Ultimus Managers Trust
09/23/2021 | Press release | Distributed by Public on 09/23/2021 12:22
Amendment to Post-Effective Amendment (SEC Filing - 485BPOS)
Filed with the Securities and Exchange Commission on September 23, 2021
Securities Act of 19933 File No. 333-180308
Investment Company Act of 1940 File No. 811-22680
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | [X] |
| Pre-Effective Amendment No. | |
| Post-Effective Amendment No. 200 | |
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | [X] |
| Amendment No. 203 |
(Check appropriate box or boxes)
ULTIMUS MANAGERS TRUST
(Exact Name of Registrant as Specified in Charter)
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: (513) 587-3400
David James
Ultimus Fund Solutions, LLC
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Name and Address of Agent for Service)
With copy to:
Thomas W. Steed III, Esq.
Kilpatrick Townsend & Stockton LLP
4208 Six Forks Road, Suite 1300
Raleigh, NC 27609
It is proposed that this filing will become effective (check appropriate box):
| / X / | immediately upon filing pursuant to paragraph (b) |
| / / | on pursuant to paragraph (b) |
| / / | 60 days after filing pursuant to paragraph (a) (1) |
| / / | on (date) pursuant to paragraph (a) (1) |
| / / | 75 days after filing pursuant to paragraph (a) (2) |
| / / | on (date) pursuant to paragraph (a) (2) of Rule 485(b) |
If appropriate, check the following box:
| / / | This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
This Post-Effective Amendment No. 200 to the Trust's Registration Statement on Form N-1A is filed for the sole purposes of submitting XBRL exhibits for the risk/return summary first provided in Post-Effective Amendment No. 195 filed September 2, 2021 and incorporates Parts A, B, and C from said amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 (the "Securities Act") and the Investment Company Act of 1940, each as amended, the Registrant certifies that the Fund has caused this Post-Effective Amendment ("PEA") to the Registrant's Registration Statement on Form N-1A under Rule 485(b) under the Securities Act, to be signed below on its behalf by the undersigned, thereto duly authorized, in Cincinnati, Ohio on September 23, 2021.
ULTIMUS MANAGERS TRUST
By: /s/ Todd E. Heim
Todd E. Heim
President
Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
| Signature | Date | ||||
| /s/ David R. Carson | September 23, 2021 | ||||
| David R. Carson, Trustee | |||||
| * | September 23, 2021 | ||||
| David M. Deptula, Trustee | |||||
| * | September 23, 2021 | ||||
| Janine L. Cohen, Trustee | By: | /s/ David James | |||
| David James | |||||
| * | September 23, 2021 | Attorney-in-fact* | |||
| Jacqueline A. Williams, Trustee | September 23, 2021 | ||||
| * | September 23, 2021 | ||||
| Clifford N. Schireson, Trustee | |||||
| * | September 23, 2021 | ||||
| Robert E. Morrison, Trustee | |||||
| /s/ Todd E. Heim | September 23, 2021 | ||||
| Todd E. Heim, President | |||||
| /s/ David R. Carson | September 23, 2021 | ||||
| David R. Carson, Vice President | |||||
| /s/ Jennifer L. Leamer | September 23, 2021 | ||||
| Jennifer L. Leamer, Treasurer/Controller/Principal Financial Officer |
EXHIBIT LIST
| Exhibit No. | Exhibit |
| EX-101.INS | XBRL Instance Document | |
| EX-101.SCH | XBRL Taxonomy Extension Schema Document | |
| EX-101.CAL | XBRL Taxonomy Extension Calculation Linkbase | |
| EX-101.DEF | XBRL Taxonomy Extension Definition Linkbase | |
| EX-101.LAB | XBRL Taxonomy Extension Labels Linkbase | |
| EX-101.PRE | XBRL Taxonomy Extension Presentation Linkbase |