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Office of Comptroller of Currency

03/15/2019 | Press release | Distributed by Public on 03/15/2019 11:20

OCC Enforcement Actions and Terminations for March 2019

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
California
2019-004 MUFG Bank, Ltd. Los Angeles Branch, Los Angeles 2/21/2019
Illinois
2019-004 MUFG Bank, Ltd. Chicago Branch, Chicago 2/21/2019
New York
2019-004 MUFG Bank, Ltd. Primary NY Branch, New York 2/21/2019

Civil Money Penalty Orders
No. Name/Bank/City Date
Georgia
2019-008 William R. Blanton, United Americas Bank, National Association, Atlanta 3/11/2019

Formal Agreements
No. Name/Bank/City Date
Illinois
2019-005 Ben Franklin Bank of Illinois, Arlington Heights 2/5/2019

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Connecticut
2019-006 FA, Connecticut Community Bank, National Association, Westport (EA# 2009-123) 2/14/2019
Georgia
2019-008 CMP, William R. Blanton, United Americas Bank, National Association, Atlanta (EA# 2017-064) 3/11/2019
Illinois
2019-007 C&D, Ben Franklin Bank of Illinois, Arlington Heights (EA# 2015-122) 2/5/2019