 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Call Option
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17.06.2022
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at any time
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133200
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0.05 %
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Right of recall over securities lending agreements
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at any time
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at any time
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6096197
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2.33 %
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Total
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6229397
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2.38 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Retail Structured Product
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From 08.05.2070 to 11.04.2072
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at any time
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Cash
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692
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0 %
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Retail Structured Product - Note
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From 07.07.2022 to 07.05.2025
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at any time
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Cash
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637
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0 %
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Equity Swap
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From 14.02.2023 to 02.08.2024
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at any time
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Cash
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774383
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0.30 %
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Compound Option
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From 07.07.2022 to 07.05.2025
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at any time
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Cash
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228845
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0.09 %
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Put Option
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From 17.06.2022 to 16.12.2022
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at any time
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Physical
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85000
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0.03 %
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Convertible Bond
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06.08.2025
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at any time
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Physical
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30810
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0.01 %
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Total
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1120367
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0.43 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley & Co. LLC
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%
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%
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%
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-
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley International Holdings Inc.
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%
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%
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%
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Morgan Stanley International Limited
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%
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%
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%
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Morgan Stanley Investments (UK)
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%
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%
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%
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Morgan Stanley & Co. International plc
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4.08 %
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%
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5.49 %
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-
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley & Co. LLC
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%
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%
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%
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Prime Dealer Services Corp.
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%
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%
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%
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-
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley International Holdings Inc.
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%
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%
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%
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Morgan Stanley B.V.
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%
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%
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%
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-
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%
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%
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%
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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ETCM Holdings, LLC
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%
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%
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%
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E*TRADE Securities LLC
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
25.05.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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Zalando SE