SWK Holdings Corp.

08/15/2022 | Press release | Distributed by Public on 08/16/2022 10:18

Amendment to Securities Registration Form - Form 8-A12G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A/A

(Amendment No. 2)

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

SWK HOLDINGS CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

Delaware 77-0435679
(State of Incorporation or Organization) (IRS Employer Identification No.)
14755 Preston Road, Suite 105, Dallas, TX 75254
(Address of Principal Executive Offices) (Zip Code)

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ยจ

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. x

Securities Act registration statement file number to which this form relates: Not Applicable

Securities to be registered pursuant to Section 12(b) of the Act:

Title Of Each Class

To Be So Registered

Name Of Each Exchange On Which

Each Class Is To Be Registered

N/A N/A

Securities to be registered pursuant to Section 12(g) of the Act:

Preferred Stock Purchase Rights

(Title of Class)

REMOVAL FROM REGISTRATION

This Form 8-A/A is filed by SWK Holdings Corporation (the "Company") to reflect the expiration of the preferred stock purchase rights registered on Form 8-A, filed by the Company on April 18, 2016. The sole purpose of this filing is to deregister those preferred stock purchase rights.

SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: August 15, 2022

SWK HOLDINGS CORPORATION
By: /s/ Winston Black
Winston Black
Chief Executive Officer