08/18/2022 | Press release | Distributed by Public on 08/18/2022 14:30
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Walgreens Boots Alliance, Inc. 108 WILMOT ROAD DEERFIELD, IL60015 |
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X |
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OCH US Holding LLC 200 WILMOT ROAD DEERFIELD, IL60015 |
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X |
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HC GROUP HOLDINGS I, LLC 200 WILMOT ROAD DEERFIELD, IL60015 |
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X |
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WBA US 1 Co. 108 WILMOT ROAD DEERFIELD, IL60015 |
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X |
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WBA Investments, Inc. 108 WILMOT ROAD DEERFIELD, IL60015 |
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X |
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Walgreens Boots Alliance, Inc., By: /s/ Joseph B. Amsbary, Jr., Joseph B. Amsbary, Jr., Vice President, Corporate Secretary | 2022-08-18 |
**Signature of Reporting Person | Date |
OCH US Holding LLC, By: /s/ Joseph B. Amsbary, Jr. Joseph B. Amsbary, Jr., Vice President, Corporate Secretary | 2022-08-18 |
**Signature of Reporting Person | Date |
HC Group Holdings I, LLC, By: /s/ Joseph B. Amsbary, Jr., Joseph B. Amsbary, Jr., Vice President, Corporate Secretary | 2022-08-18 |
**Signature of Reporting Person | Date |
WBA US 1 Co., By: /s/ Joseph B. Amsbary, Jr., Joseph B. Amsbary, Jr., Vice President, Corporate Secretary | 2022-08-18 |
**Signature of Reporting Person | Date |
WBA Investments, Inc.,By: /s/ Joseph B. Amsbary, Jr., Joseph B. Amsbary, Jr., Vice President, Corporate Secretary | 2022-08-18 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of Issuer's common stock ("Common Stock") are held directly by HC Group Holdings I, LLC ("HC I"). HC I is wholly owned by OCH LLC. |
(2) | Walgreens Boots Alliance, Inc. ("WBA Parent") may be deemed to have beneficial ownership of such shares of common stock, as WBA Parent is the sole equityholder of WBA Investments, Inc. ("WBA Investments"), which in turn is the majority equityholder of WBA US 1 Co. ("WBA US 1"), which in turn is the sole equityholder of OCH US Holding LLC ("OCH LLC"), which in turn is the sole equityholder of HC I. |
(3) | Each of WBA Parent, WBA Investments, WBA US 1, and OCH LLC disclaims beneficial ownership of the shares of Common Stock owned by HC I except to the extent of its pecuniary interest therein. |